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March 24, 2016 <br /> Dear Sir/Madam: <br /> i <br /> You are receiving this letter because your organization has been identified as having been (or may have <br /> been) involved in the purchase of municipal derivatives. There is a proposed Settlement in a class action <br /> lawsuit regardling the sale of municipal derivatives by George K. Baum & Company ("GKB"), National <br /> Westminster Bank PLC ("NatWest"), Natixis Funding Corp., Piper Jaffray & Co., Societe Generale SA, <br /> and UBS AG I("UBS"). <br /> I <br /> The Settlement includes all state,local and municipal government entities,independent government agencies <br /> and private entities that purchased municipal derivatives any time from January 1, 1992 through August <br /> 18,2011. The,Settlementaffects only the claims against George K. Baum& Company("GKB"),National <br /> Westminster Bank PLC ("NatWest"), Natixis Funding Corp., Piper Jaffray & Co., Societe Generale SA, <br /> i <br /> and UBS AG("UBS"). <br /> I <br /> Please read the enclosed detailed notice, which provides additional information about the lawsuit, as well <br /> as the enclosed distribution plan and Claim Form, which provides information about how you can submit <br /> a claim for proceeds from the Settlement. If you are not the appropriate contact, can you please assist us <br /> in our efforts by forwarding this notice packet to the appropriate person/office in your organization that <br /> handles the purchase of municipal derivatives? <br /> I <br /> If you have any questions, please visit the website at www.MunicipalDerivativesSettlement.com or call <br /> 1-877-310-05112. <br /> i <br /> Sincerely, <br /> Settlement Administrator <br /> i <br /> i <br /> 61 <br />