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DocuSign Envelope ID:27562A39-54B9-4980-BOFD-AEIDCBC76974 <br /> "Whoever,being an officer,agent,or employee of the United covered transaction.The prospective first tier participant shall <br /> States,or of any State or Territory,or whoever,whether a submit an explanation of why it cannot provide the certification <br /> person,association,firm,or corporation,knowingly makes any set out below.The certification or explanation void be <br /> false statement,false representation,or false report as to the considered In connection with the department or agency's <br /> character,quality,quantity,or cost of the material used or to determination whether to enter Into this transaction.However, <br /> be used,or the quantity or quality of the work performed or to failure of the prospective first tier participant to furnish a <br /> be performed,or the cost thereof in connection with the certification or an explanation shad disqualify such a person <br /> submission of plans,maps,specifications,contracts,or costs from participation in this transaction. <br /> of construction on any highway or related project submitted for <br /> approval to the Secretary of Transportation;or c.The certification in this dause is a material representation <br /> of fact upon which reliancewas placed when the contracting <br /> Whoever knowingly makes any false statement,false agency determined to enter into this transaction.If it is later <br /> representation,false report or false claim with respect to the determined that the prospective participant knowingly rendered <br /> character,quality,quantity,or cost of any work performed or to an erroneous certification,in addition to other remedies <br /> be performed,or materials furnished or to be furnished,in available to the Federal Government,the contracting agency <br /> connection with the construction of any highway or related may terminate this transaction for cause of default. <br /> project approved by the Secretary of Transportation;or <br /> d.The prospective first tier participant shad provide <br /> Whoever knowingly makes any false statement or false immediate written notice to the contracting agency to whom <br /> representation as to material fact in any statement,certificate, this proposal is submitted if any time the prospective first tier <br /> or report submitted pursuant to provisions of the Federal-aid participant learns that its certification was erroneous when <br /> Roads Act approved July 1,1916,(39 Stat.355),as amended submitted or has become erroneous by reason of changed <br /> and supplemented; circumstances. <br /> Shall be fined under this title or imprisoned not more than 5 e.The terms"covered transaction,""debarred," <br /> years or both." "suspended,""ineligible,""participant;"person,"principal," <br /> "principal," <br /> and"voluntarily excluded,'as used in this clause,are defined <br /> in 2 CFR Parts 180 and 1200. 'First Tier Covered <br /> IX.IMPLEMENTATION OF CLEAN AIR ACT AND FEDERAL Transactions'refers to any covered transaction between a <br /> WATER POLLUTION CONTROL ACT grantee or subgrantee of Federal funds and a participant(such <br /> as the prime or general contract). "Lower Tier Covered <br /> This provision is applicable to all Federal-aid construction Transactions"refers to any covered transaction under a First <br /> contracts and to all related subcontracts. Tier Covered Transaction(such as subcontracts). 'First Tier <br /> Participant"refers to the participant who has entered into a <br /> By submission of this bid/proposal or the execution of this covered transaction with a grantee or subgrantee of Federal <br /> contract,or subcontract,as appropriate,the bidder,proposer, funds(such as the prime or general contractor). 'Lower Tier <br /> Federal-aid construction contractor,or subcontractor,as Participant"refers any participant who has entered into a <br /> appropriate,will be deemed to have stipulated as follows: covered transaction with a First Tier Participant or other Lower <br /> Tier Participants(such as subcontractors and suppliers). <br /> 1.That any person who is or will be utilized in the <br /> performance of this contract is not prohibited from receiving an f.The prospective first tier participant agrees by submitting <br /> award due to a violation of Section 508 of the Clean Water Act this proposal that,should the proposed covered transaction be <br /> or Section 306 of the Clean Air Act, entered into,it shall not knowingly enter into any lower tier <br /> 2.That the contractor agrees to include or cause to be covered transaction with a person who is debarred, <br /> included the requirements of paragraph(1)of this Section X in suspended,declared ineligible,or voluntarily excluded from <br /> every subcontract,and further agrees to take such action as participation in this covered transaction,unless authorized by <br /> the contracting agency may direct as a means of enforcing the department or agency entering into this transaction. <br /> such requirements. <br /> g.The prospective first tier participant further agrees by <br /> submitting this proposal that it will include the clause titled <br /> X.CERTIFICATION REGARDING DEBARMENT, "Certification Regarding Debarment,Suspension,Ineligibility <br /> SUSPENSION,INELIGIBILITY AND VOLUNTARY and Voluntary Exclusion-Lower Tier Covered Transactions," <br /> EXCLUSION provided by the department or contracting agency,entering <br /> into this covered transaction,without modification,in all lower <br /> This provision is applicable to all Federal-aid construction tier covered transactions and in all solicitations for lower tier <br /> contracts,design-build contracts,subcontracts,lower-tier covered transactions exceeding the$25,000 threshold. <br /> subcontracts,purchase orders,lease agreements,consultant <br /> contracts or any other covered transection requiring FHWA h.A participant in a covered transaction may rely upon a <br /> approval or that Is estimated to cost$25,000 or more— as certification of a prospective participant in a lower tier covered <br /> defined in 2 CFR Parts 180 and 1200. transaction that is not debarred,suspended,ineligible,or <br /> voluntarily excluded from the covered transaction,unless it <br /> knows that the certification is erroneous, A participant is <br /> responsible for ensuring that its principals are not suspended, <br /> 1.Instructions for Certification—First Tier Participants: debarred,or otherwise ineligible to participate in covered <br /> transactions. To verify the eligibility of Its principals,as well as <br /> a.By signing and submitting this proposal,the prospective the eligibility of any lower tier prospective participants,each <br /> first tier participant is providing the certification set out below. participant may,but Is not required to,check the Excluded <br /> Parties List System website(nttoeJ/www.eois.aov/),which Is <br /> b.The inability of a person to provide the certification set out compiled by the General Services Administration. <br /> below will not necessarily result in denial of participation in this <br />• <br /> 9 <br />