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2019-162
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2019-162
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Last modified
12/30/2019 3:22:12 PM
Creation date
10/7/2019 10:24:25 AM
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Template:
Official Documents
Official Document Type
Agreement
Approved Date
10/01/2019
Control Number
2019-162
Agenda Item Number
8.J.
Entity Name
Hilltop Securities Inc. /Indian River County
Subject
Municipal Advisory Agreement effective October 1, 2019 (original to Kristen Daniels)
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A TRUE COPY <br />CERTIFICATION ON LASTPAGE <br />J.R. SMITH, CLERK <br />related entities of respondent as defined above by Florida law are not on the Scrutinized <br />Companies with Activities in Sudan List or the Scrutinized Companies with Activities in <br />the Iran Petroleum Energy Sector List, created pursuant to Section 215.473 of the Florida <br />Statutes and are not engaged in business operations in Cuba or Syria. <br />County may terminate this Contract if Contractor is found to have submitted <br />a false certification as provided under section 287.135(5), Florida Statutes, been placed <br />on the Scrutinized Companies with Activities in Sudan List or the Scrutinized Companies <br />with Activities in the Iran Petroleum Energy Sector List, or been engaged in business <br />operations in Cuba or Syria, as defined by section 287.135, Florida Statutes. <br />County may terminate this Contract if Contractor, including all wholly owned <br />subsidiaries, majority-owned subsidiaries, and parent companies that. exist for the <br />purpose of making profit, is found to have been placed on the Scrutinized Companies <br />that Boycott Israel List or is engaged in a boycott of Israel as set forth in section 215.4725, <br />Florida Statutes. <br />Section S. Compensation and Expense Reimbursement. The fees due to <br />HilltopSecurities for the services setforth and described in Section I of this Agreement <br />with respect to each issuance of Debt Instruments during the term of this Agreement <br />shall be calculated in accordance with the schedule set forth on Appendix A attached <br />hereto. Unless specifically provided otherwise on Appendix A or in a separate written <br />agreement between Issuer and HilltopSecurities such fees, togetherwith any otherfees <br />as may have been mutually agreed upon and all expenses for which HilltopSecurities <br />is entitled to reimbursement, shall become due and payable concurrently with the <br />delivery of the Debt Instruments to the purchaser. <br />Section A. Personnel. Joel Tindal, Director, will be assigned to work with County as <br />Municipal advisor. If, for any reason, personnel assigned is changed or replaced, the <br />County has the right to immediately terminate this Agreement. The County has the right <br />to approve, disapprove, or request, for any reason, HilltopSecurities to replace any <br />personnel assigned by HilltopSecurities to the account. Should the County make such a <br />request, HilltopSecurities shall promptly suggest a substitute until a satisfactory substitute <br />is selected. <br />Section 7. Indemnification. To the fullest extent permitted by law, HilltopSecurities <br />shall indemnify and hold harmless the County, its commissioners, officers, and <br />employees from liabilities, damages, losses and costs including, but not limited to, <br />reasonable attorney's fees, to the extent caused by the negligence, recklessness, or <br />intentional wrongful conduct of HilltopSecurities and other persons employed or <br />utilized by HilltopSecurities in the performance of this Agreement. <br />Section 8. Insurance. HilltopSecurities shall not commence to perform the Services <br />or Additional Services under this Agreement until it has obtained all of the insurance <br />7 <br />
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