HomeMy WebLinkAbout2007-274 J
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Contract Number: 08CP-04-10-40-01 -124
CSFA Number 52 . 023
STATE-FUNDED SUBGRANT AGREEMENT
THIS AGREEMENT is entered into by and between the State of Florida, Division of Emergency
Management, with headquarters in Tallahassee, Florida ( hereinafter referred to as the "Division"), and
Indian River County, ( hereinafter referred to as the "Recipient') .
THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING REPRESENTATIONS '
A. WHEREAS, the Recipient represents that it is fully qualified and eligible to receive these grant
funds to provide the services identified herein , and
B . WHEREAS, the Division has received these grant funds from the State of Florida , and has the
authority to subgrant these funds to the Recipient upon the terms and conditions hereinafter set forth , and
C. WHEREAS . the Division has authority pursuant to Florida law to disburse the funds under this
Agreement.
NOW, THEREFORE, the Division and the Recipient do mutually agree as follows:
( 1 ) SCOPE OF WORK
The Recipient shall fully perform the obligations in accordance with the Financial
Compensation Requirements , Attachment A of this Agreement, and the Scope of Work and Schedule of
Payments, Attachment B of this Agreement.
(2) INCORPORATION OF LAWS , RULES REGULATIONS AND POLICIES
Both the Recipient and the Division shall be governed by applicable State and Federal
laws, rules and regulations, including but not limited to those identified in EXHIBIT-1 and Attachment B .
(3) PERIOD OF AGREEMENT
This Agreement shall begin July 1 , 2007 and shall end June 30, 2008 , unless terminated
earlier in accordance with the provisions of Paragraph ( 12 ) of this Agreement.
(4) MODIFICATION OF CONTRACT
Either party may request modification of the provisions of this Agreement. Changes
which are mutually agreed upon shall be valid only when reduced to writing , duly signed by each of the
parties hereto, and attached to the original of this Agreement.
(5) RECORDKEEPING
(a) The Recipient shall retain sufficient records demonstrating its compliance with the
terms of this Agreement, and the compliance of all subcontractors or consultants to be paid from funds
provided under this Agreement, for a period of five years from the date the audit report is issued , and
shall allow the Division or its designee, Chief Financial Officer, or Auditor General access to such records
upon request. The Recipient shall ensure that audit working papers are made available to the Division or
its designee, Chief Financial Officer, or Auditor General upon request for a period of five years from the
date the audit report is issued , unless extended in writing by the Division , with the following exceptions:
1 . If any litigation , claim or audit is started before the expiration of the five year
period and extends beyond the five year period , the records will be maintained until all litigation , claims or
audit findings involving the records have been resolved .
2 . Records for the disposition of non-expendable personal property valued at
$5 ,000 or more at the time of acquisition shall be retained for five years after final disposition .
3 . Records relating to real property acquisition shall be retained for five years
after closing of title.
(b) The Recipient shall maintain all records, for the Recipient and for all subcontractors
or consultants to be paid from funds provided under this Agreement, including supporting documentation
of all program costs, in a form sufficient to determine compliance with the requirements and objectives of
the Financial Compensation Requirements - Attachment A - and the Scope of Work and Schedule of
Payments - Attachment B - and all other applicable laws and regulations.
(c) The Recipient, its employees or agents, including all subcontractors or consultants to
be paid from funds provided under this Agreement, shall allow access to its records at reasonable times
to the Division , its employees, and agents. 'Reasonable" shall be construed according to the
circumstances but ordinarily shall mean during normal business hours of 8:00 a .m. to 5:00 p.m. , local
time, on Monday through Friday. "Agents" shall include , but not be limited to, auditors retained by the
Division .
(6 ) AUDIT REQUIREMENTS
(a) The Recipient agrees to maintain financial procedures and support documents, in
accordance with generally accepted accounting principles, to account for the receipt and expenditure of
funds under this Agreement.
(b) These records shall be available at all reasonable times for inspection, review, or
audit by state personnel and other personnel duly authorized by the Division . 'Reasonable" shall be
construed according to circumstances, but ordinarily shall mean normal business hours of 8:00 a .m. to
5 :00 p. m. , local time, Monday through Friday.
(c) The Recipient shall also provide the Division with the records, reports or financial
statements upon request for the purposes of auditing and monitoring the funds awarded under this
Agreement.
(d) If the Recipient is a non-state entity as defined by Section 215.97, Fla . Stat. , it shall
comply with the following:
In the event that the Recipient expends a total amount of State financial assistance equal
to or in excess of $500 ,000 in any fiscal year of such Recipient, the Recipient must have a State single or
project-specific audit for such fiscal year in accordance with Section 215.97 , Fla. Stat. ; applicable rules of
the Executive Office of the Governor and the Chief Financial Officer; and Chapters 10.550 (local
government entities) or 10 . 650 (nonprofit and for-profit organizations), Rules of the Auditor General .
EXHIBIT- 1 to this Agreement indicates State financial assistance awarded through the Division by this
Agreement. In determining the State financial assistance expended in its fiscal year, the Recipient shall
consider all sources of State financial assistance, including State funds received from the Division, other
state agencies, and other non-state entities. State financial assistance does not include Federal direct or
pass-through awards and resources received by a non-state entity for Federal program matching
requirements.
In connection with the audit requirements addressed in Paragraph 6(d) above, the
Recipient shall ensure that the audit complies with the requirements of Section 215 .97(7), Fla. Stat. This
includes submission of a reporting package as defined by Section 215.97(2)(d), Fla. Stat. and Chapters
10 . 550 (local governmental entities) or 10 . 650 (nonprofit and for-profit organizations) , Rules of the Auditor
General .
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If the Recipient expends less than $500,000 in State financial assistance in its fiscal year,
an audit conducted in accordance with the provisions of Section 215.97 , Fla. Stat, is not required. In the
event that the Recipient expends less than $500,000 in state financial assistance in its fiscal year and
elects to have an audit conducted in accordance with the provisions of Section 215.97, Fla. Stat, the cost
of the audit must be paid from the non-state entity's resources (i .e. , the cost of such an audit must be paid
from the Recipient's resources obtained from other than State entities). Additional information on the
Florida Single Audit Act may be found at the fallowing website: hfp://www.state .fl . uslfsaa/statutes. htmI .
(e) Report Submission
1 . The annual financial audit report shall include all management letters and the
Recipient's response to all findings, including corrective actions to be taken .
2. The annual financial audit report shall include a schedule of financial
assistance specifically identifying all Agreement and other revenue by sponsoring agency and Agreement
number.
3. Copies of financial reporting packages required under this Paragraph 6 shall
be submitted by or on behalf of the Recipient directly to each of the following :
The Division of Emergency Management at each of the following addresses:
Department of Community Affairs
Office of Audit Services
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
[an electronic copy shall also be submitted to aurilla.parrish@dca .state.fl.us]
and
Division of Emergency Management
Bureau of Preparedness
Technological Hazards Section
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
The Auditor General 's Office at the following address:
Auditor General's Office
Room 401 , Claude Pepper Building
111 West Madison Street
Tallahassee, Florida 32399-1450
4 . Any reports, management letter, or other information required to be submitted
to the Division pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-
133 , Florida Statutes, and Chapters 10. 550 (local governmental entities) or 10.650 (nonprofit and for-
profit organizations) , Rules of the Auditor General , as applicable.
5 . Recipients, when submitting financial reporting packages to the Division or the
Department of Community Affairs for audits done in accordance with OMB Circular A- 133 or Chapters
10 . 550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations) , Rules of the Auditor
General, should indicate the date that the reporting package was delivered to the Recipient in
correspondence accompanying the reporting package.
(f) In the event the audit shows that the entire funds disbursed hereunder, or any portion
thereof, were not spent in accordance with the conditions of this Agreement, the Recipient shall be held
liable for reimbursement to the Division of all funds not spent in accordance with these applicable
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regulations and Agreement provisions within thirty (30) days after the Division has notified the Recipient
of such non-compliance.
(g) The Recipient shall have all audits completed in accordance with Section 215 .97, Fla .
Stat. by an independent certified public accountant (IPA) who shall either be a certified public accountant
or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied
with the applicable provisions noted above. The audit must be submitted to the Division no later than
nine (9) months from the end of the Recipient's fiscal year.
(7) REPORTS
(a) If all required deliverables are not sent to the Division or are not completed in a
manner acceptable to the Division , the Division may withhold further payments until they are completed or
may take such other action as set forth in Paragraph (11 ) REMEDIES. "Acceptable to the Division"
means that the work product was completed in accordance with the Financial Compensation
Requirements - Attachment A - and the Scope of Work and Schedule of Payments - Attachment B .
(b) The Recipient shall provide such additional program updates or information as may
be required by the Division .
(8) MONITORING
The Recipient shall monitor its performance under this Agreement, as well as that of its
subcontractors, sub-recipients and consultants who are paid from funds provided under this Agreement,
to ensure that time schedules are met, the Scope of Work and Schedule of Payments is accomplished
within the specified time periods, and other performance goals stated in this Agreement are achieved.
Such review shall be made for each function or activity set forth in Attachment B to this Agreement.
In addition to reviews of audits conducted in accordance with OMB Circular A-133, as
revised and Section 215.97, Fla. Stat. (see Paragraph (6) AUDIT REQUIREMENTS, above), monitoring
procedures may include, but not be limited to, on-site visits by Division staff, limited scope audits as
defined by OMB Circular A-133, as revised, and/or other procedures. By entering into this Agreement,
the Recipient agrees to comply and cooperate with all monitoring procedures/processes deemed
appropriate by the Division . In the event that the Division determines that a limited scope audit of the
Recipient is appropriate, the Recipient agrees to comply with any additional instructions provided by the
Division to the Recipient regarding such audit. The Recipient further agrees to comply and cooperate
with any inspections , reviews, investigations or audits deemed necessary by the Chief Financial Officer or
Auditor General . In addition , the Division will monitor the performance and financial management by the
Recipient throughout the contract term to ensure timely completion of all tasks.
(9) LIABILITY
(a) Unless the Recipient is a State agency or subdivision , as defined in Section 768.28,
Fla. Stat. , the Recipient shall be solely responsible to parties with whom it shall deal in carrying out the
terms of this Agreement, and shall hold the Division harmless against all claims of whatever nature by
third parties arising out of the performance of work under this agreement. For purposes of this
Agreement, the Recipient agrees that it is not an employee or agent of the Division, but is an independent
contractor.
(b) Any Recipient who is a state agency or subdivision , as defined in Section 768.28 ,
Fla. Stat., agrees to be fully responsible to the extent provided by Section 768.28 Fla . Stat. for its
negligent acts or omissions or tortious acts which result in claims or suits against the Division, and agrees
to be liable for any damages proximately caused by said acts or omissions. Nothing herein is intended to
serve as a waiver of sovereign immunity by any Recipient to which sovereign immunity applies. Nothing
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herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued
by third parties in any matter arising out of any contract.
( 10) DEFAULT
If any of the following events occur ("Events of Default"), all obligations on the part of the
Division to make any further payment of funds hereunder shall, if the Division so elects , terminate and the
Division may, at its option , exercise any of its remedies set forth in Paragraph ( 11 ), but the Division may
make any payments or parts of payments after the happening of any Events of Default without thereby
waiving the right to exercise such remedies, and without becoming liable to make any further payment:
(a) If any warranty or representation made by the Recipient in this Agreement or any
previous Agreement with the Division shall at any time be false or misleading in any respect, or if the
Recipient shall fail to keep, observe or perform any of the obligations, terms or covenants contained in
this Agreement or any previous agreement with the Division and has not cured such in timely fashion , or
is unable or unwilling to meet its obligations thereunder;
(b) If any material adverse change shall occur in the financial condition of the Recipient
at any time during the term of this Agreement, and the Recipient fails to cure said material adverse
change within thirty (30) days from the date written notice is sent by the Division .
(c) If any reports required by this Agreement have not been submitted to the Division or
have been submitted with incorrect, incomplete or insufficient information ;
(d) If the Recipient has failed to perform and complete in timely fashion any of its
obligations under this Agreement.
( 11 ) REMEDIES
Upon the happening of an Event of Default, then the Division may, at its option , upon
thirty (30) calendar days prior written notice to the Recipient and upon the Recipient's failure to cure
within said thirty (30) day period , exercise any one or more of the following remedies, either concurrently
or consecutively:
(a) Terminate this Agreement, provided that the Recipient is given at least thirty (30)
days prior written notice of such termination . The notice shall be effective when placed in the United
States mail , first class mail, postage prepaid, by registered or certified mail-return receipt requested, to
the address set forth in Paragraph ( 13) herein ;
(b) Commence an appropriate legal or equitable action to enforce performance of this
Agreement;
(c) Withhold or suspend payment of all or any part of a request for payment;
(d) Exercise any corrective or remedial actions, to include but not be limited to :
1 . requesting additional information from the Recipient to determine the reasons
for or the extent of non-compliance or lack of performance,
2 . issuing a written warning to advise that more serious measures may be taken
if the situation is not corrected,
3 . advising the Recipient to suspend, discontinue or refrain from incurring costs
for any activities in question or
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4. requiring the Recipient to reimburse the Division for the amount of costs
incurred for any items determined to be ineligible;
(e) Require that the Recipient return to the Division any funds which were used for
ineligible purposes under the program laws, rules and regulations governing the use of funds under this
program ;
(f) Exercise any other rights or remedies which may be otherwise available under
law;
(g) The pursuit of any one of the above remedies shall not preclude the Division from
pursuing any other remedies contained herein or otherwise provided at law or in equity. No waiver by the
Division of any right or remedy granted hereunder or failure to insist on strict performance by the
Recipient shall affect or extend or act as a waiver of any other right or remedy of the Division hereunder,
or affect the subsequent exercise of the same right or remedy by the Division for any further or
subsequent default by the Recipient.
(12) TERMINATION
(a) The Division may terminate this Agreement for cause upon thirty (30) days written
notice . Cause shall include , but not be limited to, misuse of funds; fraud ; lack of compliance with
applicable rules, laws and regulations ; failure to perform in a timely manner; and refusal by the Recipient
to permit public access to any document, paper, letter, or other material subject to disclosure under
Chapter 119, Fla . Stat. , as amended.
(b) The Division may terminate this Agreement for convenience or when it determines, in
its sole discretion, that the continuation of the Agreement would not produce beneficial results
commensurate with the further expenditure of funds, by providing the Recipient with thirty (30) calendar
days prior written notice.
(c) The parties may agree to terminate this Agreement for their mutual convenience as
evidenced by written amendment of this Agreement. The amendment shall establish the effective date of
the termination and the procedures for proper closeout of the Agreement.
(d ) In the event that this Agreement is terminated, the Recipient will not incur new
obligations for the terminated portion of the Agreement after the Recipient has received the notification of
termination . The Recipient will cancel as many outstanding obligations as possible. Costs incurred after
the date of receipt of notice of the termination will be disallowed . Notwithstanding the above, the
Recipient shall not be relieved of liability to the Division by virtue of any breach of Agreement by the
Recipient. The Division may, to the extent authorized by law, withhold any payments to the Recipient for
purpose of set-off until such time as the exact amount of damages due the Division from the Recipient is
determined.
(13) NOTICE AND CONTACT
(a) All notices provided under or pursuant to this Agreement shall be in writing , either by
hand delivery, or first class , certified mail, return receipt requested, to the representative identified below
at the address set forth below and said notification attached to the original of this Agreement.
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(b) The name, title, address, telephone number, fax number and E-mail address of the
Division program manager for this Agreement is:
Mr. Timothy Date
Program Manager
Division of Emergency Management
2555 Shumard Oak Boulevard
Tallahassee, Florida 32399-2100
Telephone: (850) 410-1272
Fax: (850) 488- 1739
Email: tim . date em . mvflorida com
(c) The name , title , address, telephone number, fax number and E-mail address of the
Representative of the RecipieAt responsible for the administration of the Agreement is:
John King , Director
Indian River C:nnnty Emergency Services
4225 43rd Avenue
Vero Reanh - ET 429F7
772 - 567 - 2154
72 — z2f - 1902 Tax
jking@ircgov . com
(d) In the event that different representatives or addresses are designated by either party
after execution of this Agreement, notice of the name, title, address, telephone number and E-mail
address of the new representative will be rendered as provided in ( 13)(a) above .
( 14) SUBCONTRACTS
If the Recipient subcontracts any or all of the work required under this Agreement, within
thirty (30) days after execution of the subcontract by the Recipient, a copy of the executed subcontract
must be forwarded to the Division . The Recipient agrees to include in the subcontract that (i) the
subcontractor is bound by the terms of this Agreement, (ii) the subcontractor is bound by all applicable
state and federal laws and regulations, and (iii) the subcontractor shall hold the Division and Recipient
harmless against all claims of whatever nature arising out of the subcontractors performance of work
under this Agreement, to the extent allowed and required by law.
For each subcontract, the Recipient shall provide a written statement to the Division as to
whether that subcontractor is a minority vendor, as defined in Section 288.703 , Fla. Stat.
(15) TERMS AND CONDITIONS
This Agreement contains all the terms and conditions agreed upon by the parties.
(16) ATTACHMENTS
(a ) All attachments to this Agreement are incorporated as if set out fully herein .
(b) In the event of any inconsistencies or conflict between the language of this
Agreement and the attachments hereto, the language of such attachments shall be controlling, but only to
the extent of such conflict or inconsistency.
(c) This Agreement has the following attachments:
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Exhibit 1 - Funding Sources
Attachment A - Financial Compensation Requirements
Attachment B - Scope of Work and Schedule of Payments
Attachment C - County Facilities Listing
Attachment D - Financial Invoice
Attachment E - Hazards Analysis Contract Checklist and CAMEO Guide
Attachment F — Hazards Analysis Site Visit Certification Form
Attachment G - Warranties and Representations
( 17) FUNDING/CONSIDERATION
This is a fixed fee agreement. As consideration for performance of work rendered under
this Agreement, the Division agrees to pay a fixed fee of up to $3,017.00. Payment will be made in
accordance with the provisions of the Financial Compensation Requirements, Attachment A of this
Agreement, and the Scope of Work and Schedule of Payments, Attachment B of this Agreement.
The sole intent of this Agreement is to provide financial assistance to the Recipient to
support the conduct of site-specific hazards analyses and hazardous materials emergency management
activities . It is therefore required that all expenditures paid from this fund be directly related to hazardous
materials preparedness , response, recovery or mitigation activities . Contract funds are not required to be
expended within the contract period; however, all work must be performed during the contract period
including any amendments agreed to by the parties . Any payments received after termination of the
Agreement shall be considered payments for work performed pursuant to the Agreement.
If the necessary funds are not available to fund this Agreement as a result of action by
Congress , the state Legislature , the Office of the Chief Financial Officer or the Office of Management and
Budgeting, all obligations on the part of the Division to make any further payment of funds hereunder shall
terminate, and the Recipient shall submit its closeout report within thirty (30) days of receipt of notice from
the Division .
(18) REPAYMENTS
All refunds or repayments to be made to the Division under this Agreement are to be
made payable to the order of "Cashier, Department of Community Affairs", and mailed directly to the
Department at the following address:
Department of Community Affairs
Cashier
Finance and Accounting
2555 Shumard Oak Boulevard
Tallahassee FL 32399-2100
In accordance with Section 215.34(2 ), Fla. Stat. , if a check or other draft is returned to
the Division for collection , Recipient shall pay to the Division an additional service fee of Fifteen Dollars
($15 .00) or Five Percent (5%) of the face amount of the check or draft, whichever is greater.
( 19) VENDOR PAYMENTS
Pursuant to Section 215.422 , Fla. Stat. , the Division shall issue payments to vendors
within 40 days after receipt of an acceptable invoice and receipt, inspection, and acceptance of goods
and/or services provided in accordance with the terms and conditions of the Agreement. Failure to issue
the warrant within 40 days shall result in the Division paying interest at a rate as established pursuant to
Section 55 .03( 1 ) Fla . Stat. The interest penalty shall be paid within 15 days after issuing the warrant.
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Vendors experiencing problems obtaining timely payment(s) from a state agency may
receive assistance by contacting the Vendor Ombudsman at (850) 413-5516.
(20) STANDARD CONDITIONS
(a) The validity of this Agreement is subject to the truth and accuracy of all the
information, representations, and materials submitted or provided by the Recipient in this Agreement, in
any subsequent submission or response to Division request, or in any submission or response to fulfill the
requirements of this Agreement, and such information , representations , and materials are incorporated by
reference. The lack of accuracy thereof or any material changes shall , at the option of the Division and
with thirty (30) days written notice to the Recipient, cause the termination of this Agreement and the
release of the Division from all its obligations to the Recipient.
(b) This Agreement shall be construed under the laws of the State of Florida, and venue
for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is in conflict
with any applicable statute or rule , or is otherwise unenforceable, then such provision shall be deemed
null and void to the extent of such conflict, and shall be deemed severable, but shall not invalidate any
other provision of this Agreement.
(c) Any power of approval or disapproval granted to the Division under the terms of this
Agreement shall survive the terms and life of this Agreement as a whole.
(d) The Agreement may be executed in any number of counterparts, any one of which
may be taken as an original .
(e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law
101 -336, 42 U .S.C. Section 12101 et sea .), if applicable , which prohibits discrimination by public and
private entities on the basis of disability in the areas of employment, public accommodations,
transportation , State and local government services, and in telecommunications .
(f) A person or affiliate who has been placed on the convicted vendor list following a
conviction for a public entity crime may not submit a bid on a contract to provide any goods or services to
a public entity, may not submit a bid on a contract with a public entity for the construction or repair of a
public building or public work, may not submit bids on leases of real property to a public entity, may not
be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with a
public entity, and may not transact business with any public entity in excess of Category Two for a period
of 36 months from the date of being placed on the convicted vendor list or on the discriminatory vendor
list.
(g) An entity or affiliate who has been placed on the discriminatory vendor list may not
submit a bid on a contract to provide goods or services to a public entity, may not submit a bid on a
contract with a public entity for the construction or repair of a public building or public work, may not
submit bids on leases of real property to a public entity, may not award or perform work as a contractor,
supplier, subcontractor, or consultant under contract with any public entity, and may not transact business
with any public entity.
(h ) The State of Florida's performance and obligation to pay under this Agreement is
contingent upon an annual appropriation by the Legislature, and subject to any modification in
accordance with Chapter 216, Fla. Stat. or the Florida Constitution .
(i ) All bills for fees or other compensation for services or expenses shall be submitted in
detail sufficient for a proper preaudit and postaudit thereof.
0) The Division reserves the right to unilaterally cancel this Agreement for refusal by the
Recipient to allow public access to all documents, papers, letters or other material subject to the
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provisions of Chapter 119, Fla . Stat. , and made or received by the Recipient in conjunction with this
Agreement.
(k) If the Recipient is allowed to temporarily invest any advances of funds under this
Agreement, any interest income shall either be returned to the Division or be applied against the
Division's obligation to pay the contract amount.
(1 ) The State of Florida will not intentionally award publicly-funded contracts to any
contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment
provisions contained in 8 U . S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act
("INA")] . The Division shall consider the employment by any contractor of unauthorized aliens a violation
of Section 274A(e) of the INA. Such violation by the Recipient of the employment provisions contained in
Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Division .
(m) The Recipient is subject to Florida's Government in the Sunshine Law (Section
286.011 , Fla. Stat.) with respect to the meetings of the Recipient's governing board or the meetings of
any subcommittee making recommendations to the governing board. All such meetings shall be publicly
noticed , open to the public, and the minutes of all such meetings shall be public records, available to the
public in accordance with Chapter 119, Fla. Stat.
(21 ) STATE LOBBYING PROHIBITION
No funds or other resources received from the Division in connection with this Agreement
may be used directly or indirectly to influence legislation or any other official action by the Florida
Legislature or any state agency.
(22) COPYRIGHT, PATENT AND TRADEMARK
ANY AND ALL PATENT RIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE
PERFORMANCE OF THIS AGREEMENT ARE HEREBY RESERVED TO THE STATE OF FLORIDA.
ANY AND ALL COPYRIGHTS ACCRUING UNDER OR IN CONNECTION WITH THE PERFORMANCE
OF THIS AGREEMENT ARE HEREBY TRANSFERRED BY THE RECIPIENT TO THE STATE OF
FLORIDA.
(a) If the Recipient brings to the performance of this Agreement a pre-existing patent or
copyright, the Recipient shall retain all rights and entitlements to that pre-existing patent or copyright
unless the Agreement provides otherwise.
(b) If any discovery or invention arises or is developed in the course of or as a result of
work or services performed under this Agreement, or in any way connected herewith , the Recipient shall
refer the discovery or invention to the Division for a determination whether patent protection will be sought
in the name of the State of Florida . Any and all patent rights accruing under or in connection with the
performance of this Agreement are hereby reserved to the State of Florida. In the event that any books ,
manuals, films , or other copyrightable material are produced , the Recipient shall notify the Division . Any
and all copyrights accruing under or in connection with the performance under this Agreement are hereby
transferred by the Recipient to the State of Florida .
(c) Within thirty (30 ) days of execution of this Agreement, the Recipient shall disclose all
intellectual properties relevant to the performance of this Agreement which he or she knows or should
know could give rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any
pre-existing intellectual property which is so disclosed . Failure to disclose will indicate that no such
property exists. The Division shall then , under Paragraph (b), have the right to all patents and copyrights
which accrue during performance of the Agreement.
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(23) PROPERTY MANAGEMENT.
(a) Title to equipment acquired by a Recipient with State funds shall vest in the
Recipient, subject to conditions of this section . The Recipient must continue the operation, maintenance,
repair and administration of any equipment or other personal property purchased under this Agreement in
accordance with the purposes for which the funds were originally appropriated and for the period of time
expressly specified in the Agreement or, failing to do so , the Recipient must return to the Division the
subgrant funds used to purchase the property.
(b) The Recipient shall not use equipment acquired with State funds to provide services
to non-State outside organizations for a fee that is less than private companies charge for equivalent
services, unless specifically authorized by Florida statute, for as long as the State retains an interest in
the equipment.
(c) The Recipient shall use the equipment in the project or program for which it was
acquired as long as needed, whether or not the project or program continues to be supported by State
funds and shall not encumber the property without approval of the Division. When no longer needed for
the original project or program, the Recipient shall use the equipment in connection with its other State-
sponsored activities, in the following order of priority: (i) Activities sponsored by the Division , then (ii)
activities sponsored by other State agencies.
(d) During the time that equipment is used on the project or program for which it was
acquired , the Recipient shall make it available for use on other projects or programs if such other use will
not interfere with the work on the project or program for which the equipment was originally acquired. First
preference for such other use shall be given to other projects or programs sponsored by the Division;
second preference shall be given to projects or programs sponsored by other State agencies . If the
equipment is owned by the State of Florida , use on other activities not sponsored by the State of Florida
shall be permissible if authorized by the Division . User charges shall be treated as program income.
(e) When acquiring replacement equipment, the Recipient may use the equipment to be
replaced as trade-in or sell the equipment and use the proceeds to offset the costs of the replacement
equipment subject to the approval of the Division .
(f) The Recipient's property management standards for equipment acquired with State
and State-owned equipment shall include all of the following .
1 . Equipment records shall be maintained accurately and shall include the
following information .
(i) A description of the equipment.
(ii) Manufacturer's serial number, model number, Federal stock number,
national stock number, or other identification number.
(iii) Source of the equipment, including the award number.
(iv) Whether title vests in the Recipient or the State of Florida.
(v) Acquisition date (or date received, if the equipment was furnished by
the State of Florida) and cost.
(vi ) Information from which one can calculate the percentage of State
participation in the cost of the equipment (not applicable to equipment furnished by the State of Florida).
Il
(vii) Location and condition of the equipment and the date the
information was reported .
(viii) Unit acquisition cost.
( ix) Ultimate disposition data , including date of disposal and sales price
or the method used to determine current fair market value where a Recipient compensates the Division
for its share.
2. Equipment owned by the State of Florida shall be identified to indicate State
ownership.
3. A physical inventory of equipment shall be taken and the results reconciled
with the equipment records at least once every two years. Any differences between quantities determined
by the physical inspection and those shown in the accounting records shall be investigated to determine
the causes of the difference. The Recipient shall , in connection with the inventory, verify the existence,
current utilization , and continued need for the equipment.
4 . A control system shall be in effect to insure adequate safeguards to prevent
loss, damage, or theft of the equipment. Any loss, damage , or theft of equipment shall be investigated
and fully documented , if the equipment was owned by the State of Florida, the Recipient shall promptly
notify the Division .
5. Adequate maintenance procedures shall be implemented to keep the
equipment in good condition .
6. Where the Recipient is authorized or required to sell the equipment, proper
sales procedures shall be established which provide for competition to the extent practicable and result in
the highest possible return .
(g) When the Recipient no longer needs the equipment, the equipment may be used for
other activities in accordance with the following standards. For equipment with a current per unit fair
market value of $5000 or more, the Recipient may retain the equipment for other uses provided that
compensation is made to the Division . The amount of compensation shall be computed by applying the
percentage of State participation in the cost of the original project or program to the current fair market
value of the equipment. If the Recipient has no need for the equipment, the Recipient shall request
disposition instructions from the Division . The Division shall determine whether the equipment can be
used to meet the Division's requirements. If no requirement exists within that agency, the availability of
the equipment shall be reported to the Department of Management Services by the Division to determine
whether a requirement for the equipment exists in other State agencies. The Division shall issue
instructions to the Recipient no later than 120 calendar days after the Recipient's request and the
following procedures shall govern .
1 . If so instructed or if disposition instructions are not issued within 120 calendar
days after the Recipient's request, the Recipient shall sell the equipment and reimburse the Federal
awarding agency an amount computed by applying to the sales proceeds the percentage of Federal
participation in the cost of the original project or program . However, the Recipient shall be permitted to
deduct and retain from the State share $500 or ten percent of the proceeds, whichever is less, for the
Recipient's selling and handling expenses.
2 . If the Recipient is instructed to ship the equipment elsewhere , the Recipient
shall be reimbursed by the State of Florida by an amount which is computed by applying the percentage
of the Recipient's participation in the cost of the original project or program to the current fair market value
of the equipment, plus any reasonable shipping or interim storage costs incurred .
12
3. If the Recipient is instructed to otherwise dispose of the equipment, the
Recipient shall be reimbursed by the Division for such costs incurred in its disposition .
4 . The Division may reserve the right to transfer the title to the State of Florida or
to a third party named by the State when such third party is otherwise eligible under existing statutes.
Such transfer shall be subject to the following standards.
(i) The equipment shall be appropriately identified in the award or
otherwise made known to the Recipient in writing .
(ii) The Division shall issue disposition instructions within 120 calendar
days after receipt of a final inventory. The final inventory shall list all equipment acquired with grant funds
and federally-owned equipment. If the Division fails to issue disposition instructions within the 120
calendar day period , the Recipient shall apply the standards of this section , as appropriate.
(iii ) When the Division exercises its right to take title , the equipment shall
be subject to the provisions for State-owned equipment.
(24) LEGAL AUTHORIZATION
The Recipient certifies with respect to this Agreement that it possesses the legal authority
to receive the funds to be provided under this Agreement and that, if applicable , its governing body has
authorized, by resolution or otherwise, the execution and acceptance of this Agreement with all covenants
and assurances contained herein . The Recipient also certifies that the undersigned possesses the
authority to legally execute and bind Recipient to the terms of this Agreement.
IN WITNESS WL EREOF, the parties hereto have caused this contract to be executed by their
undersigned officials as duly. authorized.
Recipient: INDIAN RIVER COUNTY APPROVED
BY: �� —
Nameandtitle ChairmanBoard of County Commissioners
Date: September' 45 2007
SAMAS # NIA FEID# 59-6000674 rump . dmrnistrator
AP OVED AS TO FORM
ANW
FFI IEN
STATE OF FLORIDA
DIVISION OF A A BY
EBRAAL
DEPUTY COUNTY ATTSSRNEY
BY: : 'd
Name and Title: W. Craig Fugate, Director
Division of Emergency Management
Date:
rill
Attest : J . K. Btartos Clea
13
Bya ["`su
Deputy Clar!x
EXHIBIT — 1
STATE RESOURCES AWARDED TO THE RECIPIENT PURSUANT TO THIS AGREEMENT CONSIST
OF THE FOLLOWING:
SUBJECT TO SECTION 215.97, FLORIDA STATUTES :
Division of Emergency Management, Florida Hazardous Materials Planning and Prevention Program,
Catalog of State Financial Assistance Number 52 .023 in the amount of $3 ,017 .00 .
COMPLIANCE REQUIREMENTS APPLICABLE TO STATE RESOURCES AWARDED PURSUANT TO
THIS AGREEMENT ARE AS FOLLOWS:
1 . Emergency Planning and Community Right-to-Know Act (EPCRA), Title III of the Superfund
Amendments and Reauthorization Act of 1986 , 42 U . S .C. s . 11001 , et seq. (SARA).
2 . Florida Emergency Planning and Community Right-to-Know Act, Chapter 252 , Part II , Florida Statutes
REMAINDER OF THIS PAGE LEFT BLANK INTENTIONALLY
14
Attachment A
FINANCIAL COMPENSATION REQUIREMENTS
A. Upon execution of this Agreement, the Recipient shall be compensated for tasks completed in
accordance with the Scope of Work and Schedule of Payments, which are incorporated in this Agreement
as Attachment B, except as provided herein.
B. Each request for payment shall be initiated by the Division upon receipt of an acceptable
Financial Invoice (Attachment D) that is supported by a product that meets the requirements of this
Agreement. The Recipient's authorized official shall sign the Financial Invoice. The Recipient shall
submit a Financial Invoice for payment that is commensurate with the Schedule of Payments identified in
Attachment B.
C . In the event that the Recipient submits less than fifty (50) percent of the completed hazards
analyses on or before November 1 , 2007 or less than the final fifty (50) percent of the completed hazards
analyses on or before February 1 , 2008 , then the payment due may be reduced by an amount
commensurate with the number of omitted hazards analyses and the number of days late, if any.
D . If the Division finds that the Recipient is not in compliance with the terms of this Agreement, or
is not in compliance with any other grant program administered by the Division , then , without waiving its
right to terminate this Agreement, the Division may, with written notice, withhold payment until the
Recipient is in compliance with and is performing satisfactorily under this Agreement or the applicable
requirement of any other grant program administered by the Division . The notice will be sent in
accordance with Paragraph (13) of this Agreement. Noncompliance under this section includes, but is not
limited to , the Recipient's failure to submit timely, accurate and complete products required under this
Agreement.
End Attachment A
15
Attachment B
SCOPE OF WORK AND SCHEDULE OF PAYMENTS
PURPOSE
Collection of this data will be used to comply with the requirements of the Emergency Planning and
Community Right-To-Know Act's planning requirements .
SCOPE OF WORK
TASK 1 : Submission and Guidance
Submission of a completed hazards analysis that complies with the site-specific hazards analysis
criteria outlined in this Attachment for each facility listed in Attachment C. The primary guidance
documents are Attachment E (Hazards Analysis Contract Checklist and CAMEO Guide) to this
Agreement and the U .S. Environmental Protection Agency's "Technical Guidance for Hazards
Analysis". All hazards analyses shall be consistent with the provisions of these documents. Any
variation from the procedures outlined in these documents must be requested in writing by certified
mail, return receipt requested and approved by the Division.
TASK 2: Coordination of Activities
The following includes, but is not limited to, activities to be performed under this Agreement:
A. Submit to the Division by August 15, 2007 the name, address , telephone number and E-mail
address of the Recipient's contract manager.
B. Of the facilities listed on Attachment C, fifty (50) percent of the completed hazards analyses
shall be submitted electronically in CAMEOfm format to the Division no later than November
1 , 2007 and the final fifty (50) percent of the completed hazards analyses shall be submitted
electronically in CAMEOfm format to the Division by no later than February 1 , 2008 except
that later dates may be agreed upon in writing by both parties to this Agreement. Absent any
extenuating circumstances and except as otherwise provided in this Agreement, work
submitted after February 1 , 2008 will not be accepted , reviewed or compensated. The
Division will be the sole authority for determining extenuating circumstances and granting
extensions to the work submission deadline.
C. Within the period of the Agreement, participation in a technical assistance training session
provided by the Division is required . The Division reserves the right to waive this
requirement.
D. Within the period of the Agreement, submit a list of facilities within the Recipient's
geographical boundaries that are suspected of not reporting to the State Emergency
Response Commission the presence of Extremely Hazardous Substances in quantities at or
above the Threshold Planning Quantity, as designated by the U . S . Environmental Protection
Agency.
16
TASK 3 : Review and Update of Hazards Analyses
A. Review and update hazards analyses for all facilities listed in Attachment C , which have
reported to the State Emergency Response Commission that they have present those
specific Extremely Hazardous Substances designated by the U .S . Environmental Protection
Agency in quantities at or above the Threshold Planning Quantity. It is required that each
Attachment C facility be contacted by on-site visit to ensure accuracy of the hazards analysis.
Each applicable facility's hazards analysis information shall be entered into the U .S.
Environmental Protection Agency's CAMEOfm program. Each facility hazards analysis shall
include, but is not limited to, the following items:
(1 ) Facility Information
(a) Provide the Facility name (per Attachment C)
(b ) Facility address
Provide the physical address (no Post Office Box) of the facility.
(c) Facility Identification
Provide the State Emergency Response Commission Code identification
number (per Attachment C) and the geographic coordinates (latitude and
longitude in decimal degrees).
(d) Facility Emergency Coordinator
Provide the name, title and telephone number (daytime and 24-hour) of the
designated facility emergency coordinator.
(e). Transportation Routes
List the main routes used (from the County line to the facility) to transport
chemicals to and/or from the facility.
(f) Evacuation Routes
Based on wind direction from the North , South , East and West, identify the
route(s) from the facility to exit the Vulnerable Zone(s).
(g) Historical Accident Record
Describe any past releases or incidents that have occurred at the facility.
Include date, time, chemical name, quantity and number of persons
injured or killed (this information is available from the facility). If it is
determined that a facility does not have a historical accident record, that
shall be noted.
(2 ) Hazard Identification
(a) Chemical identities
Provide proper chemical name, Chemical Abstract Service (CAS)
number and natural physical state (according to exhibit C of the
Technical Guidance for Hazards Analysis) for each Extremely Hazardous
Substance present at the facility at any time up to one year prior to the
site visit.
17
(b) Maximum quantity on-site
Express in exact pounds (not range codes) the maximum quantity of
each Extremely Hazardous Substance the facility has on-site at any time
up to one year prior to the site visit.
(c) Amount in largest container or interconnected containers
Express in pounds the amount of each Extremely Hazardous Substance
stored in the largest container or interconnected containers (this is the
release amount used to determine the Vulnerable Zone).
(d) Type and design of storage container or vessel
Indicate the storage method of each Extremely Hazardous Substance,
i.e. , drum, cylinder, tank, and their respective capacities (It is helpful to
indicate system types such as manifold versus vacuum as well).
(e) Nature of the hazard
Describe the type of hazard (Le. , fire, explosion ) and health effects
(acute and chronic) most likely to accompany a spill or release of each
Extremely Hazardous Substance .
(3) Vulnerability Analysis
(a ) Extent of the Vulnerable Zone
For each Extremely Hazardous Substance present at a facility , provide
the estimated geographical area (vulnerable zone) that may be subject to
concentrations of an airborne Extremely Hazardous Substance at levels
that could cause irreversible acute health effects or death to human
populations following an accidental release.
(b) Estimate Facility Population
Provide an estimate of the maximum number of employees present at
the facility at any given time, i.e. if the facility is unmanned except for
routine maintenance by only one person then, the number of employees
present at any given time shall be noted as one.
(c) Critical Facilities
Identify each critical facility by name and each critical facility's maximum
expected occupancy, within each vulnerable zone , which are essential to
emergency response or house special needs populations (schools , day
cares , public safety facilities, hospitals, etc. ). If there are no critical
facilities within the vulnerable zone, that shall be noted.
(d ) Estimate Total Exposed Population
Provide an estimate of the total exposed population (facility employees + general
population + critical facilities), within each vulnerable zone, that would be affected
in a worst case release scenario.
is
(4) Risk Analysis (the three ratings {Risk Assessment) at the bottom of the CAMEOfm
Scenario Page will meet the four requirements below)
(a) Probability of release
Rate the probability of release as Low, Moderate, or High based on
observations at the facility. Considerations should include history of
previous incidents and current conditions and controls at the facility.
(b) Severity of consequences of human injury
Rate the severity of consequences if an actual release were to occur.
(c) Severity of consequences of damage to property
Rate the potential damage to the facility, nearby buildings and
infrastructure if an actual release were to occur.
(d) Severity of consequences of environmental exposure
Rate the potential damage to the surrounding environmentally sensitive
areas, natural habitat and wildlife if an actual release were to occur.
B . Identify those facilities in Attachment C for which a hazards analysis was not submitted.
Supporting documentation must be provided with a list to account for the facilities for which a
hazards analysis was not completed. In addition to the facility name and the State
Emergency Response Commission Code identification number, supporting documentation
should indicate:
( 1 ) Facility has closed or is no longer in business.
(2) Facility is not physically located in the County (indicate appropriate County location , if
known) .
(3) Facility does not have Extremely Hazardous Substance(s) on-site or Extremely
Hazardous Substance(s) are below the Threshold Planning Quantity. These facilities
require:
(a ) A Statement of Determination from the facility representative for the previous
reporting year, or
(b) A letter from the facility representative fully explaining why the Extremely
Hazardous Substance(s) is/are not now present at or above the Threshold
Planning Quantity and a date when the Extremely Hazardous Substance(s)
was/were removed from the facility.
TASK 4: On-Site Visits
A. Conduct a detailed on-site visit, within the period of this Agreement, of all the facilities listed
in Attachment C, to confirm the accuracy and completeness of information in the hazards
analysis (Task 3).
B. Submit a completed Hazards Analysis Site Visit Certification Form (Attachment F) to the
Division for each facility site visit conducted.
19
C. Submit (electronically) a site plan map with the State Emergency Response Commission
Code identification number and in sufficient detail to identify:
1 . Location of major building(s)
2. Location and identification of EHS container(s)
3 . Location of major street(s) and entrance(s)
4. North arrow
TASK 5: Submission. Distribution and Notification of the Approved Hazards Analyses
A. Upon Division approval of all required hazards analyses , one (1 ) copy of each approved
hazards analysis (electronic format) shall be submitted to the Division . A complete copy of
each approved hazards analysis shall be sent to the Local Emergency Planning Committee and
a copy of the transmittal letter shall be submitted to the Division.
B. Upon Division approval of all required hazards analyses, notify all facilities (for which a hazards
analysis was required) and response agencies of the availability of the hazards analyses
information , make that information available upon request and submit proof of said notification
to the Division .
C. Ensure that the Hazards Analysis information is reflected in the county Local Mitigation
Strategy.
SCHEDULE OF PAYMENTS
A. The first payment in the amount of $ 1 .357.65 is payable upon Division receipt of an
acceptable financial invoice (Attachment D) and the completed Hazards Analyses due on or
before November 1 , 2007.
B. The second payment in the amount of $ 1357.65 is payable upon Division receipt of an
acceptable financial invoice (Attachment D) and the completed Hazards Analyses due on or
before February 1 , 2008.
C . A final payment in the amount of $301 .70 is payable upon Division approval of all required
hazards analyses, upon the Division receiving an acceptable financial invoice (Attachment
D), proof of distribution of the approved Hazards Analyses to the Local Emergency Planning
Committee, and proof of notification to all facilities (for which a hazards analysis was
required) and response agencies of the availability of the hazards analyses information
End Attachment B
20
ATTACHMENT C - INDIAN RIVER COUNTY SECTION 302 FACILITIES 2007-2008
SERC
Code Physical Address Mailing Address Facility Representative
Code
10 SUN AG - FELLSMERE FARMS DIVISION SUN AG DAVID W CHANDLER
7735 COUNTY ROAD 512 7735 COUNTY ROAD 512 772-571- 1444
1386 FELLSMERE FL 32948- FELLSMERE FL 32948-9789
10 BELLSOUTH TELECOMMUNICATIONS - F,8640 BELLSOUTH TELECOMMUNICATIONS BELLSOUTH BLDG SERVICE
1137 US HIGHWAY 1 AT COUNTY ROAD 512 7825 RED TOP ROAD 8001111-6944
5235 SEBASTIAN FL 32958 MACCLENNY FL 32063
10 BELLSOUTH TELECOMMUNICATIONS - E8612 BELLSOUTH TELECOMMUNICATIONS BELLSOUTH BLDG SERVICE
750 BEACHLAND BOULEVARD 7825 RED TOP ROAD 800-411-6944
5233 VERO BEACH FL 32963- 174 MACCLENNY FL 32063
10 BELLSOUTH TELECOMMUNICATIONS - E8636 BELLSOUTH TELECOMMUNICATIONS BELLSOUTH BLDG SERVICE
1976 16 AVENUE 7825 RED TOP ROAD 800-4I1-6944
5234 VERO BEACH FL 32960-061 MACCLENNY FL 32063
l0 COUNTRYSIDE AT VERO BEACH- WTP AND W WTP MHC COUNTRYSIDE AT VERO BEACH LLC PAT WALSH
8775 20 STREET 4501 TWO NORTH RIVERSIDE PLAZA SUITE 800 561-778. 1713
14281 VERO BEACH FL 32966- CHICAGO IL 60606
10 OCEAN SPRAY CRANBERRIES - VERO BEACH PROCESSING PLANT OCEAN SPRAY CRANBERRIES THOMAS CLARK
925 74 AVENUE SOUTHWEST 925 74 AVENUE SOUTHWEST 772-567-5287
1286 VERO BEACH FL 32968-970 VERO BEACH FL 32968-9702
10 SAMS CLUB - STORE 6520 SAMS EAST INC - CORPORATE COMPLIANCE IULIE ANGLE
5565 20 STREET 508 SOUTHWEST 8 STREET 772-978-9385
30651 VERO BEACH FL 32966 BENTONVILLE AR 72712-0505
10 SYNGENTA CROP PROTECTION SYNGENTA CROP PROTECTION BRYAN DELP
7145 58 AVENUE 7145 58 AVENUE 772-567-5218
1095 VERO BEACH FL 32967 VERO BEACH FL 32967-
10 VERO CHEMICAL DISTRIBUTORS VERO CHEMICAL DISTRIBUTORS RICHARD CHISHOLM
755 20 PLACE 755 20 PLACE 772-562-4463
6540 VERO BEACH FL 32960 VERO BEACH FL 32960
211
LEPC/SERC
Code Phvsical Address Mailing Address Facility Representative
10 WHITE FACE ACRES WHITE FACE ACRES A KROMHOUT
12600 STATE ROAD 60 6380 12 STREET 727473-2758
10539 VERO BEACH FL 32966 VERO BEACH FL 32966
21 .2
Attachment D
FINANCIAL INVOICE
FOR
HAZARDOUS MATERIALS HAZARDS ANALYSIS UPDATE
RECIPIENT: Indian River County AGREEMENT #
AMOUNT AMOUNT APPROVED
REQUESTED BY THE
BY THE RECIPIENT DIVISION
1 . First Payment (45% of contract amount) $ $
(50% Hazards Analyses completed/submitted)
2 . Second Payment (45% of contract amount) $ $
(50% Hazards Analyses completed/submitted)
3 . Final Payment(10% of contract amount) $ $
(approval, distribution & notification )
TOTAL AMOUNT $ $
(To be completed by
the Division)
I certify that to the best of my knowledge and belief the billed costs are in accordance with the terms
of the Agreement.
Signature of Authorized Official/Title Date
TOTAL AMOUNT TO BE PAID AS OF
THIS INVOICE $
( To be completed by the Division )
22
Attachment E
HAZARDEANALY919 CONTRACTCHFC.KLICTAND CAMEO QUID
FACILITY INFORMATION
Facility Name (per Attachment C) ( Facility page)
Facility Physical address (Facility page)
SERC Code identification number (i.e. SERC#XXXXX) (Department Field on Facility page)
Latitude & Longitude in decimal degrees (i.e. 30. 1917 - 84.3621) (Map Data tab on Facility page)
Facility Emergency Coordinator name, title, phone # (including daytime & 24 hr. number) (Contact tab on Facility page)
Transportation Route(s) (from county line to the facility) ( Notes tab on Facility page)
Evacuation Route(s) to exit the vulnerable zone (Notes tab on Facility page)
Historical Accident Record (If none, please note} ( Notes tab on Facility page)
HAZARD IDENTIFICATION (for each Extremely Hazardous Substance on site)
Proper chemical names) (Chemical in Inventory page(s))
Chemical Abstract Service (CAS) # (Chemical in Inventory page(s))
Natural physical state (i.e. mixture, pure, liquid, solid, gas) (Chemical in Inventory page(s), Physical State and Quantity tab)
Maximum quantity on-site in pounds (Chemical in Inventory pages), Physical State and Quantity tab)
Amount in largest container or interconnected containers (Chemical in Inventory page(s), Physical State and Quantity tab)
Type and design of storage container(s ) (i.e. cylinder, steel drum, carboy etc.) (Chemical in Inventory page{s), Location tab)
Nature of the hazard {i. e. , acute, chronic, fire , pressure etc.} (Chemical in Inventory page(s), Physical State and Quantity tab)
V(JLNEMB LDYAN T Yc'f (for each Extremely Hazardous Substance on site)
Estimate vulnerable zone (threat zone} radius (Bottom of Scenario page{s))
Facility Population (unmanned facilities minimum of one is required for maintenance personnel} (ID Codes tab on Facility page )
Critical Facilities (name of school(s ), hospital(s ) etc.} and max occupancy for each [if none, please note] (Notes tab on Scenario
page(s))
Estimate Total Exposed Population (facility + general population + critical facilities) (Notes tab on Scenario page(s))
(for each Extremely Hazardous Substance on site) (Scenario page{s})
The three ratings {Risk Assessment) at the bottom of the SCENARIO PAGE(S) will meet the four requirements below
_ Rate probability of release {i.e., low, medium or high}
Rate severity of consequences of human injury (i.e. , low, medium or high)
Rate severity of consequences of damage to property {i.e. , low, medium or high)
Rate severity of consequences of environmental exposure {i.e. , low, medium or high}
ON-SITE VISITS (within the contract period)
Completed hazards analysis site visit certification form
Site plan map with SERC code identification number for each facility and with sufficient detail to identify:
Location of major building(s )
Location of container(s ) of Extremely Hazardous Substance(s )
Location of major street(s ) and entrance(s )
North arrow
23
Attachment F
HAZARDS ANALYSIS SITE VISIT CERTIFICATION FORM
Name of Facility (Please print)
Name of County ( Please print)
State Emergency Response Commission Code identification number
Name of Facility Representative (Please print)
Facility Representative Signature Site Visit Date
Name of Inspector (Please print)
Inspector's Signature Site Visit Date
The individuals signing above certify that a hazards analysis site visit was conducted on the above date
24
Attachment G
Warranties and Representations
Financial Management
Recipient's financial management system shall provide for the following:
(1 ) Accurate, current and complete disclosure of the financial results of this project or
program in accordance with Paragraph (7) and Paragraph (12) of this Agreement.
(2) If applicable, records that identify adequately the source and application of funds for
all federally-sponsored activities. These records shall contain information pertaining to Federal
awards , authorizations, obligations, un-obligated balances, assets, outlays, income and interest.
(3) Effective control over and accountability for all funds, property and other assets.
Recipient shall adequately safeguard all such assets and assure that they are used solely for
authorized purposes.
(4 ) Comparison of outlays with budget amounts for each award . Whenever appropriate ,
financial information should be related to performance and unit cost data.
(5 ) If applicable, written procedures to minimize the time elapsing between the transfer
of funds to the Recipient from the U . S . Treasury and the issuance or redemption of checks,
warrants or payments by other means for program purposes by the recipient. To the extent that
the provisions of the Cash Management Improvement Act (CMIA) (Pub . L. 101 -453) govern ,
payment methods shall be consistent with CMIA Treasury-State Agreements or the CMIA
default procedures codified at 31 CFR part 205, "Withdrawal of Cash from the Treasury for
Advances under Federal Grant and Other Programs."
(6) If applicable, written procedures for determining the reasonableness , allocability
and allowability of costs in accordance with the provisions of the applicable Federal cost
principles and the terms and conditions of the award .
(7) Accounting records, including cost accounting records that are supported by source
documentation .
Competition
All procurement transactions shall be conducted in a manner to provide, to the maximum extent
practical , open and free competition . The recipient shall be alert to organizational conflicts of
interest as well as noncompetitive practices among contractors that may restrict or eliminate
competition or otherwise restrain trade. In order to ensure objective contractor performance and
eliminate unfair competitive advantage, contractors that develop or draft specifications,
requirements, statements of work, invitations for bids and/or requests for proposals shall be
excluded from competing for such procurements. Awards shall be made to the bidder or offeror
whose bid or offer is responsive to the solicitation and is most advantageous to the recipient,
price, quality and other factors considered. Solicitations shall clearly set forth all requirements
that the bidder or offeror shall fulfill in order for the bid or offer to be evaluated by the recipient.
Any and all bids or offers may be rejected when it is in the recipient's interest to do so.
Codes of Conduct
The recipient shall maintain written standards of conduct governing the performance of its
employees engaged in the award and administration of contracts. No employee, officer, or
agent shall participate in the selection , award , or administration of a contract supported by
Federal funds if a real or apparent conflict of interest would be involved . Such a conflict would
arise when the employee, officer, or agent, any member of his or her immediate family, his or
her partner, or an organization which employs or is about to employ any of the parties indicated
25
herein, has a financial or other interest in the firm selected for an award. The officers,
employees, and agents of the recipient shall neither solicit nor accept gratuities, favors, or
anything of monetary value from contractors , or parties to sub-agreements. However, recipients
may set standards for situations in which the financial interest is not substantial or the gift is an
unsolicited item of nominal value. The standards of conduct shall provide for disciplinary actions
to be applied for violations of such standards by officers, employees, or agents of the recipient.
Business Hours
The Recipient shall have its offices open for business , with the entrance door open to the public,
and at least one employee on site, from at least 9: 00 am to 5: 00 pm , Monday through Friday.
Licensing and Permitting
All subcontractors or employees hired by the Recipient shall have all current licenses and
permits required for all of the particular work for which they are hired by the Recipient.
End Attachment G
26