HomeMy WebLinkAbout2005-059RESOLUTION NO. 2005- 059
A RESOLUTION OF THE BOARD OF COUNTY COMMISSIONERS OF
INDIAN_ RIVER COUNTY, FLORIDA PROVIDING FOR THE ISSUANCE OF
GENERAL OBLIGATION BONDS OR NOTES OF INDIAN RIVER COUNTY,
FLORIDA IN ONE OR MORE SERIES, IN AN AMOUNT NOT TO EXCEED
$50,000,000 AGGREGATE PRINCIPAL AMOUNT TO FINANCE THE COST OF
ACQUIRING LANDS TO PROTECT WATER RESOURCES AND DRINKING
WATER, ENVIRONMENTALLY SIGNIFICANT LANDS, HISTORIC SITES,.
AGRICULTURAL LANDS, AND LANDS FOR OPEN SPACES AND/OR
WILDLIFE HABITAT; PROVIDING FOR THE PAYMENT OF THE BONDS
FROM AD VALOREM TAXES OF THE COUNTY; PROVIDING FOR THE
RIGHTS, REMEDIES AND SECURITY OF THE HOLDERS OF SUCH BONDS;
MAKING OTHER COVENANTS AND AGREEMENTS IN CONNECTION
THEREWITH; AND PROVIDING FOR CERTAIN MATTERS WITH RESPECT
THERETO AND AN EFFECTIVE DATE.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF INDIAN
RIVER COUNTY, FLORIDA, that:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This Resolution is adopted
pursuant to the Constitution of Florida, Section 125.01, Florida Statutes, and other applicable
law; Resolution No. 2004-062 of the Board of County Commissioners of Indian River County,
Florida, adopted June 22, 2004; and the vote of the electors of Indian River County, Florida on
November 2, 2004, in accordance with Chapter 100, Florida Statutes.
SECTION 2. FINDINGS. It is hereby found and determined:
(A) The acquisition of lands to protect. water resources and drinking water,
environmentally significant land, historic sites, agricultural lands and lands for open spaces
and/or wildlife habitat constitutes a public purpose for which bonds payable from county ad
valorem taxes may be issued pursuant to the Constitution of the State of Florida and Chapter
125 Florida Statutes, as amended.
(B) On June 22, 2004, the Board of County Commissioners of Indian River County,
Florida, did adopt its Resolution No. 2004-062 entitled:
A RESOLUTION OF THE BOARD OF COUNTY
COMMISSIONERS OF INDIAN RIVER COUNTY, FLORIDA,
CALLING A BOND REFERENDUM. ELECTION FOR THE
ISSUANCE OF GENERAL OBLIGATION BONDS; PROVIDING
THE FORM OF THE BALLOT TITLE AND THE BOND
REFERENDUM QUESTION; PROVIDING FOR THE PLACES OF
VOTING, PRINTING OF BALLOTS AND BOND REFERENDUM
ELECTION PROCEDURE; PROVIDING FOR EFFECT OF
REFERENDUM RESULTS; PROVIDING FOR A GENERAL
DESCRIPTION OF THE PROJECTS TO BE FUNDED BY THE
BONDS ISSUED PURSUANT TO THE BOND REFERENDUM
QUESTION; PROVIDING AUTHORIZATION FOR NECESSARY
ACTION; PROVIDING FOR SEVERABILITY; AND PROVIDING
FOR AN EFFECTIVE DATE.
Resolution No. 2004-062 fixed the date of said election to be November 2, 2004, did fix
the form of ballot to be used in said election and did provide for the publication of notice of said
election all in accordance with Chapter 100, Florida Statutes, and other applicable laws.
(C) Notice of said Bond election was duly published on October 1, 2004, October 10,
2004 and October 12, 2004, in the Vero Beach Press Journal, a newspaper of general circulation
in Indian River County.
(D) The election was duly held and conducted in all respects according to law. At
the election, 37,946 electors voted in favor of the issuance of the Bonds and 18,272 voted against
the issuance of the Bonds to finance the cost of acquiring lands to protect water resources and
drinking water, environmentally significant land, historic sites, agricultural lands and lands for
open spaces and/or wildlife habitat in Indian River County.
(E) Returns of said election were duly made to the County Commissioners of Indian
River County, Florida, canvassed by the Indian River County Canvassing Board and certified as
required by law.
(F) The Bonds so approved will be issued to acquire lands to protect water resources
and drinking water, environmentally significant land, historic sites, agricultural lands and lands
for open spaces and/or wildlife habitat, as more specifically set forth herein.
SECTION 3. DEFINITIONS. As used in this Resolution:
"ACQUISITION FUND" shall mean the "Indian River County General Obligation Bonds,
Project and Acquisition Fund" created pursuant to Section 15 of this Resolution.
"AUTHORIZED INVESTMENTS"" shall mean all investments authorized under Section
125.31, Florida Statutes.
"BONDS" means the not to exceed $50,000,000 aggregate principal amount of Indian
River County, Florida, General Obligations Bonds, to be issued pursuant to this Resolution.
"COUNTY" means Indian River County, Florida.
"CLERK" means the Clerk of Circuit Court of Indian River County, Florida.
"DEBT SERVICE FUND" shall mean the "Indian River County, Florida General
Obligation Bonds, Debt Service Fund" created pursuant to Section 16 of this Resolution.
"FEDERAL SECURITIES" shall mean direct obligations of (including obligations issued
or held in book entry form on the books of) the Department of Treasury of the United States of
America or obligations guaranteed as to principal or interest by the United States of America.
"FISCAL YEAR" shall mean that period commencing on October 1 and continuing to
and including the next succeeding September 30, or such other annual period as may be
prescribed by law. •
"OWNER" shall mean any person who shall be the registered owner of any outstanding
Bond.
"PAYING AGENT" shall mean a trust company or a bank with trust powers appointed
from time to time by subsequent resolution of the County to serve under this Resolution.
Nothing herein shall, how -ever, prohibit the Clerk from serving as Paying Agent hereunder if
approved by subsequent resolution of the County.
"PROJECTS" means the acquisition by the County of lands to protect water resources
and/or drinking water, environmentally significant land, historic sites, and/or agricultural lands
by purchasing interests in land including but not limited to fee simple interest, less than fee
simple interest, conservation easements, the purchase or transfer of development rights and the
acquisition of other similar interests in lands to protect water resources and/or drinking water,
environmentally significant land, historic sites, and/or agricultural lands, together with the
necessary preservation, restoration, remediation and reclamation activities to preserve and
enhance such property, or in the case of agricultural lands, to maintain the agricultural purpose
of property, such as to restore such property to its natural state, including customary and
necessary costs and expenses incurred in the acquisition of such lands and expenses incident to
the sale, issuance and delivery of the Bonds.
"REGISTRAR" shall mean a trust company or bank with trust powers appointed from
time to time by subsequent resolution of the County to serve under this Resolution. Nothing
herein shall, however, prohibit the Clerk from serving as. Registrar hereunder if approved by
subsequent resolution of the County.
"SERIAL BONDS" shall mean the Bonds issued hereunder other than Term Bonds which
shall be stated to mature annually.
"TERM BONDS" shall mean the Bonds issued hereunder which shall be stated to mature
on one date and for the amortization of which mandatory payments are required to be made
into the Debt Service Fund.
SECTION 4. BONDS AUTHORIZED. For the purpose of financing the costs of the
Projects (as set forth in the definitions thereof), there are hereby authorized to be issued and
sold Indian River County, Florida, General Obligation Bonds, in one or more series, in the
aggregate principal amount of not to exceed $50,000,000 (hereinafter referred to as the "Bonds").
The Bonds and interestthereon shall be general obligations of the County for the payment of
which the full faith and credit and taxing power of the County is hereby pledged. The Bonds
shall be payable from ad valorem taxes without limit on all taxable property in the County as
provided herein; provided, however, that the Bonds shall be structured in such a manner that at
the time of issuance the millage rate required to make the maximum annual payment of the
principal of and interest on the Bonds shall not exceed 1/2 mil of the then assessed value of all
lands situated in the County subject to ad valorem taxation.
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SECTION 5. DESCRIPTION OF BONDS. The Bonds shall be issued as fully registered
Bonds, may be issued in one or more series, shall contain a series designation indicating the
year of issuance and shall be numbered consecutively from one upward within each series of
Bonds; shall be in the denomination of $5,000 each or integral multiples thereof; shall bear
interest at such rate or rates not exceeding the maximum legal rate allowable by law, as shall be
determined at or before the time of sale thereof, such interest to be payable semi-annually, may
be Serial Bonds and\or Term Bonds, shall be dated and shall mature on such dates and in such
years, but in no event exceeding fifteen (15) years from their date of issuance and in such
amounts, all as shall be determined by subsequent resolution or resolutions of the County
Commission adopted on or prior to the sale thereof.
Each Bondshall bear interest from the interest payment date next preceding the date on
which it is authenticated, unless authenticated on an interest payment date, in which case it
shall bear interest from such interest payment date, or, unless authenticated prior to the first
interest payment date, in which case it shall bear interest from its dated date; provided,
however, that if at the time of authentication interest is in default, such Bond shall bear interest
from the date to which interest shall have been paid.
The principal of and the interest on the Bonds shall be payable in any coin or currency of
the United States of America which on the respective dates of payment thereof is legal tender
for the payment of public and private debts. The principal of the Bonds shall be payable only to
the registered Owner or his legal representative at the principal corporate trust office of the
Paying Agent, and payment of the interest on the Bonds shall be made by the Paying Agent on
each interest payment date to the person appearing on the registration books of the Registrar
hereinafter provided for as of the date fifteen (15) days prior to each interest payment date, as
the registered Owner thereof, by check or draft mailed to such registered Owner at his address
as it appears on such registration books. Payment of the principal of all Bonds shall be made
upon the presentation and surrender of such Bonds at the principal corporate trust office of the
Registrar as the same shall become due and payable.
Notwithstanding any other provisions of this Section, the County may, at its option,
prior to the date of issuance of the Bonds, elect to use an immobilization system or pure book -
entry system with respect to issuance of such Bonds, provided adequate records will be kept
with respect to the ownership of such obligations issued in book -entry form or the beneficial
ownership of Bonds issued in the name of a nominee. As long as any Bonds are outstanding in
book -entry form, the provisions of this Resolution in conflict with such system of registration
shall not be applicable to such obligations. The provisions of such system ofbook-entry-only
registration shall be set forth in a subsequent resolution of the County adopted at or prior to the
sale of the Bonds.
SECTION 6. EXECUTION OF BONDS. The Bonds shall be manually signed by, or
bear the facsimile signature of the Chairman of the County Commission and shall be manually
signed by, or bear the facsimile signature of, the County Clerk and a facsimile of the official seal
of the County shall be imprinted on the Bonds.
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In case any officer whose signature or a facsimile of whose signature shall appear on any
Bonds shall cease to be such officer before the delivery of such Bonds, such signature or such
facsimile shall nevertheless be valid and sufficient for all purposes the same as if he had
remained in office until such delivery. Any Bond may bear the facsimile signature of or may be
manually signed by such persons who, at the actual time of the execution of such Bond, shall be
the proper officers to sign such Bonds although at the date of such Bond such persons may not
have been such officers.
SECTION 7. AUTHENTICATION OF BONDS. Only such of the Bonds as shall have
endorsed thereon a certificate of authentication substantially in the form hereinbelow set forth,
duly executed by the Registrar, as authenticating agent, shall be entitled to any benefit or
security under this Resolution. No Bond shall be valid or obligatory for any purpose unless and
until such certificate of authentication shall have been duly executed by the Registrar, and such
certificate of the Registrar upon any such Bond shall be conclusive evidence that such Bond has
been duly authenticated and delivered under this Resolution. The Registrar's certificate of
authentication on any Bond shall be deemed to have been duly executed if signed by an
authorized officer of the Registrar, but it shall not be necessary that the same officer sign .the
certificate of authentication of all of the Bonds that may be issued hereunder at any one time.
SECTION 8. EXCHANGE OF BONDS. Any Bonds, upon surrender thereof at the
principal corporate trust office of the Registrar, together with an assignment duly executed by
the Owner or his attorney or legal representative in such form as shall be satisfactory to the
Registrar, may, at the option of the Owner, be exchanged for an aggregate principal amount of
Bonds equal to the principal amount of the Bond or Bonds so surrendered.
The Registrar shall make provision for the exchange of Bonds at the principal corporate
trust office of the Registrar.
SECTION 9. NEGOTIABILITY, REGISTRATION AND TRANSFER OF BONDS. The
Registrar shall keep books for the registration of Bonds and for the registration of transfers of
Bonds as provided in this Resolution. The transfer of any Bonds may be registered only upon
such books and only upon surrender thereof to the Registrar together with an assignment duly
executed by the Owner or his attorney or legal representative in such form as shall be
satisfactory to the Registrar. Upon any such registration of transfer the County shall execute
and the Registrar shall authenticate and deliver in exchange for such Bond, a new Bond or
Bonds registered in the name of the transferee, and in an aggregate principal amount equal to
the principal amount of such Bond or Bonds so surrendered.
In all cases in which Bonds shall be exchanged, the County shall execute and the
Registrar shall authenticate and deliver, at the earliest practicable time, Bonds in accordance
with the provisions of this Resolution. All Bonds surrendered in any such exchange or
registration of transfer shall forthwith be canceled by the Registrar. The County or the Registrar
may make a charge for every such exchange or registration of transfer of Bonds sufficient to
reimburse it for any tax or other governmental charge required to be paid with respect to such
exchange or registration of transfer, but no other charge shall be made to any Owner for the
privilege of exchanging or registering the transfer of Bonds under the provisions of this
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Resolution. Neither the County nor the Registrar shall be required to make any such exchange
or registration of transfer of Bonds during the fifteen (15) days immediately preceding any
interest payment date.
SECTION 10. OWNERSHIP OF BONDS. The person in whose name any Bond shall be
registered shall be deemed and regarded as the absolute owner thereof for all purposes, and
payment of or on account of the principal or redemption price of any such Bond, and the
interest on any such Bonds, shall be made only to or upon the order of the registered Owner
thereof or his legal representative. All such payments shall be valid and effectual to satisfy and
discharge the liability upon such Bond including the premium, if any, and interest thereon to
the extent of the sum or sums so paid.
SECTION 11. BONDS MUTILATED, DESTROYED, STOLEN OR LOST. In case any
Bond shall become mutilated, or be destroyed, stolen or lost, the County may in its discretion
cause to be executed, and the Registrar shall authenticate and deliver, a new Bond of like date
and tenor as the Bond so mutilated, destroyed, stolen or lost, in exchange and substitution for
such mutilated Bond upon surrender and cancellation of such mutilated Bond or in lieu of and
substitution for the Bond destroyed, stolen or lost, and upon the. Owner furnishing the County
and the Registrar proof of his ownership thereof and satisfactory indemnity and complying
with such other reasonable regulations and conditions as the County and the Registrar may
prescribe and paying such expenses as. the County and the Registrar may incur. All Bonds so
surrendered shall be canceled by the County. If any of the Bonds shall have matured or be
about to mature, instead of issuing a substitute Bond, the County may pay the same, upon
being indemnified as aforesaid, and if such Bond be lost, stolen or destroyed, without surrender
thereof.
Any such duplicate Bonds issued pursuant to this Section shall constitute original,
additional contractual obligations on the part of the County whether or not the lost, stolen or
destroyed Bonds be at any time found by anyone, and such duplicate Bonds shall be entitled to
equal and proportionate benefits and rights as to lien on and source and security for payment
from the funds, as herein -after pledged, to the same extent as all other Bonds issued here -under.
SECTION 12. PROVISIONS FOR REDEMPTION. The Bonds shall be subject to
redemption prior to their maturity, at the option of the County, at such times and in such
manner as shall be fixed by resolution of the County prior to or at the time of sale of the Bonds.
Notice of such redemption shall, not less than thirty (30) and not more than sixty (60)
days prior to the redemption date, be filed with the Registrar, and mailed, postage prepaid, to
all Owners of Bonds to be redeemed at their addresses as they appear on the registration books
hereinbefore provided for, but failure to mail such notice to one or more Owners of Bonds shall
not affect the validity of the proceedings for such redemption with respect to Owners of Bonds
to which notice was duly mailed hereunder. Each such notice shall set forth the date fixed for
redemption, the redemption price to be paid and, if less than all of the Bonds of one maturity
are to be called, the distinctive numbers of such Bonds to be redeemed and in the case of Bonds
to be redeemed in part only, the portion of the principal amount thereof to be redeemed.
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Upon surrender, of any Bond for redemption in part only, the Registrar shall
authenticate and deliver to the Owner thereof, the cost of which shall be paid by the. County, a
new Bond of an authorized denomination equal to the unredeemed portion of the Bond
surrendered.
SECTION 13. FORM OF BONDS. The text of the Bonds shall be in substantially the
form attached hereto as Exhibit A and incorporated herein by reference as if fully set forth
herein, with such omissions, insertions and variations as may be necessary and desirable and
authorized and permitted by this Resolution or by any subsequent resolution adopted prior to
the issuance thereof.
SECTION 14. SALE OF BONDS. The Bonds shall be issued and sold at public sale or
negotiated sale in such manner and at such price or prices consistent with the applicable
statutes, all at one time or in installments from time to time, as shall be hereafter determined by
the County Commission in a subsequent resolution or resolutions.
SECTION 15. APPLICATION OF BOND PROCEEDS. The proceeds, including accrued
interest and premium, if any, received from the sale of any or all of the Bonds shall be applied
simultaneously with the delivery of the Bonds to the purchaser thereof, as follows:
(A) The accrued interest and capitalized interest, if any, shall be deposited in the
Debt Service Fund hereinafter created and shall be used only for the purpose of paying interest
coming due on the Bonds.
(B) To the extent not reimbursed therefor by the original purchaser of the Bonds, the
County shall pay all costs and expenses in connection with the preparation, sale, issuance and
delivery of the Bonds.
(C) The remainder of the proceeds of the sale of the Bonds shall be deposited in the
"Indian River County General Obligation Bonds, Project Acquisition Fund" (the "Acquisition
Fund") hereby created, which shall be a trust fund for the benefit of the Owners of the Bonds,
and used only for the costs of the Projects. The proceeds of the sale of the Bonds shall be and
constitute trust funds for the purposes hereinabove provided and there is hereby created a lien
upon such moneys, until so applied, in favor of the Owners of said Bonds. Moneys in the
Acquisition Fund may from time to time be invested in Authorized Investments.
SECTION 16. LEVY OF AD VALOREM TAXES. (A) There is hereby created the "Indian
River County General Obligation Bonds, Debt Service Fund" (the "Debt Service Fund") which
shall be a trust fund for the benefit of the Owners of the Bonds. Within the Debt Service Fund
there shall be established an Interest Account and a Principal Account. There is hereby created
a lien upon any and all moneys deposited in such Debt Service Fund in favor of the Owners of
the Bonds until applied as provided herein. Pursuant to Resolution No. 2004-062 and this
Resolution, in each Fiscal Year while any of the Bonds are outstanding and unpaid, there shall
be levied and collected an ad valorem tax on all the taxable property within the County
sufficient to pay the interest on the Bonds as the same becomes due and payable, and to provide
for the payment of the principal and redemption premium, if any, of said Bonds at their
maturity or stated redemption date, and the County is, and shall be, irrevocably and
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unconditionally obligated to levy and collect such ad valorem taxes without limitation as to rate
or amount on all the taxable property within the County, sufficient in amount to pay all
principal and redemption premium, if any, and interest on said Bonds as the same shall mature
and become due. All taxes levied pursuant to this Resolution, as collected, shall be paid over
for deposit in the Debt Service Fund and held in trust for the payment of the principal of and
interest on the Bonds as they severally become due and shall be expended for no other purpose.
Until disbursed, the funds shall be secured as may from time to time be provided by law and as
may be provided by resolution of the County Commissioners. Funds in the Debt Service Fund
may be invested from time to time in Authorized Investments.
(B) The moneys at any time on deposit in the Debt Service Fund shall be disposed of
only in the following manner:
(i) moneys shall first be used, to the full extent necessary, for deposit into the
Interest Account in the Debt Service Fund to pay interest becoming due on the Bonds on the
next semiannual interest payment date; provided, however, that deposits for interest shall not
be required to be made into the Interest Account to the extent that money on deposit therein is
sufficient for such purpose.
(ii) moneys shall next be used, to the full extent necessary, for deposit into
the Principal Account in the Debt Service Fund to pay principal becoming due or scheduled
redemption payments on the Bonds on the next principal payment date or date established for
redemption; provided, however, that deposits for principal shall not be required to be made
into the Principal Account to the extent that money on deposit therein is sufficient for such
purpose.
(C) In the event moneys remain in the Acquisition Fund or the Debt Service Fund
(including any accounts therein) upon payment in full of all amounts payable hereunder, all
such excess amounts representing (a) investment income and, (b) moneys remaining in the
Acquisition Fund or the Debt Service Fund (including any accounts therein), shall be deposited
into the County's general fund to be used by the County for any lawful purpose, subject to the
arbitrage rebate provisions of the Internal Revenue Code of 1986, unless otherwise directed by
subsequent resolution of the County.
(D) The designation and establishment of funds and accounts in and by this
Resolution shall not be construed to require the establishment of any completely independent
funds and accounts, but rather is intended solely to constitute an allocation of moneys collected
and to be held pursuant to the, terms of this Resolution. All income and earnings from the
investment and reinvestment of moneys shall be retained in the respective fund or account from
which such investment was made and shall be a credit against deposits required by this
Resolution.
SECTION 17. TAX COVENANT. No use will be made of the proceeds of the Bonds,
which, if such use were reasonably expected on the date of issuance of the Bonds, would cause
the same to be "arbitrage bonds" within the meaning of the Internal Revenue Code of 1986. The
County at all times while the Bonds and the interest thereon are outstanding will comply with
the requirements of the Internal Revenue Code of 1986 and any valid and applicable rules and
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regulations promulgated thereunder. The County will comply with the requirements of the
Internal Revenue Code of 1986, as amended, and any valid and applicable rules and regulations
promulgated thereunder necessary to maintain the exclusion from gross income of interest on
the Bonds, including the creation of any funds and/or accounts required in that regard. The
County covenants and agrees to make any and all payments required to be made to the United
States Department of the Treasury in connection with the Bonds pursuant to Section 148(f) of
the Code from amounts on deposit in the funds and accounts established in connection with the
Bonds or from other legally available funds of the County.
SECTION 18. OWNERS NOT RESPONSIBLE FOR APPLICATION OF BOND
PROCEEDS. The Owners of the Bonds issued hereunder shall have no responsibility for the use
of the proceeds of said Bonds, and the use of such Bond proceeds by the County shall in no way
affect the rights of such Owners. The County shall be irrevocably obligated to continue to levy
and collect the ad valorem taxes as provided herein to pay the principal of and interest on said
Bonds annually as they become due and to make all other payments provided for herein from
said ad valorem taxes notwithstanding any failure of the County to use and apply such Bond
proceeds in the manner provided herein.
SECTION 19. MODIFICATION OR AMENDMENT. No material modification or
amendment of this Resolution or of any resolution amendatory hereof or supplemental hereto
may be made without the consent in writing of the Owners of two-thirds (2/3) or more in the
principal amount of the Bonds then outstanding responding to the County's written request for
such- consent provided by certified mail; provided, however, that no modification or
amendment shall permit a change in the maturity of such Bonds or a reduction in the rate of
interest thereon or in the amount of the principal obligation thereof or affecting the promise of
the County to pay the principal of and interest on the Bonds as the same shall become due or
reduce the percentage of the Owners of the Bonds required to consent to any material
modification or amendment hereof without the consent of the Owner or Owners of all such
Bonds.
Notwithstanding the foregoing, this Resolution may be amended, changed, modified
and altered without the consent of the Owners of the Bonds, (i) to cure any ambiguity, correct or
supplement any provision contained herein which may be defective or inconsistent with any
other provision contained herein, (ii) to provide other changes which will provide additional
security to the Owners of the Bonds, or (iii) to maintain the exclusion of interest on the Bonds
from gross income for Federal income tax purposes.
SECTION 20 DEFEASANCE. If the County shall pay or cause to be paid or there shall
otherwise be paid to the Owners of all Bonds the principal or redemption price, if applicable,
and interest due or to become due thereon, at the times and in the manner stipulated therein
and in this Resolution, then the pledge of the full faith and credit and taxing power of the
County, and all covenants, agreements and other obligations of the County to the Owners, shall
thereupon cease, terminate and become void and be discharged and satisfied. In such event,
the Paying Agent shall pay over or deliver to the County all money or securities held by them
pursuant to this Resolution which are not required for the payment or redemption of Bonds not
theretofore surrendered for such payment or redemption.
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Any Bonds or interest installments appertaining thereto, whether at or prior to the
maturity or redemption date of such Bonds, shall be deemed to have been paid within the
meaning of this Section 20 if (A) in case any such Bonds are to be redeemed prior to the
maturity thereof, there shall have been taken all action necessary to call such Bonds for
redemption and notice of such redemption shall have been duly given or provision shall have
been made for the giving of such notice, and (B) there shall have been deposited in irrevocable
trust with a banking institution or trust company by or on behalf of the County either moneys
in an amount which shall be sufficient, or Federal Securities the principal of and• the interest on
which when due will provide moneys which, together with the moneys, if any, deposited with
such bank or trust company at the same time shall be sufficient, to pay the principal of or
redemption price, if applicable, and interest due and to become due on said Bonds on and prior
to the redemption date or maturity date thereof, as the case may be. Except as hereafter
provided, neither the Federal Securities nor any moneys so deposited with such bank or trust
company nor any moneys received by such bank or trust company on account of principal of or
redemption price, if applicable, or interest on said Federal Securities shall be withdrawn or used
for any purpose other than, and all such moneys shall be held in trust for and be applied to, the
payment, when due, of the principal of or redemption price, if applicable, of the Bonds for the
payment or redemption of which they were deposited and the interest accruing thereon to the
date of maturity or redemption; provided, however, the Issuer may substitute new Federal
Securities and moneys for the deposited Federal Securities and moneys if the new Federal
Securities and moneys are sufficient to pay the principal of or redemption price, if applicable,
and interest on the obligations being refunded.
In the event the Bonds for which moneys are to be deposited for the payment thereof in
accordance with this Section 20 are not by their terms subject to redemption within the next
succeeding sixty (60) days, the County shall cause the Registrar to mail a notice to the Owners
of such Bonds that the deposit required by this Section 20 of moneys or Federal Securities has
been made and said Bonds are deemed to be paid in accordance with the provisions of this
Section and stating such maturity or redemption date upon which moneys are to be available
for the payment of the principal of or redemption price, if applicable, and interest on said
Bonds.
Nothing herein shall be deemed to require the County to call any of the outstanding
Bonds for redemption prior to maturity pursuant to any applicable optional redemption
provisions, or to impair the discretion of the County in determining whether to exercise any
such option for early redemption.
SECTION 21. BOND ANTICIPATION NOTES AUTHORIZED. In anticipation of the
receipt of the proceeds of the sale of the Bonds, the County shall have power to borrow money
for the purposes for which the Bonds are to be issued and to execute Bond Anticipation Notes
within the authorized maximum amount of the Bonds in accordance with and subject to the
provisions of Section 215.431, Florida Statutes.
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SECTION 22. SALE OF BONDS. The Bonds shall be issued and sold at one time or
from time to time, in such manner and at such price or prices consistent with the provisions of
the laws of the State of Florida as shall. hereafter be determined by subsequent resolution of the
County.
SECTION 23. REMEDIES.. Any Owner of the Bonds, to the full extent permitted by the
laws of the State of Florida or the United States of America, may sue•to protect and enforce any
and all legal rights granted hereunder and to enforce and compel the performance of all duties
required by this Resolution.
SECTION 24. SEVERABILITY OF INVALID PROVISIONS. If any one or more of the
covenants, agreements or provisions herein contained shall be held contrary to any express
provision of law or contrary to the policy of express law, though not expressly prohibited or
against public policy, or shall for any reason whatsoever be held invalid, then such covenants,
agreements or provisions shall be null and void and shall be deemed separable from the
remaining covenants, agreements or provisions and shall in no way affect the validity of arty of
the other provisions hereof or of the Bonds issued hereunder.
SECTION 25. REPEALING CLAUSE. All resolutions or parts thereof of the County in
conflict with the provisions herein contained are, to the extent of such conflict, hereby
superseded and repealed.
SECTION 26. EFFECTIVE DATE. This Resolution shall take effect immediately upon
its adoption.
PASSED AND ADOPTED the 17th day of May, 2005.
BOARD OF COUNTY COMMISSIONERS
INDIAN RIVER COUNTY, FLORIDA
ATTEST:
County Clerk
D�G
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6,3f -e --
Chairman
Thomas S. Lowther
APPR
AN �.
B
ED AS TO FORM
L SUEFICIE
ARIANE.F.r.-
SSISTANT COUNTY ATTORNEY
No. R -
EXHIBIT A
FORM OF BOND
UNITED STATES OF AMERICA
INDIAN RIVER COUNTY, FLORIDA
GENERAL OBLIGATION BOND, SERIES [TO BE DETERMINED]
Interest Rate Maturity Date Date of Original Issue CUSIP
1, 200_
Registered Holder:
Principal Amount:
Indian River County, Florida, (the "County"), for value received, hereby promises to pay
to the Registered Holder identified above, or registered assigns as hereinafter provided, on the
Maturity Date identified above, the Principal Amount identified above and to pay interest on
such Principal Amount from the Date of Original Issue identified above or from the most recent
interest payment date to which interest has been paid at the Interest Rate per annum identified
above on pt and 1st of each year commencing 1, 200_ until such
Principal. Amount shall have been paid, except as the provisions hereinafter set forth with
respect to redemption prior to maturity may be or become applicable hereto.
Such Principal Amount and interest and the premium, if any, on this Bond are payable
in any coin or currency of the United States of America which, on the respective dates of
payment thereof, shall be legal tender for the payment of public and private debts. Such
Principal Amount and the premium, if any, on this Bond, are payable at the principal corporate
trust office of , as Paying Agent (the "Paying Agent"). Interest
payable on any Bond on arty interest payment date will be paid by check or draft of the Paying
Agent to the Holder in whose name such Bond shall be registered at the close of business on the
date which shall be the fifteenth day of the calendar month (whether or not a business day) next
preceding the month in which such interest payment is due. In lieu of payment by check or
draft, and at the request and expense of such Holder, payment may be made by bank wire
transfer for the account of such Holder.
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This Bond is one of an authorized issue of Bonds in the aggregate principal amount of
$ (the "Bonds") of like date, tenor and effect, except as to number, maturity, interest rate
and redemption provisions, issued to finance the cost of the acquisition of lands to protect water
resources and drinking water, environmentally significant land, historic sites, agricultural lands
and lands for open spaces and/or wildlife habitat (the "Projects"), and in full compliance with
the Constitution and Statutes of the State of Florida, including particularly Chapter 125, Florida
Statutes, Article VII, Section 12 of the Florida Constitution, and a Resolution of the County, duly
adopted by the Board of County Commissioners on May , 2005, as amended and
supplemented (the "Resolution") and is subject to all the terms and conditions of such
Resolution.
It is hereby certified and recited that all acts, conditions and things required to exist, to
This Bond is one of an authorized issue of Bonds in the aggregate principal amount of
$ (the "Bonds") of like date, tenor and effect, except as to number, maturity, interest rate
and redemption provisions, issued to finance the cost of the acquisition of lands to protect water
resources and drinking water, environmentally significant land, historic sites, agricultural lands
and lands for open spaces and/or wildlife habitat (the "Projects"), and in full compliance with
the Constitution and Statutes of the State of Florida, including particularly Chapter 125, Florida
Statutes, Article VII, Section 12 of the Florida Constitution, and a Resolution of the County, duly
adopted by the Board of County Commissioners on May , 2005, as amended and
supplemented (the "Resolution") and is subject to all the terms and conditions of such
Resolution.
It is hereby certified and recited that all acts, conditions and things required to exist, to
happen and to be performed precedent to and in the issuance of this Bond exist, 'have happened
and have been performed in regular and due form and time as required by the laws and
Constitution of the State of Florida applicable thereto, and that the issuance of the Bonds of this
issue does not violate any constitutional, statutory, or charter limitation or provision, and that
provision has been made for the collection of a direct annual tax, without limitation as to rate or
amount, on all property in the County taxable for such purpose sufficient to pay and discharge
the principal and interest on the Bonds, for the payment of which the full faith, credit and
taxing power of the County are irrevocably pledged.
The Bonds shall be subject to redemption prior to their maturity at the option of the
County.
(Insert Optional or Mandatory Redemption Provisions)
Notice of such redemption shall be given in the manner required by the Resolution.
Reference to the Resolution is hereby made for a description of the funds charged with
and pledged to the payment of the principal of interest on the Bonds, the nature and extent of
the security for the payment of the Bonds, a statement of the rights, duties and obligations of
the County, the rights of the holders of the Bonds, to all the provisions of which Resolution the
holder hereof by the acceptance of this Bond assents.
The transfer of this Bond is registrable by the Bondholder hereof in person or by his
attorney or legal representative at the principal corporate trust office of the Registrar but only in
the manner and subject to the conditions provided in the Resolution and upon surrender and
cancellation of this Bond.
This Bond shall not be valid or become obligatory for any purpose or be entitled to any
benefit or security under the Resolution until it shall have been authenticated by the execution
by the Registrar of the certificate of authentication endorsed hereon.
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IN WITNESS WHEREOF, the County, acting by and through the Commission, has
issued this Bond and has caused the same to be signed by its Chairman and attested to by the
Clerk of the Circuit Court for the County (the signatures of the Chairman and the Clerk being
authorized to be facsimile of such officers' signatures) and its seal or a facsimile of thereof to be
affixed, impressed, imprinted, lithographed or reproduced hereon, all as of the day of
, 200_.
(SEAL)
ATTEST:
(manual or facsimile)
Clerk, Jeffrey K. Barton
INDIAN RIVER COUNTY, FLORIDA
By its Board of County Commissioners
(manual or facsimile)
Chairman, Thomas S. Lowther
CERTIFICATE OF AUTHENTICATION
This Bond is one of the Bonds issued under the provisions of the within -mentioned
Resolution.
Date of Authentication:
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Registrar, as Authenticating Agent
By: (manual signature)
Authorized Signatory
ASSIGNMENT AND TRANSFER
FOR VALUE RECEIVED the undersigned hereby sells, assigns and transfers unto
(Please insert Social Security or other identifying number of
assignee) the attached Bond of Indian River County, Florida, and does hereby
constitute and appoint , attorney, to transfer the said Bond on the books
kept for registration thereof, with full power of substitution in the premises.
Date:
Signature Guaranteed by:
[member firm of the New York Stock Exchange or a commercial bank or a trust company.]
By:
Title:
NOTICE: No transfer will be registered and no new Bonds will be issued in the name of the
Transferee, unless the signature to this assignment corresponds the name as it appears upon the
face of the within Bond in particular, without alteration or enlargement or any change whatever
and the Social Security or Federal Employer Identification Number of the Transferee is
supplied.
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