HomeMy WebLinkAbout2016-069T Appendix B
Glossary of Terms
Appendix B
Glossary of Key Terms
Agency: A division of government with a specific function offering a particular
kind of assistance. In ICS, agencies are defined either as jurisdictional (having
statutory responsibility for incident management) or as assisting or cooperating
(providing resources or other assistance).
Agency Representative: A person assigned by a primary, assisting, or
cooperating Federal, State, local, or tribal government agency or private entity
that has been delegated authority to make decisions affecting that agency's or
organization's participation in incident management activities following
appropriate consultation with the leadership of that agency.
Area Command (Unified Area Command): An organization established (1) to
oversee the management of multiple incidents that are each being handled by an
ICS organization or (2) to oversee the management of large or multiple incidents
to which several Incident Management Teams have been assigned. Area
Command has the responsibility to set overall strategy and priorities, allocate
critical resources according to priorities, ensure that incidents are properly
managed, and ensure that objectives are met and strategies followed. Area
Command becomes Unified Area Command when incidents are multijurisdictional.
Area Command may be established at an emergency operations center facility or
at some location other than an incident command post.
Assessment: The evaluation and interpretation of measurements and other
information to provide a basis for decision-making.
Assignments: Tasks given to resources to perform within a given operational
period that are based on operational objectives defined in the IAP.
Assistant: Title for subordinates of principal Command Staff positions. The title
indicates a level of technical capability, qualifications, and responsibility
subordinate to the primary positions. Assistants may also be assigned to unit
leaders.
Assisting Agency: An agency or organization providing personnel, services, or
other resources to the agency with direct responsibility for incident management.
See also Supporting Agency.
Available Resources: Resources assigned to an incident, checked in, and
available for a mission assignment, normally located in a Staging Area.
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Branch: The organizational level having functional or geographical responsibility
for major aspects of incident operations. A branch is organizationally situated
between the section and the division or group in the Operations Section, and
between the section and units in the Logistics Section. Branches are identified by
the use of Roman numerals or by functional area.
Chain of Command: A series of command, control, executive, or management
positions in hierarchical order of authority.
Check-In: The process through which resources first report to an incident.
Check-in locations include the incident command post, Resources Unit, incident
base, camps, staging areas, or directly on the site.
Chief: The ICS title for individuals responsible for management of functional
sections: Operations, Planning, Logistics, Finance/Administration, and
Intelligence (if established as a separate section).
Command: The act of directing, ordering, or controlling by virtue of explicit
statutory, regulatory, or delegated authority.
Command Staff: In an incident management organization, the Command Staff
consists of the Incident Command and the special staff positions of Public
Information Officer, Safety Officer, Liaison Officer, and other positions as
required, who report directly to the Incident Commander. They may have an
assistant or assistants, as needed.
Common Operating Picture: A broad view of the overall situation as reflected
by situation reports, aerial photography, and other information or intelligence.
Communications Unit: An organizational unit in the Logistics Section responsible
for providing communication services at an incident or an EOC. A
Communications Unit may also be a facility (e.g., a trailer or mobile van) used to
support an Incident Communications Center.
Cooperating Agency: An agency supplying assistance other than direct
operational or support functions or resources to the incident management effort.
Coordinate: To advance systematically an analysis and exchange of information
among principals who have or may have a need to know certain information to
carry out specific incident management responsibilities.
Deputy: A fully qualified individual who, in the absence of a superior, can be
delegated the authority to manage a functional operation or perform a specific
task. In some cases, a deputy can act as relief for a superior and, therefore,
must be fully qualified in the position. Deputies can be assigned to the Incident
Commander, General Staff, and Branch Directors.
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Dispatch: The ordered movement of a resource or resources to an assigned
operational mission or an administrative move from one location to another.
Division: The partition of an incident into geographical areas of operation.
Divisions are established when the number of resources exceeds the manageable
span of control of the Operations Chief. A division is located within the ICS
organization between the branch and resources in the Operations Section.
Emergency: Absent a Presidentially declared emergency, any incident(s),
human-caused or natural, that requires responsive action to protect life or
property. Under the Robert T. Stafford Disaster Relief and Emergency Assistance
Act, an emergency means any occasion or instance for which, in the
determination of the President, Federal assistance is needed to supplement State
and local efforts and capabilities to save lives and to protect property and public
health and safety, or to lessen or avert the threat of a catastrophe in any part of
the United States.
Emergency Operations Centers (EOCs): The physical location at which the
coordination of information and resources to support domestic incident
management activities normally takes place. An EOC may be a temporary facility
or may be located in a more central or permanently established facility, perhaps
at a higher level of organization within a jurisdiction. EOCs may be organized by
major functional disciplines (e.g., fire, law enforcement, and medical services),
by jurisdiction (e.g., Federal, State, regional, county, city, tribal), or some
combination thereof.
Emergency Operations Plan: The "steady-state" plan maintained by various
jurisdictional levels for responding to a wide variety of potential hazards.
Emergency Public Information: Information that is disseminated primarily in
anticipation of an emergency or during an emergency. In addition to providing
situational information to the public, it also frequently provides directive actions
required to be taken by the general public.
Emergency Response Provider: Includes Federal, State, local, and tribal
emergency public safety, law enforcement, emergency response, emergency
medical (including hospital emergency facilities), and related personnel, agencies,
and authorities. See Section 2 (6), Homeland Security Act of 2002, Pub. L. 107-
296, 116 Stat. 2135 (2002). Also known as Emergency Responder.
Evacuation: Organized, phased, and supervised withdrawal, dispersal, or
removal of civilians from dangerous or potentially dangerous areas, and their
reception and care in safe areas.
Event: A planned, nonemergency activity. ICS can be used as the management
system for a wide range of events, e.g., parades, concerts, or sporting events.
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Federal: Of or pertaining to the Federal Government of the United States of
America.
Function: Function refers to the five major activities in ICS: Command,
Operations, Planning, Logistics, and Finance/Administration. The term function is
also used when describing the activity involved, e.g., the planning function. A
sixth function, Intelligence, may be established, if required, to meet incident
management needs.
General Staff: A group of incident management personnel organized according
to function and reporting to the Incident Commander. The General Staff normally
consists of the Operations Section Chief, Planning Section Chief, Logistics Section
Chief, and Finance/Administration Section Chief.
Group: Established to divide the incident management structure into functional
areas of operation. Groups are composed of resources assembled to perform a
special function not necessarily within a single geographic division. Groups, when
activated, are located between branches and resources in the Operations Section.
(See Division.)
Hazard: Something that is potentially dangerous or harmful, often the root
cause of an unwanted outcome.
Incident: An occurrence or event, natural or human-caused, that requires an
emergency response to protect life or property. Incidents can, for example,
include major disasters, emergencies, terrorist attacks, terrorist threats, wildland
and urban fires, floods, hazardous materials spills, nuclear accidents, aircraft
accidents, earthquakes, hurricanes, tornadoes, tropical storms, war-related
disasters, public health and medical emergencies, and other occurrences
requiring an emergency response.
Incident Action Plan: An oral or written plan containing general objectives
reflecting the overall strategy for managing an incident. It may include the
identification of operational resources and assignments. It may also include
attachments that provide direction and important information for management of
the incident during one or more operational periods.
Incident Command Post (ICP): The field location at which the primary
tactical-level, on-scene incident command functions are performed. The ICP may
be collocated with the incident base or other incident facilities and is normally
identified by a green rotating or flashing light.
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Incident Command System (ICS): A standardized on-scene emergency
management construct specifically designed to provide for the adoption of an
integrated organizational structure that reflects the complexity and demands of
single or multiple incidents, without being hindered by jurisdictional boundaries.
ICS is the combination of facilities, equipment, personnel, procedures, and
communications operating within a common organizational structure, designed to
aid in the management of resources during incidents. It is used for all kinds of
emergencies and is applicable to small as well as large and complex incidents.
ICS is used by various jurisdictions and functional agencies, both public and
private, to organize field-level incident management operations.
Incident Commander (IC): The individual responsible for all incident activities,
including the development of strategies and tactics and the ordering and the
release of resources. The IC has overall authority and responsibility for
conducting incident operations and is responsible for the management of all
incident operations at the incident site.
Incident Management Team (IMT): The IC and appropriate Command and
General Staff personnel assigned to an incident.
Incident Objectives: Statements of guidance and direction necessary for
selecting appropriate strategy(s) and the tactical direction of resources. Incident
objectives are based on realistic expectations of what can be accomplished have
been effectively deployed. Incident objectives must be achievable and
measurable, yet flexible enough to allow strategic and tactical alternatives.
Initial Action: The actions taken by those responders first to arrive at an
incident site.
Initial Response: Resources initially committed to an incident.
Intelligence Officer: The intelligence officer is responsible for managing
internal information, intelligence, and operational security requirements
supporting incident management activities. These may include information
security and operational security activities, as well as the complex task of
ensuring that sensitive information of all types
(e.g., classified information, law enforcement sensitive information, proprietary
information, or export-controlled information) is handled in a way that not only
safeguards the information, but also ensures that it gets to those who need
access to it to perform their missions effectively and safely.
Joint Information Center (JIC): A facility established to coordinate all
incident-related public information activities. It is the central point of contact for
all news media at the scene of the incident. Public information officials from all
participating agencies should collocate at the JIC.
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Joint Information System (JIS): Integrates incident information and public
affairs into a cohesive organization designed to provide consistent, coordinated,
timely information during crisis or incident operations. The mission of the JIS is
to provide a structure and system for developing and delivering coordinated
interagency messages; developing,
recommending, and executing public information plans and strategies on behalf
of the IC; advising the IC concerning public affairs issues that could affect a
response effort; and controlling rumors and inaccurate information that could
undermine public confidence in the emergency response effort.
Jurisdiction: A range or sphere of authority. Public agencies have jurisdiction at
an incident related to their legal responsibilities and authority. Jurisdictional
authority at an incident can be political or geographical (e.g., city, county, tribal,
State, or Federal boundary lines) or functional (e.g., law enforcement, public
health).
Liaison: A form of communication for establishing and maintaining mutual
understanding and cooperation.
Liaison Officer: A member of the Command Staff responsible for coordinating
with representatives from cooperating and assisting agencies.
Local Government: A county, municipality, city, town, township, local public
authority, school district, special district, intrastate district, council of
governments (regardless of whether the council of governments is incorporated
as a nonprofit corporation under State law), regional or interstate government
entity, or agency or instrumentality of a local government; an Indian tribe or
authorized tribal organization, or in Alaska a Native village or Alaska Regional
Native Corporation; a rural community, unincorporated town or village, or other
public entity. See Section 2 (10), Homeland Security Act of 2002, Pub. L. 107-
296, 116 Stat. 2135 (2002).
Logistics: Providing resources and other services to support incident
management. Logistics Section: The section responsible for providing facilities,
services, and material support for the incident.
Major Disaster: As defined under the Robert T. Stafford Disaster Relief and
Emergency Assistance Act (42 U.S.C. 5122), a major disaster is any natural
catastrophe (including any hurricane, tornado, storm, high water, wind-driven
water, tidal wave, tsunami, earthquake, volcanic eruption, landslide, mudslide,
snowstorm, or drought), or, regardless of cause, any fire, flood, or explosion, in
any part of the United States, which in the determination of the President causes
damage of sufficient severity and magnitude to warrant major disaster assistance
under this Act to supplement the efforts and available resources of States, tribes,
local governments, and disaster relief organizations in alleviating the damage,
loss, hardship, or suffering caused thereby.
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Management by Objective: A management approach that involves a four-step
process for achieving the incident goal. The Management by Objectives approach
includes the following: establishing overarching objectives; developing and
issuing assignments, plans, procedures, and protocols; establishing specific,
measurable objectives for various incident management functional activities and
directing efforts to fulfill them, in support of defined strategic objectives; and
documenting results to measure performance and facilitate corrective action.
Mitigation: The activities designed to reduce or eliminate risks to persons or
property or to lessen the actual or potential effects or consequences of an
incident. Mitigation measures may be implemented prior to, during, or after an
incident. Mitigation measures are often informed by lessons learned from prior
incidents. Mitigation involves ongoing actions to reduce exposure to, probability
of, or potential loss from hazards. Measures may include zoning and building
codes, floodplain buyouts, and analysis of hazard- related data to determine
where it is safe to build or locate temporary facilities. Mitigation can include
efforts to educate governments, businesses, and the public on measures they can
take to reduce loss and injury.
Mobilization: The process and procedures used by all organizations—Federal,
State, local, and tribal—for activating, assembling, and transporting all resources
that have been requested to respond to or support an incident.
Multiagency Coordination Entity: A multiagency coordination entity functions
within a broader multiagency coordination system. It may establish the priorities
among incidents and associated resource allocations, deconflict agency policies,
and provide strategic guidance and direction to support incident management
activities.
Multiagency Coordination Systems: Multiagency coordination systems provide
the architecture to support coordination for incident prioritization, critical
resource allocation, communications systems integration, and information
coordination. The components of multiagency coordination systems include
facilities, equipment, emergency operation centers (EOCs), specific multiagency
coordination entities, personnel, procedures, and communications. These systems
assist agencies and organizations to fully integrate the subsystems of the NIMS.
Multijurisdictional Incident: An incident requiring action from multiple
agencies that each have jurisdiction to manage certain aspects of an incident. In
ICS, these incidents will be managed under Unified Command.
Mutual-Aid Agreement: Written agreement between agencies and/or
jurisdictions that they will assist one another on request, by furnishing personnel,
equipment, and/or expertise in a specified manner.
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National: Of a nationwide character, including the Federal, State, local, and
tribal aspects of governance and polity.
National Disaster Medical System: A cooperative, asset-sharing partnership
between the Department of Health and Human Services, the Department of
Veterans Affairs, the Department of Homeland Security, and the Department of
Defense. NDMS provides resources for meeting the continuity of care and mental
health services requirements of the Emergency Support Function 8 in the Federal
Response Plan.
National Incident Management System: A system mandated by HSPD-5 that
provides a consistent nationwide approach for Federal, State, local, and tribal
governments; the private-sector, and nongovernmental organizations to work
effectively and efficiently together to prepare for, respond to, and recover from
domestic incidents, regardless of cause, size, or complexity. To provide for
interoperability and compatibility among Federal, State, local, and tribal
capabilities, the NIMS includes a core set of concepts, principles, and
terminology. HSPD-5 identifies these as the ICS; multiagency coordination
systems; training; identification and management of resources (including
systems for classifying types of resources); qualification and certification; and the
collection, tracking, and reporting of incident information and incident resources.
National Response Plan: A plan mandated by HSPD-5 that integrates Federal
domestic
prevention, preparedness, response, and recovery plans into one all-discipline,
all-hazards plan.
Nongovernmental Organization: An entity with an association that is based on
interests of its members, individuals, or institutions and that is not created by a
government, but may work cooperatively with government. Such organizations
serve a public purpose, not a private benefit. Examples of NGOs include faith-
based charity organizations and the American Red Cross.
Operational Period: The time scheduled for executing a given set of operation
actions, as specified in the Incident Action Plan. Operational periods can be of
various lengths, although usually not over 24 hours.
Operations Section: The section responsible for all tactical incident operations.
In ICS, it normally includes subordinate branches, divisions, and/or groups.
Personnel Accountability: The ability to account for the location and welfare of
incident personnel. It is accomplished when supervisors ensure that ICS
principles and processes are functional and that personnel are working within
established incident management guidelines.
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Planning Meeting: A meeting held as needed prior to and throughout the
duration of an incident to select specific strategies and tactics for incident control
operations and for service and support planning. For larger incidents, the
planning meeting is a major element in the development of the Incident Action
Plan (IAP).
Planning Section: Responsible for the collection, evaluation, and dissemination
of operational information related to the incident, and for the preparation and
documentation of the IAP. This section also maintains information on the current
and forecasted
situation and on the status of resources assigned to the incident.
Preparedness: The range of deliberate, critical tasks and activities necessary to
build, sustain, and improve the operational capability to prevent, protect against,
respond to, and recover from domestic incidents. Preparedness is a continuous
process. Preparedness involves efforts at all levels of government and between
government and private-sector and nongovernmental organizations to identify
threats, determine vulnerabilities, and identify required resources. Within the
NIMS, preparedness is operationally focused on establishing guidelines, protocols,
and standards for planning, training and exercises, personnel qualification and
certification, equipment certification, and publication management.
Preparedness Organizations: The groups and fora that provide interagency
coordination for domestic incident management activities in a nonemergency
context. Preparedness organizations can include all agencies with a role in
incident management, for prevention, preparedness, response, or recovery
activities. They represent a wide variety of committees, planning groups, and
other organizations that meet and coordinate to ensure the proper level of
planning, training, equipping, and other preparedness requirements within a
jurisdiction or area.
Prevention: Actions to avoid an incident or to intervene to stop an incident from
occurring. Prevention involves actions to protect lives and property. It involves
applying intelligence and other information to a range of activities that may
include such countermeasures as deterrence operations; heightened inspections;
improved surveillance and security operations; investigations to determine the
full nature and source of the threat; public health and agricultural surveillance
and testing processes; immunizations, isolation, or quarantine; and, as
appropriate, specific law enforcement operations aimed at deterring, preempting,
interdicting, or disrupting illegal activity and apprehending potential perpetrators
and bringing them to justice.
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Private Sector: Organizations and entities that are not part of any
governmental structure. It includes for-profit and not-for-profit organizations,
formal and informal structures, commerce and industry, and private voluntary
organizations (PVO). Processes: Systems of operations that incorporate
standardized procedures, methodologies, and functions necessary to provide
resources effectively and efficiently. These include resource typing, resource
ordering and tracking, and coordination.
Public Information Officer: A member of the Command Staff responsible for
interfacing with the public and media or with other agencies with incident-related
information requirements.
Publications Management: The publications management subsystem includes
materials development, publication control, publication supply, and distribution.
The development and distribution of NIMS materials is managed through this
subsystem. Consistent documentation is critical to success, because it ensures
that all responders are familiar with the documentation used in a particular
incident regardless of the location or the responding agencies involved.
Qualification and Certification: This subsystem provides recommended
qualification and certification standards for emergency responder and incident
management personnel. It also allows the development of minimum standards
for resources expected to have an interstate application. Standards typically
include training, currency, experience, and physical and medical fitness.
Reception Area: This refers to a location separate from staging areas, where
resources report in for processing and out-processing. Reception Areas provide
accountability, security, situational awareness briefings, safety awareness,
distribution of IAPs, supplies and equipment, feeding, and bed down.
Recovery: The development, coordination, and execution of service- and site-
restoration plans; the reconstitution of government operations and services;
individual, private- sector, nongovernmental, and public-assistance programs to
provide housing and to promote restoration; long-term care and treatment of
affected persons; additional measures for social, political, environmental, and
economic restoration; evaluation of the incident to identify lessons learned;
postincident reporting; and development of initiatives to mitigate the effects of
future incidents.
Recovery Plan: A plan developed by a State, local, or tribal jurisdiction with
assistance from responding Federal agencies to restore the affected area.
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Resources: Personnel and major items of equipment, supplies, and facilities
available or potentially available for assignment to incident operations and for
which status is maintained. Resources are described by kind and type and may
be used in operational support or supervisory capacities at an incident or at an
EOC.
Resource Management: Efficient incident management requires a system for
identifying available resources at all jurisdictional levels to enable timely and
unimpeded access to resources needed to prepare for, respond to, or recover
from an incident. Resource management under the NIMS includes mutual-aid
agreements; the use of special Federal, State, local, and tribal teams; and
resource mobilization protocols.
Resources Unit: Functional unit within the Planning Section responsible for
recording the status of resources committed to the incident. This unit also
evaluates resources currently committed to the incident, the effects additional
responding resources will have on the incident, and anticipated resource needs.
Response: Activities that address the short-term, direct effects of an incident.
Response includes immediate actions to save lives, protect property, and meet
basic human needs. Response also includes the execution of emergency
operations plans and of mitigation activities designed to limit the loss of life,
personal injury, property damage, and other unfavorable outcomes. As indicated
by the situation, response activities include applying intelligence and other
information to lessen the effects or consequences of an incident; increased
security operations; continuing investigations into nature and source of the
threat; ongoing public health and agricultural surveillance and testing processes;
immunizations, isolation, or quarantine; and specific law enforcement operations
aimed at preempting, interdicting, or disrupting illegal activity, and apprehending
actual perpetrators and bringing them to justice.
Safety Officer: A member of the Command Staff responsible for monitoring and
assessing safety hazards or unsafe situations and for developing measures for
ensuring personnel safety.
Section: The organizational level having responsibility for a major functional
area of incident management, e.g., Operations, Planning, Logistics,
Finance/Administration, and Intelligence (if established). The section is
organizationally situated between the branch and the Incident Command.
Span of Control: The number of individuals a supervisor is responsible for,
usually expressed as the ratio of supervisors to individuals. (Under the NIMS, an
appropriate span of control is between 1:3 and 1:7.)
Staging Area: Location established where resources can be placed while
awaiting a tactical assignment. The Operations Section manages Staging Areas.
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State: When capitalized, refers to any State of the United States, the District of
Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American
Samoa, the Commonwealth of the Northern Mariana Islands, and any possession
of the United States. See Section 2 (14), Homeland Security Act of 2002, Pub. L.
107-296, 116 Stat. 2135 (2002).
Strategic: Strategic elements of incident management are characterized by
continuous long-term, high-level planning by organizations headed by elected or
other senior officials. These elements involve the adoption of long-range goals
and objectives, the setting of priorities; the establishment of budgets and other
fiscal decisions, policy development, and the application of measures of
performance or effectiveness.
Strike Team: A set number of resources of the same kind and type that have an
established minimum number of personnel.
Strategy: The general direction selected to accomplish incident objectives set by
the IC.
Supporting Technologies: Any technology that may be used to support the
NIMS is included in this subsystem. These technologies include orthophoto
mapping, remote automatic weather stations, infrared technology, and
communications, among various others.
Task Force: Any combination of resources assembled to support a specific
mission or operational need. All resource elements within a Task Force must have
common communications and a designated leader.
Technical Assistance: Support provided to State, local, and tribal jurisdictions
when they have the resources but lack the complete knowledge and skills needed
to perform a required activity (such as mobile-home park design and hazardous
material assessments).
Terrorism: Under the Homeland Security Act of 2002, terrorism is defined as
activity that involves an act dangerous to human life or potentially destructive of
critical infrastructure or key resources and is a violation of the criminal laws of
the United States or of any State or other subdivision of the United States in
which it occurs and is intended to intimidate or coerce the civilian population or
influence a government or affect the conduct of a government by mass
destruction, assassination, or kidnapping. See Section 2 (15), Homeland Security
Act of 20021 Pub. L. 107-296, 116 Stat. 2135 (2002).
Threat: An indication of possible violence, harm, or danger.
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Tools: Those instruments and capabilities that allow for the professional
performance of tasks, such as information systems, agreements, doctrine,
capabilities, and legislative authorities.
Tribal: Any Indian tribe, band, nation, or other organized group or community,
including any Alaskan Native Village as defined in or established pursuant to the
Alaskan Native Claims Settlement Act (85 stat. 688) [43 U.S.C.A. and 1601 et
seq.], that is recognized as eligible for the special programs and services
provided by the United States to Indians because of their status as Indians.
Type: A classification of resources in the ICS that refers to capability. Type 1 is
generally considered to be more capable than Types 2, 3, or 4, respectively,
because of size; power; capacity; or, in the case of incident management teams,
experience and qualifications.
Unified Area Command: A Unified Area Command is established when incidents
under an Area Command are multijurisdictional. (See Area Command.)
Unified Command: An application of ICS used when there is more than one
agency with incident jurisdiction or when incidents cross political jurisdictions.
Agencies work together through the designated members of the UC, often the
senior person from agencies and/or disciplines participating in the UC, to
establish a common set of objectives and strategies and a single IAP.
Unit: The organizational element having functional responsibility for a specific
incident planning, logistics, or finance/administration activity.
Unity of Command: The concept by which each person within an organization
reports to one and only one designated person. The purpose of unity of command
is to ensure unity of effort under one responsible commander for every objective.
Volunteer: For purposes of the NIMS, a volunteer is any individual accepted to
perform services by the lead agency, which has authority to accept volunteer
services, when the individual performs services without promise, expectation, or
receipt of compensation for services performed. See, e.g., 16 U.S.C. 742f(c) and
29 CFR 553.101.
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