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HomeMy WebLinkAbout1989-032WHEREAS, there were no objections to the name change; NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF INDIAN RIVER COUNTY, FLORIDA, that Fellsmere Management Company Water and Sewer Utility Franchise is authorized to change its name to Sun Ag, Inc., Water and Sewer Utility Franchise, effective immediately. The foregoing resolution was offered by Commissioner Eggert , who moved its adoption. The motion was seconded by Commissioner Bird the vote was as follows: and, upon being put to a vote, Chairman Gary Wheeler _Axe Vice -Chairman Carolyn Eggert Aye Commissioner Don C. Scurlock, Jr. Commissioner Richard N. Bird __A_Y — Commissioner Margaret C. Bowman Ayye' The Chairman thereupon declared the resolution duly passed and adopted this 4th day of April VST 1989. BOARD OF COUNTY COMMISSIONERS OF INDIAN RIVER COUNTY, FLORIDA BY: G Y W ELER, CHAIRMAN INetn PJW Cs Approved 021e Admin. e 315 0 Legal 8udgel g Utilities 3 -Ib -g .Risk Mgr. Name, Address and Telephone number o.f (407) 571-1200 Sun Ag, Inc. (telephone #) Fellamer_e_ Management Com an Water & Sewer Utilitx Franchif (name of applicant) - — — - (project name) 7735 County Road 512 10120 130th Avenue tistreets or box #) (street address) Fellsmere, FL 32948 _ Fellsmere, FL 32948 (city, state, zip) (city, state, zip) Type of Business: X Corporation — Partnership _ Joint Venture _ Individual Proprietc If Corporation, list principle officers, giving name, title, address, telephone number and per cent of stock ownership: Patrick D. Leary, President - Vero Beach FL 32962 - 0% Dick Stoll, Executive Vice President - Vero Beach, FL 32960 - 0% Bernard Egan, Director, Vero Beach, FL 32962 - 100% 2b. If Partnership, list partners, giving name, citlF:; addres,.; 5elephone number and per cent of.ownership: 2c. If Joint Venture, list principle, giving name, address, telephone number and investment in Joint Venture: Purpose of application (establish franchise, namechange) ownership cnangt Specify whether it is for a public water system, a public sewerage system, or both. If both, provide installation, nines, lines, extension, main and lateral for both systems so that neither system will be extended without the simultaneous extension of the other system. If a transfer of ownership, state present owner's name and address. If a name change of franchise, state present name franchise is known by. Fellsmere Management Company Water & Sewer utility Franchise I r v�'4•.' ht 3 Legal Description of Franchise Area: (Attachment A) $ i,)� -j - ` Location Map: (Attachment B) z The applicant shall sumbit a location map showing: #, a) layout of lots a, -b) ;location of all proposed treatment plants c), all rights of ways & easements required for utility purposes d) applicant shall show that he has approval from the owner of all necessary rights of ways or easements owned by other than Indian River County e) show all adjacent land owners numbered on map to correspond with attached list of names and addresses certified by County Property Appraiser's Office (within 300 ft, of franchise area) Certificate of Responsibility: (Attachment C) Applicant shall certify that he has the capability to serve the entire area covered by his request, that the applicant is acting in faith good and has the means to build, install, and/or operate the proposed system. Applicant shall also file certified copies of: a) its corporate charter(if applicable) b) current financial statement C) $1,000,000 liability insurance coverage certificate co -naming Indian River County as an additional insured d) credit bureau credit check e) such other pertinent data as the Board may require #7. Certificate of System Sufficiency: (Attachment D) The Utility Director must be satisfied that the system has sufficient capacity to serve the franchise area. A signed and sealed report shall be submitted by the applicant's engineer(who must be registered in the State of Florida) which has the following type information: (P a) number of units & bedrooms in the service area b) type of units(single-family, multi -family, commercial, townhouse, etc.) C) total daily flow requirements d) method of treatment for water and wastewater and their proposed design capacities e) statement as to treatment quality planned for design f) metering concept g) specifications for hardware components & installation methods h) letter stating fire flow requirements from Fire Department i) intentions for conservation plans j) rate structure including all rates, charges, and justification of same(applicant has option of setting rates at this hearing or at a later hearing held for that specific purpose) �. Applicable rules, regulations & laws: (Attachment E) Applicant shall certify compliance with all conditions contained in Chapter 59-1380, Laws of Florida, Indian River County Resolutions & Ordinances, St. John's Water Management District, Florida Department of Environmental Regulation & all applicable state or federal rules, regulations or laws. 'Not applicable to transfer of ownership application. -2- 4 •Q _ . 3 - _ { 9. 'Franchise Resolution: (Attachment F) This will be provided by County. A Franchise Resolution shall be prepared for consideration of the Indian River County Board of Commissioners at a public hearing before any,franchise will be permitted. The Franchise Resolution shall be patterned after the sample resolution and shall include the following ..patterned of its text: "The Franchise and rights herein granted shall take effect and be inforce from and after the time of the adoption of this resolution by the Board and shall continue in force and effect until such time as the County may install or acquire its own sewerage collection and treatment system or its water distribution and treatment system and supplies the same to individual customers. At this time, the Company will convey all of its facilities and easements for location of same as the Company may own, to said County without charge, provided, however, that within sixty days from the time of the adoption of this resolution the Company shall file with the Board its written acceptance of this Franchise and all of its terms and conditions and provided further that if such acceptance is not filed within the time specified then the provisions of this Franchise shall be null and void." Franchise fees as required by ordinance for franchise hearings, inspection, hydrant calibration, impact and maintenance, etc. shall be denoted in -the Franchise Resolution Text. B. Applicant shall submit 1 copy of approved items A-1 through A-9 to the Utility Director and shall at that time complete items B-1 through B-3. 1. Public Hearing: (Attachment G) The notice of such hearing, the name of the applicant, the legal description of the area to be embraced by the Franchise, the proposed rate and hookup charges, the period for which the Franchise e e , not more than a required equired u rquir and the time and place of such hearing shall be published in regularly published in said County at least one time one month, nor less than one week preceding such hearing. or p r.ty Certified proof of notice of such hearing and notification of property owners shall be filed with the Board, once the hearing date is scheduled., Received Date Signature --'"- 2. Facilities Design: (Attachment H) The applicant shall design all facilities within the Franchise Area to conform to the Indian River County Comprehensive Land use Plan for utilities. The applicant shall agree to supply the County Utilities Department with one accurate set of as -built drawings (on sepia) for each utility system prior to providing service to any units. Received ate Signature Systems Testing and Engineering Certification: (Attachment J) The applicant shall conduct all tests on each utility with a member of the County's Utility Department. All sanitary sewer lines shall be viewed by a television camera with a member of the County's Utility Department. All testing to be as required by the County's Specifi- cations, including Engineer's Certification. Received ateT' Signature V- 'K Franchise System Start-up: mx� Attachment A SUN AG, INC., LEGAL DESCRIPTION: The East Half of Tract 1239; all of Tracts 1240, 1241, 1242, 1243, 1250, 1251, 1252, 1253, 1254, 1340, 1341, 1342, 1343, 1350, 1351, 1352, 1442, and 1443, according to Plat of Fellsmere Farms Company's subdivision of all of the unsurveyed part of Township 31 - South, Range 37 -East, as recorded in Plat Book 2, pages 1 and 2, public records of St. Lucie County, Florida; said lands now lying and being in Indian River County, Florida. Said tracts containing 183 acres, more or less. z•' Fellemere`Management• Cw �. Trailer park ATTACHHENT B tj { �Moi.G(In✓ eR6VA/►O COV/VTY ,Iw/!r rw7 J` '+w f "'� iM Avr /ar )»r /N/ Iw CoxLm" / /u•" /!1 ST. 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Pla'4A YI(r Fete .-. *e *e : 4100-Fey .0e j.1 l 3: s .Fe,.. e'Mct sac 04 dar e r .....• -4 2e _ !i�, n ✓n, ✓n rn rn rn n ` rn �, n .I nr nr" nr nr nr nr nr nr nr nr nr nr nr nr nr nr nr nr nr nr nr"j�: in of J ` Or ba t. � UW a r IDIPPUrtrilent of I certify that the attached is a true and correct copy of the Articles of Amendment, filed on January 5, 1988, to the Articles of Incorporation for FELLSMERE MANAGEMENT COMPANY, changing its name to SUN -AG, INC., a Florida corporation, as shown by the records of this office. The document number of this corporation is 569338. Given unser mg haus anb the Great Real of the *Hte of Aloriba, at Tallahassee, the Capital, this the bag of 28th January, 1988. Jim smith 'Secretarg of jState ATTACHMENT C Item b Audited Financial Statements Fellsmere Joint Venture (A Partnership) September 30, 1988 EW Ernst &Whinney Report of Independent Auditors . . . . . . . . . . . . . . . . . .. . . . 1 Balance Sheets . . . . . . . . . . . . . . . . . . . . . . . . . . y Statements of Income . . . . . . . . . . . . . . . . . . . . . . . . . 4 Statements of Venturers' Equity . . . . . . . . . . . . . . . . . . . . . Statements of Cash Flows . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 5 Notes to Financial Statements . . . . . . . . . . . . . . . . . . . . . . . . 7 7Z Ernst &Whinney Report of Independent Auditors Executive Committee Fellsmere Joint Venture Fellsmere, Florida Certified Public Accountants 332 North Magnolia Avenue P.O. Box 3426 Orlando, Florida 32802 407/841-2050 We have audited the accompanying balance sheets of Fellsmere Joint Venture (A Partnership) as of September 30, 1988 and 1987, and the related statements of income, venturers' equity and cash flows for the years then ended. These financial statements are the responsibility of the Venture's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Fellsmere Joint Venture at September 30, 1988 and 1987, and the results of its operations and its cash flows for the years then ended in conformity with generally accepted accounting principles. Orlando, Florida October 18, 1988 -1- BAIANC& SHEETS FELLSMERE JOINT VENTURE (A PARTNERSHIP) September 30 1988 1987 ASSETS CURRENT ASSETS Cash and cash equivalents (at cost which approximates market) $ 2,476,373 $10,515,012 Short-term investments --Note B 171,462 444,332 Accounts receivable --Note C 2,402,433 1,418,069 Inventories: Crops 64,361 Cattle 92,944 Deferred cattle costs 228,220 374,373 Deferred citrus costs --Note C 1,468,327 1,251,786 Deferred farming costs 47,171 Supplies and parts 636,691 585,720 Citrus tree deposits and other current assets 121,588 162,965 TOTAL CURRENT ASSETS 7,569,455 14,892,372 PROPERTY AND EQUIPMENT, at cost --Note C Land 6,062,459 6,062,459 Land improvements 1,959,963 2,113,208 Citrus trees 14,657,863 12,622,319 Buildings and structures 4,095,342 3,714,338 Breeding herd 1,674,285 1,905,874 Transportation equipment 2,588,198 2,803,882 Machinery and other equipment 10,775,786 12,153,384 41,813,896 41,375,464 Less allowances for depreciation 19,510,785 19,976,649 22,303,111 21,398,815 Property under development 6,899,067 7,102,010 29,202,178 28,500,825 OTHER ASSETS 246,450 199,053 $43,592,250 -2- LIABILITIES AND VENTURERS' EQUITY CURRENT LIABILITIES September 30 1988 1987 Accounts Accrued payable incentive fee --Note D $ 518,520 $ 672,043 Accrued interest payable 1,000,000 300,624 316,018 Accrued expenses and other liabilities 865,854 911,005 Current portion of mortgage note payable --Note C 1,000,000 1,000,000 TOTAL CURRENT LIABILITIES 396849998 2,899,066 LONG-TERM DEBT --Note C Mortgage note payable less portion classified as current Grove development loan VENTURERS' EQUITY E & S Partnership PIC Realty Corporation PIC -FLA, Limited See notes to financial statements. -3- 25,000,000 26,000,000 3,788,524 3,440,398 28,788,524 29,440,398 2,272,752 254,023 6,251,547 2,0179786 5,001,239 4,544,561 11,252,786 37.018 08 4 2 Operating revenues: Citrus --Note D Cattle Farming Packinghouse Operating expenses: Harvesting Grove caretaking Cost of sales --cattle Farming Packinghouse General services Other income (expenses): Net gain on sale of property and equipment Management company incentive fee --Note D General and administrative Interest income Interest expense Other See notes to financial statements. -4- Year Ended September 30 1988 1987 $31,877,044 $28,712,075 1,590,845 1,477,458 1,105,541 2,102,750 4,112,420 3,432,945 38,685,850 35,725,228 5,504,189 5,246,468 8,070,522 7,801,886 1,468,948 1,661,844 1,499,592 3,984,187 3,100,586 3,104,587 1,142,387 2,046,856 20,786,224 23,845,828 GROSS PROFIT 17,899,626 11,879,400 516,510 201,123 (1,000,000) (1,658,285) (1,759,094) 458,779 504,955 (2,833,875) (2,898,506) 68,020 8,694 NET INCOME 13.450.775 7.936.572 G 01 m F m Y P m P u d o ~ {@. a aGi o `" •o ..i W dF Y W m A B Od U 0.d O'GY O~ RY A M O d u G 1yn M (may H 'Q O C •.q1 d 4 M Y .rli m N N � W� m d ro Y n d F g R m N G 7 F q q P d W Y N Y p �j rl ro C Yy �e 4 Y1 h n O Ili n G o 0 o yl g G R F W O q .dg C m" dyt y O•i O Oea G a10 .y{.1�1 N'i�t iYpl� O N O m V � aro+ o of a °n o0 u�1W uN1 U d Y O ir>ii p�p N Vyn� R' p0p O O U F d O u ro ro o 4 H a P 4 uNi N N vai .•1 N N m O N N N v N Ln N W NO m OR N NN P N O of rl0n 00 co I •N - U O P m N m N N 0 H .O N n ^ O �p O Ln �{ 11 c O v P N P O P P rl O M M v N v 4 4 v N N N y N P O V1 V1 Q m O P M P M O . ro Ndi G O m N M .O N N a •O wl m O 4 O 4 - V O Q N P M m vl N O P 4 M O 4 u1 0. O N Q v ,�•� V .4.. N _ � n m q n m n 4 � 4 ro m m I W d P O V M v I W N NII G 01 m F m Y P m P u d o ~ {@. a aGi o `" •o ..i W dF Y W m A B Od U 0.d O'GY O~ RY A M O d u G 1yn M (may H 'Q O C •.q1 d 4 M Y .rli m N N � W� m d ro Y n d F g R m N G 7 F q q P d W Y N Y p �j rl ro C Yy �e ei ro Yp a Y O> O VI G M WO W y m H � >di ..1 P. •.Ci O G� n F N u g W C .0 ,d ad G G o 0 o yl g G R F W O q .dg C m" dyt y O•i O Oea G a10 .y{.1�1 N'i�t iYpl� � amD G O G W G ua�1YNW O W O O�rPIW d! UW OWupq 09 OaIA� [yO�t1 O ayyp •I~i N � m y O1, rl b �4 t� H.N lYNO�F �+9 u�1W uN1 U d Y O ir>ii p�p N Vyn� R' p0p O O U F d O u ro ro HS®®® Y adi d ro m U pJ G 01 OPERATING ACTIVITIES Net Income Add (deduct) adjustments to reconcile net income to net cash provided by operating activities: Depreciation Depreciation capitalized as cattle production and grove development costs Amortization of debt acquisition costs Other assets Gain on sale of assets Interest deferral on grove development loan Year Ended September 30 1988 1987 $13,450,775 $ 7,936,572 2,782,293 2,677,024 264,292 427,757 26,878 26,878 (74,275) (17,925) (516,510) (201,123) 348,126 316,218 Changes in operating assets and liabilities: (Increase) decrease in assets: Accounts receivable (984,364) (1,165,270) Inventories (45,605) 121,747 Citrus tree deposits and other current assets 41,377 19,089 Increase (decrease) in liabilities: Accounts payable (153,523) 103,563 Accrued incentive fee 1,000,000 Accrued interest payable (15,394) (7,712) Accrued expenses and other liabilities (45,151) 109,969 NET CASH PROVIDED BY OPERATING ACTIVITIES 16,078,919 10,346,787 INVESTING ACTIVITIES Proceeds from maturity of short-term investments 272,870 Proceeds from sale of property, plant and equipment 707,696 583,012 Purchase of property, plant and equipment (3,939,124) (5,428,974) NET CASH USED IN INVESTING ACTIVITIES (2,958,558) (4,8459962) FINANCING ACTIVITIES Principal payment on mortgage (1,000,000) (1,000,000) Cash distributions to partners (20,159,000) Payment of closing cost on liquidation of partnership interest (146,752) NET CASH USED IN FINANCING ACTIVITIES (21,159,000) (1,146,752) INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (8,038,639) 4,354,073 Cash and cash equivalents at beginning of year 10,515,012 6,160,939 CASH AND CASH EQUIVALENTS AT END OF YEAR M-11 NOTES TO FINANCIAL STATEMENTS FRLLSMERE JOINT VENTURE (A PARTNERSHIP) September 30, 1988 xiOT£ A-SZGNZFZCANT ACCOLiNT2NG P Reporting Entit : Through February 28, 1987, the Fellsmere Joint Venture consisted of 10% ownership by Fellsmere Farms, 50% by PIC Realty Corporation, and 40% by PIC -FLA, Limited, both wholly owned subsidiaries of Prudential Insurance Company of America. Effective February 28, 1987, the Joint Venture distributed to Fellsmere Farms approximately 15,000 acres of land together with land improvements, structures, and equipment located on the land in exchange for Fellsmere Farms 10% ownership interest. Management estimates that the property and equipment had a market value of approximately $15 million at the date of transfer. The carrying value of the property and equipment distributed to Fellsmere Farms was as follows: Land Land improvements Buildings and structures Transportation equipment Machinery and other equipment Property under development Joint Venture income from October 1, 1986 to February 28, 1987 was allocated to the three partners in relation to their ownership interests. Joint Venture income for fiscal 1987, subsequent to February 28, 1987, was allocated solely to PIC Realty Corporation and PIC -FLA, Limited, based on a 55.6% and 44.4% ownership interest, respectively. On March 31, 1988, E & S Partnership acquired from PIC Realty Corporation a 50% interest in the capital of the Joint Venture, a 49.99% interest in the profit and losses of the Venture, and an option to acquire an additional .01% interest in the profit and losses of the Venture. Joint Venture income from October 1, 1987 to March 31, 1988 was allocated to the two partners, PIC Realty Corporation and PIC -FLA, Limited, in relation to their ownership interest, including management's estimates of final settlement to be received for fruit delivered prior to March 31, 1988. Joint Venture income subsequent to March 31, 1988 was allocated to E & S Partnership, PIC Realty Corporation and PIC -FLA, Limited, based on a 49.99%, 5.61% and 44.4% allocation of profits and losses, respectively. -7- Accumulated Cost Depreciation Carrying Value $2,436,664 $2,436,664 517,743 $388,108 129,635 163,846 106,371 57,475 67,295 51,644 15,651 263,472 165,172 98,300 699,777 699,777 4.148. ILU�23 $3,437,5D2 Joint Venture income from October 1, 1986 to February 28, 1987 was allocated to the three partners in relation to their ownership interests. Joint Venture income for fiscal 1987, subsequent to February 28, 1987, was allocated solely to PIC Realty Corporation and PIC -FLA, Limited, based on a 55.6% and 44.4% ownership interest, respectively. On March 31, 1988, E & S Partnership acquired from PIC Realty Corporation a 50% interest in the capital of the Joint Venture, a 49.99% interest in the profit and losses of the Venture, and an option to acquire an additional .01% interest in the profit and losses of the Venture. Joint Venture income from October 1, 1987 to March 31, 1988 was allocated to the two partners, PIC Realty Corporation and PIC -FLA, Limited, in relation to their ownership interest, including management's estimates of final settlement to be received for fruit delivered prior to March 31, 1988. Joint Venture income subsequent to March 31, 1988 was allocated to E & S Partnership, PIC Realty Corporation and PIC -FLA, Limited, based on a 49.99%, 5.61% and 44.4% allocation of profits and losses, respectively. -7- ,NOTES -20 FINANCIAL STATEMENTS --Continued FELLSMERE JOINT VENTURE (A PARTNERSHIP) NOTE A --SIGNIFICANT ACCOUNTING POLICIES --Continued Sun Ag, Inc. (formerly Fellsmere Management Company) manages the operations and assets of the Joint Venture. The Joint Venture operates a citrus packinghouse and primarily processes fruit produced by the Joint Venture. Accounting Basis for Recording Revenues, Expenses and Inventories: Citrus and Farming --the Joint Venture records revenue as fruit and crops are harvested and sold. Because the proceeds for fruit usually are not completely received until the following year and prices are not fixed until near the date of final payment, management estimates the amount to be received for the fruit. The excess, if any, of the expected net revenues over the advances received is recorded as accounts receivable. Adjustments to the estimated revenues, if any, are recorded in the following year when actual amounts become known. As of September 30, 1988 and 1987, respectively, approximately $2,238,750 and $957,000 has been included in accounts receivable as management's estimate of the final settlement to be received on the fruit sold for the 1988 and 1987 seasons, respectively. During fiscal 1988 the receivable at September 30, 1987 and an additional $871,224 for the 1987 season was collected in full. The Joint Venture leases farm land and a vegetable packinghouse to agricultural companies. Revenue from the leases totaled approximately $135,000 and $179,000 for the years ended September 30, 1988 and 1987, respectively, and is recorded as farming revenue as it is earned. Expenses generally are recognized when incurred except in the case of certain citrus grove care and farming costs associated with the next season's crop. These costs are deferred and included separately in the balance sheet as deferred citrus costs and deferred farming costs, and are recognized as expenses when the related crops are harvested. In addition, certain grove care costs related to groves under development are capitalized until the trees reach their productive stage. Inventories are valued at the lower of cost or market. Cost is determined generally on the first -in, first -out method. Cattle inventory at September 30, 1987 is stated at current market value, which is approximately $69,000 less than cost. There is no cattle inventory at September 30, 1988. Cattle Operations --Revenues from sales of breeding herd and calf inventory are recorded at the time contractual ownership is transferred to the buyer. -8- NOTE9-TO FINANCIAL STATEMENTS --Continued FELLSMERE JOINT VENTURE (A PARTNERSHIP) NOTE A --SIGNIFICANT ACCOUNTING POLICIES --Continued Production costs associated with the cattle operation are allocated to the calf inventory. Production costs are accumulated on an August 1 to July 31 breeding year and all subsequent costs between August 1 and September 30 are recognized on the balance sheet as deferred cattle costs. After an animal reaches breeding age, it no longer accumulates costs, and is transfered to the breeding herd and depreciated over its expected productive life. Property and Equipment: Depreciation is considered to be a period expense except for depreciation charged to cattle operations, which is considered a production cost. Depreciation is computed using straight-line and accelerated methods over the estimated useful lives as follows: Description Useful Lives Land improvements 5-15 years Citrus trees 22-33 years Buildings and structures 5-30 years Breeding herd 5 years Transportation equipment 3-6 years Machinery and other equipment 3-15 years Property under development consists of approximately $5,372,000 for citrus trees that have not reached the production stage and approximately $1,527,000 for the construction of structures, reservoirs and ditches. Statements of Cash Flows: The Joint Venture has adopted Financial Accounting Standard No. 95 which requires the presentation of a statement of cash flows. This statement replaces the previously required statement of changes in financial position. To enhance comparability, the accompanying 1987 statement of changes in financial position has been restated. The statements of cash flows are presented utilizing the indirect method. Cash Equivalents: The Venture considers all highly liquid investments with maturity of three months or less when purchased to be cash equivalents. Income Taxes: The Internal Revenue code provides for partnership income or losses to be reported by the partners, who are to report their equitable share of the net profit or loss on their tax returns. Accordingly, the financial statements do not include any provision for income taxes. Reclassification: Certain items reported in the 1987 financial statements have been reclassified herein to conform to the 1988 classification. -9- NOTES' TO FINANCIAL STATEMENTS --Continued FELLSMERE JOINT VENTURE (A PARTNERSHIP) NOTE B --SHORT-TERM INVESTMENTS Short-term investments are comprised of U. S. Treasury securities. Interest rates on these investments have ranged from approximately 6% to 7% during the year ended September 30, 1988. NOTE C --LONG TERM DEBT Long term debt consists of: First mortgage note payable to Prudential Insurance Company, interest at 9 1/4% payable annually, annual principal payments of $1,000,000 with the remaining balance of unpaid principal due May 1, 1993 Less current portion of mortgage note payable Grove development loan payable to Prudential Insurance Company, interest at 9.875% through April 15, 1990 and adjusted thereafter to a fixed rate equal to 2 1/4% above a Federal Reserve index payable semi-annually beginning October 15, 1990; annual principal payments of $220,565 beginning April 15, 1991 with the remaining balance of unpaid principal and accrued interest due August 15, 1993 September 30 1988 1987 $26,000,000 $27,000,000 1,000,000 1,000,000 25,000,000 26,000,000 3,788,524 3,440,398 28.788.524 29.440.398 Principal payments of $1,000,000 are due within each of the fiscal years 1989 through 1990, $1,220,565 due within fiscal years 1991 and 1992 and $25,347,394 due in 1993. The mortgage note and grove development loan are collateralized by accounts receivable, citrus crop, land, improvements, citrus trees, buildings, equipment, and property under development having an aggregate carrying amount of approximately $33,000,000 at September 30, 1988. Interest paid was approximately $2,501,143 and $2,590,000 during fiscal years 1988 and 1987, respectively. NOTES TO FiNANCIAI. STATEMENTS --Continued F£LLSMERE JOINT VENTURE (A PARTNERSHIP) NOTE D --RELATED PARTY TRANSACTIONS During the year ended September 30, 1988 and 1987, citrus revenues from related parties amounted to $12,197,803 and $7,669,413, respectively. It is management's opinion that these sales are at terms considered to be in the normal course of business. At September 30, 1988 and 1987 respectively, the Joint Venture has $1,154,289 and $9,630,816 of investments with Prudential Bache Securities, a wholly-owned subsidiary of Prudential Insurance Company of America. It is management's opinion that these investments are at terms considered to be in the normal course of business. Through February 28, 1987 the Fellsmere Management Company (FMC) (see Note A) was primarily owned by the same principals that own Fellsmere Farms, one of the Joint Venture partners until February 28, 1987. Subsequent to February 28, 1987, FMC was owned by three individuals, none of whom were Joint Venture partners. On December 20, 1987 FMC was reorganized and renamed Sun Ag. Inc (the management company). The reorganized company is owned by four individuals, one of whom is a partner in E & S Partnership, a current Joint Venturer. The Joint Venture enters into annual agreements with Sun Ag., Inc. to manage, operate and maintain the assets of the Joint Venture. For the years ended September 30, 1988 and 1987, annual fees of $352,975 and $266,500, respectively were paid to the management company. In addition to management fees paid during the year, the Joint Venture has a liability to the management company, as of September 30, 1988, for an incentive management fee of $1,000,000 based on fiscal 1988 operating results as defined in the management agreement. This agreement expired on September 30, 1988. NOTE E --EMPLOYEE BENEFIT PLAN The Fellsmere Management Company Profit Sharing contribution plan which is comprised of a profit salary savings plan for the benefit of Sun Ag, effective as of January 1, 1984. Federal income the employees are deferred in accordance with Revenue Code. -11- Plan (the "Plan") is a defined sharing plan and a self-directed Inc. employees. The Plan was taxes on amounts contributed by section 401(k) of the Internal NOTE E --EMPLOYEE BENEFIT PLAN --Continued Employees of Sun Ag, Inc., formerly Fellsmere Management Company (the "Company"), are eligible to participate after completing 30 months of service and attaining age 20 1/2. Contributions by the Joint Venture to the profit sharing plan are made at the discretion of the Company's Board of Directors. Employees may contribute up to i 10% of their annual compensation to the self-directed salary savings plan. The employee is fully vested in their contributions immediately. Normal withdrawals may begin at age 55, with provisions for "hardship" withdrawals prior to that age. Employees receive the then current value of their account upon termination. NOTE F --LINE OF CREDIT The Joint Venture has available a $4,000,000 unsecured line of credit with a bank. The line of credit, which is unused at September 30, 1988, would carry interest at the bank's prime rate. -12- C. E R T i F I C A T E G r I iii S U R Ai•J C. E ATTTACEMENT C Item c i........................._.IJAir - ------------------------------------------------------------------------------ 'PROD'JCER ---... ... .-- -- •, 1 TP,IS CERTIFICATE IS ISSUED AS A MATTER OF iAr)=;•t w NLY ASD ;,OIYFERS 1' Alton Insurance Services Inc NO RIGHT VON THE CER71rICAtE HOLDER. THIS CcR-,, ICA DOES NOT AMEND, ( P.O. Box 1Gi17 ' .TEND OR ALTER THE COVERAGE AFF,'ADED BY TrE ,...rCIES 2C r. ; •' 1 pest Farm Beach, FL 334x,6 �� SSSS- --------- SSSS- -- 1 1 CGAFANiE5 AFFG„DiPjG COVERAGE , _... --------------------------------------------------------------------- COMPANY 1.: 14071 486-3000 A Transportatio LETTER n insurance Company I--------------------------SSSS---SSSS--------SSSS ------------------------------- ---SSSS' � ------SSSS-----SSSS-•----1 1 IMiSURED ! COMPANY B Pacific Insurance Company LETTER 1----------------------- - ' gg - -------------------SSSS---SSSSSSSS--------SSSS--; 1 Sun 5AState Road 51Z 1 COMPANY C U S Fire I Felismere, FL 32846 1 LETTER ;------------SSSSSSSS----SSSS-- ' , ----------------SSSSSSSS-SSSS---•------•---, ' 1 COMPANY D LETTER , ----------- ------------------------------------------------------------- 1 1 COMPANY E . 1 LtrreH `SSSSCOVERAGES-------------------------------------------------------- 1 THIS IS TO CERTIFY THAT POLICIES OF iNSLRA;rCE LISTED BELira HAVE BEEN !ESuED TO THE iNSOP,ED NAMED ABOVE FOR THE 'POLICY PERIOD 1 1 INDICATED. NOTKi'HSTANDING ANY REQUIREMENT, TERM OR. CONDITION OF ANY CONTRACT OR OTTER ur�Cu:?_i,T wITH REE?ECT TO Kh!Cn THIS -1 CERTIFICATE MY BE ISSUED OR MAY PERTAIN rHE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREa ; 1.. EXCLUSIONS, AND CONDITIONS OF SJCH PGLUES. Is SUBJECT i0 ALL THE 7cB5, ------------------------------- ----------- 'CO 1 ----------•--SSSS---------SSSS---SSSS-SSSS-� 1 POLICY POLICY _-- 1LTk1 TYPE U"r INSURANCE 1 .EPPtCTiVE ;EXPIRATION; 1 --SURANCE SSSS-- 1 'POLICY NUMBER DATE 1 DATE 1 1 GEhEkAL LIABILITY - -------- ALL-Li-----INGATE Sir. u5AND5..----------' 1 A 1 Is7 COMMERCIAL GENERAL LIABILITY 1 GL401Z363E2 1 10/01/38 ; 1U/U1/39 1 PRODUCTZGENERAL pCOY'E/u�S .4GC ELATE i?;000 1 1 [ 7 C 7 CLAlh5 "ADE 1x7 GCC'uR'r;ENCE ; PER'SO'NAL & ADVERTISING iwdORY 81,000 ! 1 I I OWNER'S 3 CONTRACTORS PROTECTIVE; ; EACH OCCURRE.,CE [7 !RE DA^tAt-._ (ANY ONE FIRE) $$1,000 0 ' � 1 MEDICAL twtnSEiA`�Y GME PERSi�N)b '--- '--------------SSSS---•-SSSS•---------1SSSS-- 5 ' ------ --------1--- -- 1 1 AUTOMOBILE LIABILITY ; -"--'--'-•-------------------- , � SSSS------- ! A ! [x] ANY AUTO 1 201286363 1 CaL 1 b 1 1 17 ALL OpNED AUiOS ! IU/01/i3 1 !0/U1/:39 -SSSS-- ;_____________ ,OGO , 1 1 1 I SCHEDULED AUTOS 1 °•CDILY INJURY 1 1 I I HIRED AUTOS 1 (PER PERSO^o ; b 1 1 [ I NON -OWNED AUTOS ------1-------------- 1 3 -------------17 GARAGE LIABILITY 1 1 BODILY INJURY ' ( I ('PER ACCIDENT) i b 1--1 ,--SSSS--------1 ROPR I Y 1---1------------------------------; ; 1 1 -SSSS-- SSSS-SSSSSSSS -- c,- ------- --- U11 B 1 EXCESS LIABILITY 1 PIG91'>Z 10/01/ 10/ -------------------------------------------- 1 .D A'SAG� _. .!. CLL Ir.I-UMBRELLA FORM _>; - EAL1 OCCuRRE•rt;c ' AGGiEGA':E - ._ __ i ��Ur�U4i7 i0/01/ a U/Ui/ 1 Ix7 OTHER THAN udA LA r --------------- ---- -----_ b 1 1---1----- ----------------------------- 1 v $5,000--- -1 -------------•--------------SSSS-SSSS---' , 1 1 WORKERS' COM?ENSATION ; STATUTORY , AND 1------- ------------------------------ 1 EMPLOYERS' LIABILITY I 1 1 8 (EA1,*HACCiDz,kT) -- - 1 1 1 LIMN) ' 8 - OTHER----------------------------- 1- SSSS- -- --- SSSS-- --- -- (vi5t.aSE-EACH �< LOYED ; - - 1 1 � ' -� ---SSSS---•-- , SSSS ----SSSS-•; 1 1 --------------------------------------------------- 1 ' , 1 ------------------------------------- 1 DESCRIPTION OF OPERATIONS/LOCATiUNS/VEHICLES/SPECIAL ITEMS -- '"- "-"--'"'-""- -fr'- L.irnits snr,wn may be reduce, by paid clairns MAR 061989 Additional insured. CERTIFICATE HOLDER CA'_-----•••--- - -- --- SSSS-- SSSS - -- -- CANCELLATION - --_- - --- - - -- - - -- ' dian river_Couat — 5YC"JLD ANY OF T. -E ABOVE OESCRIitD POLICIES BE CANCELLED BEFORE THE EX - y ' FIRATiON DATE THEREOF, THE I:5uiNG COMPANY WILL ENDEAVOR TO MAIL ; I rranth_lS o.mmstratron Serviced 10 DAYS WRITTEN NOTICE TO 7HE CERiiFIC6,ie HOLDER NAMED TO THE 1 184025tn St'reel ---` 1 -PLEFT, BUT FAILURE TO MAIL &uCw NOTICE SHALL 1 Vero Beach, Y.L 32960 1 LIABILITY OF A)Ya "' 1 r,rN Ui D IMPOSE NO UDLIG;1iIiN U,viv rHE LW.PANY, ITS ACENiS OR REPRESENTATIVES. 1 1------------------------------ "w...0 �------------------------------1 1 AUTHORIZED REPRESENTATIVE r;y 1 --------------------------------- ............................ ...------- -