HomeMy WebLinkAbout1977-110RESOLUTION NO. 77-110
A RESOLUTION PROVIDING FOR THE ACQUISITION
AND CONSTRUCTION OF A SOLID WASTE DISPOSAL
SYSTEM OF INDIAN RIVER COUNTY, FLORIDA;
PROVIDING FOR THE ISSUANCE OF NOT EXCEEDING
$1,815,000 SOLID WASTE DISPOSAL SYSTEM
REVENUE BONDS, SERIES 1977, OF SUCH COUNTY
TO PAY THE COST OF SUCH PROJECT AND THE
REPAYMENT OF CERTAIN OUTSTANDING OBLIGATIONS
ISSUED FOR SUCH PURPOSE; PROVIDING FOR THE
RIGHTS OF THE HOLDERS OF SUCH BONDS; PROVIDING
FOR THE PAYMENT THEREOF; AND MAKING CERTAIN
OTHER COVENANTS AND AGREEMENTS IN CONNECTION
WITH THE ISSUANCE OF SUCH BONDS.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
INDIAN RIVER COUNTY, FLORIDA:
SECTION 1. AUTHORITY FOR THIS RESOLUTION. This resolution
is adopted pursuant to Chapter 159, Part I, Florida Statutes, Section
125.01, et seq., Florida Statutes, County Ordinance No. 77-19 enacted
August 3, 1977, Chapter 218, Part II, Florida Statutes, and other
applicable provisions of law.
SECTION 2. DEFINITIONS. The following terms shall have
the following meanings herein, unless the text otherwise expressly
requires:
A. "Is.uer" shall mean Indian River County, Florida.
B. "Act" shall mean Chapter 159, Part I, Florida Statutes,
Section 125.01, et seq., Florida Statutes, County Ordinance No.
77-19 enacted August 3, 1977, and chapter 218, Part II, Florida
Statutes.
C. "Obligations" shall mean the $1,815,000 Solid Waste
Disposal System Revenue Bonds, Series 1977 herein authorized to be
issued, together with any additional parity obligations hereafter
issued under the terms, conditions and limitations contained herein.
D. "Holder of obligations" or "Obligation holders" or any
similar term shall mean any person who shall be the bearer or owner
of any outstanding Obligation or Obligations registered to bearer,
or not registered or the registered owner of any such Obligation or.
Obligations which shall at the time be registered other than to
bearer.
E. "Additional Parity Obligations" shall mean additional
Obligations issued in compliance with the terms, conditions and
limitations contained in subsection 15R hereof which have an equal
lien on the Net Revenues, as herein defined, and rank equally in all
respects with such Obligations initially issued hereunder as to lien
on and security for payment from such Net Revenues.
F. "Facilities" shall mean the complete solid waste
disposal system to be owned, operated and maintained by the Issuer,
together with any and all improvements, extensions and additions
thereto hereafter constructed or acquired.
G. "Gross Revenues" or "Revenues" shall mean all income
or earnings, including any income from the investment of funds unless
otherwise provided herein, derived by the Issuer from the operation
of. the Facilities.
H. "Cost of operation and maintenance" of the Facilities
shall. mean the current expenses, paid or accrued, of operation,
maintenance and repair of the Facilities, as calculated in accordance
with sound accounting practice, but shall not include any reserves
for renewals and replacements, extraordinary repairs or any allowance
for renewals, replacements and depreciation.
I. "Net Revenues" of the Facilities shall mean the Revenues
or Gross Revenues, as defined in subsection G above, after deduction
of. the Cost of Operation and Maintenance, as defined in subsection If
above.
J. "Consulting Engineers" shall mean such qualified and
recognized consulting engineers, having a nationwide and favorable
repute for skill and experience in the construction and operation of
such Facilities at the time retained by the Issuer to perform the
acts and carry out the duties as herein provided for such Consulting
Engineers.
K. "Revenue Sharing Trust Funds" shall mean the "guaranteed
entitlement" portion of such funds as defined in, and which are
payable to the Issuer under, Chapter 218, Part II, Florida Statutes.
L. "Authorized Investments" shall mean direct obligations
of the United States of America, obligations unconditionally guaranteed
by the United States of America or time deposits represented by
Certificates of Deposit fully secured in the manner provided by the
laws of the State of Florida.
M. "Fiscal Year" shall mean the period commencing on
October 1 of each year and ending on the succeeding September 30.
N. Words importing singular number shall include the
plural number in each case and vice versa, and words importing
persons shall include firms and corporations.
SECTION 3. FINDINGS. It is hereby ascertained, determined
and declared that:
A. The Issuer does not now own, operate and maintain the
Facilities.
B. It is necessary and desirable to acquire and construct
the Facilities including, but not limited to, the acquisition of
rolling stock, the construction of transfer stations, construction
of a central disposal facility and the acquisition of land, as pro-
vided herein (hereinafter called "project"), in order to preserve
and protect the public health, safety and welfare of the inhabitants
of: the Issuer.
C. The Issuer has outstanding $1,100,000 Revenue and
General Obligation Notes, maturing May 1, 1978, bearing interest
at the rate of 4.65% per annum (hereinafter called "Outstanding
Notes"), issued for the purpose of temporarily financing the
construction of the Facilities. Said Notes are redeemable on any
date prior to maturity at the price of par and accrued interest to
the date of .such redemption provided notice is given as required by
said Notes. It is also deemed necessary and advisable and in the
Issuer's best financial interests that said Notes be redeemed and
paid from the first proceeds of sale of the obligations issued here-
under, in the manner hereinafter provided.
D. The Revenues to be derived from the operation of the
facilities are not now pledged or encumbered in any mariner.
E. The estimated Revenues to be derived from the opera-
tion of the Facilities will be sufficient to pay all of the principal
of and interest on the obligations to be issued hereunder, as the
same become due, and to make all required sinking fund, reserve or
other payments.
-3-
F. The principal of and interest on the Obligations and
all required sinking fund, reserve and other payments shall be
payable solely from the Revenues derived from the operation of the
Facilities, and from Revenue Sharing Trust Funds, as herein provided.
The Issuer shall never be required to levy ad valorem taxes on any
property therein to pay the principal of and interest on the Obliga-
tions or to make any of the required sinking fund, reserve or other
payments and such obligations shall not constitute a lien upon any
property of or in the Issuer.
SECTION 4. AUTHORIZATION OF CONSTRUCTION AND ACQUISITION
OF PROJECT AND REFUNDI14G OF NOTES. (a) There is hereby authorized
the construction and acquisition of the project pursuant to the
reports and the plans and specifications of the Consulting Engineers,
presently oil file or to be on file with the Issuer. '.Che cost of
such project, in addition to the items set forth in the plans and
specifications, may include, but need not b� limited to the acquisition
of any lands or interest therein or any other properties deemed
necessary or convenient therefor; engineering, legal and financing
expenses; expenses for estimates of costs and of revenues; expenses
for plans, specifications and surveys; the fees of fiscal agents,
financial advisors or consultants; administrative expenses relating
solely to tale construction and acquisition of the project; the
capitalization of interest for a reasonable period after the issuance
of the obligations; the creation and establishment of reasonable
reserves for debt service and operation and maintenance; the discount
on the sale of the Obligations, if applicable; and such other costs
and expenses as may be necessary or incidental to the financing
herein authorized and the construction and acquisition of the
project and the placing of same in operation.
(b) There is also hereby authorized the refunding of: the
Outstanding Notes.
SECTION 5. RESOLUTION TO CONSTITUTE CONTRACT. In con-
sideration of the acceptance of the Obligations authorized to be
issued hereunder by those who shall hold the same from time to time,
this resolution shall be deemed to be and shall constitute a contract
-4-
between the Issuer and such holders. The covenants and agreements
herein set forth to be performed by the Issuer shall be for the
equal benefit, protection and security of the legal holders of any
and all of such Obligations and the coupons attached thereto, all
of which shall be of equal rank and without preference, priority
or distinction of any of the Obligations or coupons over any other
thereof, except as expressly provided therein and herein.
SECTION 6. AUTHORIZATION OF OBLIGATIONS. Subject and
pursuant to the provisions hereof., obligations of the Issuer to be
known as "Solid Waste Disposal System Revenue Bonds, Series 1977",
herein sometimes referred to as "Obligations" are authorized to be
issued in the aggregate principal amount of not exceeding One Million
Eight hundred Fifteen Thousand Dollars ($1,815,000).
SECTION 7. DESCRIPTION OF OBLIGATIONS. The Obligations
shall be dated September 1, 1977; shall be numbered consecutively
from one upward; shall be in the denomination of $5,000 each; shall
bear interest at such rate or rates not exceeding the maximum rate
fixed by the Act or by other applicable law, the actual rate or rates
to be determined by the governing body of the issuer prior to the
delivery of the Obligations; such interest to be payable semiannually
on March 1 and September 1 of each year; and shall mature serially
in numerical order, on September 1 in the years and amounts as follows:
YEAR
AMOUNT
YEAR
AMOUNT
1980
$ 75,000
1988
$125,000
1981
80,000
1989
135,000
1982
85,000
1990
140,000
1983
90,000
1991
150,000
1984
100,000
1992
160,000
1985
105,000
1993
165,000
1986
110,000
1994
175,000
1987
120,000
Such Obligations shall be issued in coupon form; shall
be payable to bearer unless registered as hereinafter provided;
shall be payable with respect to both principal and interest at a
bank or banks to be subsequently determined by the Issuer prior to
the delivery of the obligations; shall be payable in lawful money of
the United States of America; and shall bear interest from their date,
payable in accordance with and upon surrender of the appurtenant
interest coupons as they severally mature.
-5-
SECTION 8. EXECUTION OF OBLIGATIONS AND COUPONS. The
Obligations shall be executed in the name of the Issuer by the
Chairman of the Board of County Commissioners and countersigned and
attested by the Clerk of the Board, and its corporate seal or a
facsimile thereof shall be affixed thereto or reproduced thereon.
The facsimile signatures of the Chairman or the Clerk may be im-
printed or reproduced on the Obligations, provided that at least
one signature required to be placed thereon shall be manually sub-
scribed. in case any officer whose signature shall appear on any
of the Obligations shall cease to be such officer before the de-
livery of such obligations, such signature or facsimile shall
nevertheless be valid and sufficient for all purposes the same as
if he had remained in office until such delivery. The Obligations
may be signed and sealed on behalf of the Issuer by such person who
at the actual time of the execution of such Obligations shall hold
the proper office with the Issuer, although at the date of such
Obligations such person may not have held such office or may not
have been so authorized.
The coupons attached to the Obligations shall be authenti.-
cited with the facsimile signatures of any present or future Chairman
and Clerk of the Issuer, and the validation certificate on the Obli-
gations; shall be executed with the facsimile signature of the
Chairman. The Issuer may adopt and use for such purposes the
facsimile signatures of any persons who shall have held such offices
at any time on or after the date of the Obligations notwithstanding
that they may have ceased to be such officers at the time such Obliga-
tions shall be actually delivered.
SECTION 9. NEGOTIABILITY AND REGISTRATION. The Obliga-
tions and the coupons appertaining thereto issued hereunder shall
be and shall have all of the qualities and incidents of negotiable
instruments under the law merchant and the maws of the State of
Florida, and each successvie holder, in accepting any of such obliga-
tions or the coupons appertaining thereto, shall be conclusively
deemed to have agreed that such Obligations shall be and have all of.
the qualities and incidents of negotiable instruments under the law
merchant and the Laws of the State of Florida.
The Obligations may be registered at the option of the
holder as to principal only, at the office of the Clerk of the Board
of County Commissioners of Indian River County, as Registrar, or
such other Registrar as may be hereafter duly appointed, such
registration to be noted on the back of the Obligations in the space
provided therefor. After such registration as to principal only, no
transfer of the Obligations shall be valid unless made at such office
by written assignment of the registered owner, or by his duly
authorized attorney in a form satisfactory to the Registra-, and
similarly noted on the Obligations, but the Obligations may be
discharged from registration being in like manner transferred to
bearer and thereupon transferability by delivery shall be restored.
At the option of the holder, the Obligations may thereafter again
from time to time be registered or transferred to bearer as before.
such registration as to principal only shall not affect the
negotiability of the coupons which shall continue to pass by delivery.
SECTION 10. OBLIGATIONS MUTILkTED, DESTROYED, STOLEN OR
hOST. In case any Obligation shall become mutilated, or be destroyed,
stolen or lost, the Issuer may in its discretion issue and deliver a
new obligation with all unmatured coupons attached, if any, of like
tenor as the Obligation and attached coupons, if any, so mutilated,
destroyed, stolen or lost, in exchange and substitution for such
mutilated Obligation, upon surrender and cancellation of such muti-
lated obligation and attached coupons, if any, or in lieu of and
substitution for the Obligation and attached coupons, if any,
destroyed, stolen or lost and upon the holder furnishing the Issuer
proof of his ownership thereof and satisfactory indemnity and complying
with such other reasonable regulations and conditions as the Issuer
may prescribe and paying such expenses as the Issuer may incur. All
Obligations and coupons so surrendered shall be cancelled. If any
such Obligation or coupon shall have matured or be about to mature,
instead of issuing a substitute obligation or coupon, the Issuer
may pay the same, upon being indemnified as aforesaid, and if such
Obligations or coupon be lost, stolen or destroyed, without surrender
thereof.
All such duplicate Obligations and coupons issued pursuant
to this section shall constitute original, additional contractual
obligations on the part of the issuer whether or not the lost, stolen
or destroyed Obligations or coupons be at any time found by anyone,
and such duplicate Obligations and coupons shall be entitled to
equal and proportionate benefits and rights as to lien on and source
and security for payment from the funds, as hereinafter pledged, to
the same extent as all other Obligations and coupons issued hereunder.
SECTION 11. PROVISIONS FOR REDEMPTION. The Obligations
of this .issue maturing in the years 1980 to 1985, both .inclusive,
shall not be redeemable prior to their respective stated dates of
maturity. The Obligations maturing in the year 1986 and thereafter
shall be redeemable prior to their respective stated dates of maturity,
at the option of the Issuer, in ahole or in part, in inverse numerical
order if: less than all, on September 1, 1985, or on any interest
payment date thereafter at par and accrued interest to the date of
redemption, plus a premium of two per centum (23) of the par value
thereof, if redeemed on September 1, 1985. Such premium shall reduce
at the rate of one-fourth of one per centum (1/4a) on each September
1 thereafter; provided, however, that such premium shall never be
less than one per centum (1%) of the par value thereof.
Notice of such redemption (i) shall be published at least
thirty (30) days prior to the redemption date in a financial journal
published in the Borough of Manhattan, City and State of New York,
(ii) shall be filed with the paying agents, and (.iii) shall be mailed,
postage prepaid, to all registered owners of Obligations to be redeemed
at their addresses as they appear on the registration books herein-
above provided for. Interest shall cease to accrue on any obliga-
tion duly called for prior redemption on the redemption date, if
payment thereof has been duly provided.
SECTION 12. FORM OF OBLIGATIONS AND COUPONS. The obliga-
tions, the interest coupons to be attached thereto, and the certifi-
cate of validation shall be in substantially the following form, with
-8-
such omissions, insertions and variations as may be necessary and
desirable and which are herein authorized or permitted or which are
subsequently authorized or permitted prior to the issuance of the
obligations:
-9-
No.
UNITED STATES OF AMERICA
STATE OF FLORIDA
INDIAN RIVER COUNTY
SOLID WASTE DISPOSAL SYSTEM REVENUE BOND
SERIES 1977
$5,000
KNOW ALL MEN BY THESE PRESENTS that Indian River County,
Florida (hereinafter called "County"), for value received, hereby
promises to pay to the bearer, or if this bond be registered, to
the registered holder as herein provided on the first day of September,
19_, from the special funds hereinafter mentioned, the principal
sum of
FIVE THOUSAND DOLLARS
and to pay solely from such special funds, interest thereon from the
date hereof at the rate of _ per centum ( %)
per annum until payment of the principal. ,um, such interest to the
maturity hereof being payable semiannually on the first day of March
and the first day of September in each year upon the presentation and
surrender of the annexed coupons as they severally fall due. Both
principal of and interest on this bond are payable in lawful money
of. the United States of America at ,
or, at the option of the holder at
This bond .is one of an authorized issue of bonds in the
aggregate principal amount of $1,815,000 of lice date, tenor and
effect, except as to number, interest rate and date of maturity,
issued to finance the cost of the construction and acquisition of
a solid waste control system of the County (hereinafter called
"facilities"), and the refunding of certain outstanding Notes of
the County issued for such purpose, under the authority of and in
full compliance with the Constitution and Statutes of the State of
Florida, including particularly Chapter 159, Part I, Florida Statutes,
Section 125.01 et seq., Florida Statutes, County Ordinance No. 77-19
enacted August 3, 1977, Chapter 218, Part II, Florida Statutes, and
other applicable provisions of law, and a resolution duly adopted
by the Board of County Commissioners on the day of
, 1977 (hereinafter called "Resolution"),
-10-
and is subject to all the terms and conditions of such Resolution.
This bond and the coupons appertaining thereto are payable
solely from and secured by a prior lien upon and pledge of the net
revenues derived by the County from the operation of the facilities
and a prior lien upon and pledge of the guaranteed entitlement portion
of the state revenue sharing trust funds received by the County, in
the manner provided in the Resolution.
The bonds of this issue maturing in the years 1980 to 1985,
both inclusive, are not redeemable prior to their respective stated
dates of maturity. The bonds maturing in the year 1986 and there-
after are redeemable prior to their respective stated dates of
maturity, at the option of the County, in whole or in part, in inverse
numerical order if less than all, on September 1, 1985, or on any
interest payment date thereafter, at par and accrued interest to the
date of redemption, plus a premium of two per centum (22) of the
par value thereof if redeemed on September 1, 1985. such premium
shall reduce at the rate of one-fourth of one per centum (1/4%) on
each September 1 thereafter; provided, however, that such premium
shall. never be less than one per centum (18) of the par value thereof.
Notice of such redemption shall be given in the manner
required by the Resolution.
This bond does not constitute an indebtedness of the
County within the meaning of any constitutional or statutory pro-
vision or limitation, and it is expressly agreed by the holder of
this bond and the coupons appertaining thereto that such holder
shall never have the right to require or compel the exercise of
the ad valorem taxing power of the County for the payment of the
principal of and interest on this bond or the making of any sinking
fund, reserve or other payments provided for in the Resolution.
It is further agreed between the County and the holder
of this bond that this bond and the obligation evidenced thereby
shall not constitute a lien upon the facilities or any part there-
of, or on any other property of or in the County, but shall con-
stitute a lien only on the net revenues derived from the operation
-11-
of the facilities and the guaranteed entitlement portion of the
State revenue sharing trust funds, in the manner provided in the
Resolution.
The County in the Resolution has covenanted and agreed
with the holders of the bonds of this issue to fix, establish and
maintain such rates and collect such fees, rentals or other charges
for the services of the facilities and to revise the same from
time to time whenever necessary, as will always provide revenues
in each year sufficient to pay one (1) hundred per centum (100%)
of all operating and maintenance costs of the facilities in such
year, (2) one hundred per centum (100%) of all required deposits
into the Reserve Account in the Sinking Fund and into the Renewal
and Replacement Fund established by the Resolution in such year, and
(3) one hundred fifteen per centum (115%) of the amount of principal
and interest becoming due in such year on the bonds of this issue
and on all other obligations payable on a parity therewith, and
that such rates, fees, rentals or other charges shall not be reduced
so as to be insufficient to provide adequate revenues for such
purposes; and the County has entered into certain further covenants
with the holders of the bonds of this issue for the terms of which
reference is made to the Resolution.
It is hereby certified and recited that all acts, conditions
and things required to exist, to happen and to be performed precedent
to and in the issuance of this bond, exist, have happened and have
been performed in regular and due form and time as required by the
Laws and Constitution of the State of Florida applicable thereto, and
that the issuance of the bonds of this issue does not violate any
constitutional or statutory limitation or provision.
This bond and the coupons appertaining thereto are and
have all the qualities and incidents of a negotiable instrument
under the law merchant and the Laws of the State of Florida.
This bond may be registered as to principal only in
accordance with the provisions endorsed hereon.
IN WITNESS WHEREOF, Indian River County, Florida, has
issued this bond and has caused the same to be signed by the Chairman
-12-
of the Board of County Commissioners and attested and countersigned
i
by the Clerk of such Board, either manually or with their facsimile
signatures, and the corporate seal of said County or a facsimile
thereof to be affixed, impressed, imprinted, lithographed or repro-
duced hereon and the interest coupons hereto attached to be executed
with the facsimile signatures of such officers all as of the first
day of September, 1977.
INDIAN RIVER COUNTY, FLORIDA
(SEAL)
Chairman, Board o County Commis -
ATTESTED AND COUNTERSIGNED: sioners
Clerk, Board of Couiiky -
Commissioners
FORM OF COUPON
No. $
On the 1st day of 19--, the County of.
Indian River, Florida, will pay to the bearer at
or, at the option of the holder, at
from the special funds described
L" the bond to which this coupon is attached, the amount shown hereon
in lawful money of the United States of America, upon presentation
and surrender of this coupon, being six months' interest then due on
its Solid Waste Disposal System Revenue Bond, Series 1977, dated
September 1, 1977, No.
COUNTY OF INDIAN RIVER, FLORIDA
(SEAL) By:
Chairman, Board of County Com -
ATTESTED AND COUNTERSIGNED: missioners
Clerk, Board of County
Commissioners
-13-
VALIDATION CERTIFICATE
This bond is one of the series of bonds which were vali-
dated and confirmed by judgment of the Circuit Court for Indian
River County, Florida rendered on the day of _
19
Chair-- man, Board of County Commis-
sioners
PROVISION FOR REGIS'T'RATION
This obligation may be registered as to principal only in
the name of the holder on the books to be kept by the Clerk of the
Board of County Commissioners of Indian River. County, Florida, as
Registrar, or such other Registrar as may be hereafter duly appointed,
such registration being noted hereon by such Registrar in the
registration blank below, after which no tran.,fer small be valid
unless made by written assignment on said books by the registered
holder or attorney duly authorized and similarly noted in the
registration blank below, but it may be discharged from registration
by being transferred to bearer, after which it shall be transferable
by delivery, but it may be again registered as before. The regis-
tration of this obligation as to principal shall not restrain the
negotiability of the coupons by delivery merely.
DATE. OF IN WHOSE NAME SIGNATURE OF
REGISTRATION REGISTERED REGISTRAR
SECTION 13. OBLIGATIONS NOT DEBT OF ISSUER. Neither the
Obligations nor coupons shall be or constitute general obligations
or indebtedness of the Issuer as "bonds" within the meaning of the
Constitution of Florida, but shall be payable solely from and secured
by a lien upon and a pledge of the special funds as herein provided.
No holder or holders of any Obligations issued hereunder or of any
coupons appertaining thereto shall ever have the right to compel the
exercise of the ad valorem taxing power of the Issuer or taxation in
any form of any real property therein to pay such Obligations or the
interest thereon or be entitled to payment of such principal and
interest from any other funds of the Issuer except from the special
funds in the manner provided herein.
SECTION 14. PLEDGE OF NET REVENUES AND REVENUE SHARING
TRUST FUNDS. A. The payment of the principal of and interest on
the Obligations shall be secured forthwith equally and ratably by
an irrevocable lien on the Net Revenues derived from the operation
of the Facilities prior and superior to all other liens or encumbrances
on such Net Revenues, and the Issuer does hereby irrevocably pledge
such Net Revenues from the Facilities to the payment of the principal
of and interest on the Obligations, for the reserves therefor and
for all. other required payments.
B. The payment of the principal of and interest on the
Obligations shall be further secured forthwith equally and ratably
by an irrevocable lien on the Revenue Sharing Trust Funds, as herein
defined, prior and superior to all other liens and encumbrances on
such Revenue Sharing Trust Funds, and the Issuer does hereby .irrevocably
pledge such Revenue Sharing Trust Funds to the payment of the principal
of and interest on, and reserves for, the Obligations.
SECTION 15. COVENANTS OF THE ISSUER. For as long as any
of the principal of and interest on any of the Obligations shall be
outstanding and unpaid or until there shall have been set apart in
the Sinking Fund, herein established, including the Reserve Account
therein, a sum sufficient to pay when due the entire principal of
the Obligations remaining unpaid, together with interest accrued
-15-
or to accrue thereon, the Issuer covenants with the holders of any
and all obligations as follows:
A. REVENUE FUND. The entire Gross Revenues derived from
the operation of the Facilities shall upon receipt thereof be deposited
in the "Solid Waste Disposal System Revenue Fund" (hereinafter called
"Revenue Fund"), hereby created and established. Such Revenue Fund
shall constitute a trust fund for the purposes herein provided, and
shall be kept separate and distinct from all other funds of the
Issuer and used only for the purposes and in the manner herein provided.
B. DISPOSITION OF REVENUES. All .revenues at any time re-
maining on deposit in the Revenue Fund shall be disposed of as they
are received by the Issuer, commencing in the month immediately
following the delivery of the Obligations only in the following manner
and in the following order of priority:
(1) Revenues shall first be used for deposit into a fund
to be known as the "Solid 'Haste Disposal System Operating Account"
(hereinafter. called "Operating Account"), which is hereby established
and created, such sums as are necessary for the cost of operating
and maintaining the System during the current Fiscal Year in
accordance with the budget to be adopted as hereinafter provided.
There shall initially he deposited into a separate special fund in
said Account, to be known as the "Operating Reserve Fund" which is
hereby created and established, from the proceeds derived from the
sale of the Obligations, the sum of Two Hundred Sixty Thousand
Dollars ($260,000). Moneys on deposit in said Operating Reserve
Fund shall be used for the payment of initial operating and adminis-
trative costs of the System during the first full. year following
the delivery of the Obligations to the extent that Revenues of the
System are insufficient for such purposes. Any moneys remaining in
the Operating Reserve Fund at the end of the first full year following
the delivery of the Obligations, which shall not have been used for
the purposes set forth above, shall be transferred and deposited into
the Reserve Account in the Sinking Fund until the Reserve Account
shall be at least equal to the largest amount of principal and interest
becoming due on the Obligations in any ensuing Fiscal Year. When the
moneys on deposit in the Reserve Account shall be at least equal to
the maximum annual principal and interest on the Obligations becoming
-16-
due in any ensuing Fiscal Year, the balance remaining in the Operating
Reserve Fund which is not necessary for or which has not been used
for deposit into the Reserve Account shall be deposited into the
Renewal and Replacement Fund.
(2) From the moneys remaining in the Revenue Fund, the
Issuer shall next deposit into a separate fund which is hereby
created and designated "Solid Waste Disposal. System Revenue Bonds
Sinking Fund" (hereinafter called "Sinking Fund"), such sums as will
be sufficient to meet the payments of principal of and interest on the
obligations becoming due during the current Fiscal Year. All such
payments, as provided above, shall include an amount sufficient to pay
the fees and charges of the paying agents. Such payments shall be
increased or reduced proportionately to the extent required to pay such
interest becoming due, after making allowance for the amounts of
money which will be deposited in the Sinking Fund out of proceeds
from the sale of the Obligations to pay interest on the Obligations.
(3) Moneys remaining in the Revenue Fund shall next be
applied by the issuer for the establishment and maintenance of a
Reserve Account in the Sinking Fund in a sum at least equal to and
sufficient to pay the maximum amount of principal and interest on
all outstanding Obligations becoming due in any ensuing Fiscal Year.
The sum of One Hundred Thousand Dollars ($100,000) ,hall be initially
deposited into the Reserve Account from a portion of the proceeds
of the sale of the Obligations.
Thereafter, to the extent necessary to maintain said
Reserve Account, there shall be deposited therein in each Fiscal
Year, after providing for the payments required in (1) and (2) above,
from the moneys remaining in the Revenue Fund, an amount equal to
twenty per centum (20'x) of the maximum amount of principal and
interest on all outstanding Obligations becoming due in any ensuing
Fiscal Year. No further payments shall be required to be made into
such Reserve Account as long as there shall remain on deposit therein
a sum equal to the maximum amount of principal and interest on all
outstanding Obligations becoming due in any ensuing Fiscal Year.
Any withdrawals from the Reserve Account shall be sub-
sequently restored from the first moneys available in the Revenue
Fund after all required current payments for the Operating Account,
the Sinking Fund, and the Reserve Account, including all deficiencies
for prior payments, have been made in full.
Moneys in the Reserve Account shall be used only for the
purpose of the payment of maturing principal of or interest on the
• Obligations when the other moneys in the Sinking Fund are in-
sufficient therefor, and for no other purpose.
' (4) Upon the issuance by the Issuer of any Additional
Parity Obligations under the terms, limitations and conditions pro --
i
Lj vided in this resolution, the payments into the Sinking Fund shall
be increased in such amounts as are necessary to make the payments
required above for the principal of and interest on, and reserve
for. such Additional Parity Obligations on the same basis as herei.n-
above provided with respect to the outstanding Obligations. The
Issuer may establish and maintain separate reserve accounts for each
issue of Additional Parity Obligations; provided that the sum re-
quired to be accumulated and maintained on deposit in the separate
reserve accounts shall be at least equal to the maximum principal
of and interest on the respective Additional Parity Obligations be-
coming due in any ensuing fiscal year. Such required sum may be
paid in full or in part from the proceeds of such Additional Parity
Obligations or may be accumulated in equal payments in the separate
reserve accounts over such period of years, not, however, to exceed
five (5) years from the date of the respective issue of. Additional
Parity Obligations, as determined by the Issuer.
The Issuer shall not be required to make any further pay -
merits into the Sinking Fund or into the Reserve Account when the
aggregate amount of moneys in both the Sinking Fund and Reserve
Account are at least equal to the aggregate principal amount of
Obligations then outstanding, plus the amount of interest then due
or thereafter to become due on such Obligations then outstanding.
(5) The Issuer shall next apply and deposit the moneys
in the Revenue Fund into a special account to be known as the
"Renewal and Replacement Fund", which fund is hereby created. The
Issuer shall deposit into such Renewal and Replacement Fund, an
amount equal to ten per centum (10-) of the gross revenues of the
Facilities for the previous Fiscal Year, until there shall be on
deposit in such Renewal and Replacement Fund an amount recommended
-18-
by the Consulting Engineers and approved by the Issuer. The moneys
in said Renewal and Replacement Fund shall be used only for the
purposes of paying the cost of extensions, enlargements or additions
to, or the replacement of depreciable capital assets of the Facilities
and emergency repairs thereto, and to provide an adequate reserve
for depreciation of all depreciable capital assets. Such moneys on
deposit in such Fund shall also be used to implement the Reserve
Account if necessary, in order to prevent a default in the payment
of the principal of and interest on the Obligations. The moneys
on deposit in such Fund shall be withdrawn only upon the authorization
of the County Commission and the approval of the Consulting Engineers.
(6) The Issuer shall next apply moneys in the Revenue
Fund to the payment of current debt service and reserve requirements
of any obligations of the Issuer issued to financ=e the cost of
additions, acquisition, extensions and improvements to the Solid
Waste Disposal System which are junior and subordinate to the lien
of these Obligations and Additional Parity Obligations on the revenues
of the Facilities.
(7) The balance of any moneys remaining in the Revenue
Fund after the above required payments have been made on a cumulative
basis may be used by the Issuer for any lawful purpose.
C. USE OF REVENUE SHARING TRUST FUNDS. The Issuer shall,
in each Fiscal Year., on or before the fifteenth (15th) days of
February and August, forthwith set aside and deposit into the Sinking
Fund and the Reserve Account therein, from the Revenue Sharing Trust
Funds, as herein defined, received by the Issuer under the provisions
of Chapter. 218, Part II, Florida Statutes, such amounts as shall be
necessary to make up any deficiencies between the amounts then on
deposit therein and the amount:, necessary to pay interest on the
Obligations becoming due on the next interest payment date and one-
half (1/2) of the principal on the Obligations becoming due on the
next principal payment date and one-half (1/2) of the amount required
to be deposited into the Reserve Account in such Fiscal Year.
D. INVESTMENT OF FUNDS. The Operating Account, the
Operating Reserve Fund, the Sinking Fund, rhe Reserve Account, the
Renewal and Replacement Fund, the Revenue Fund and any other special
funds or accounts herein established and created shall constitute
-19-
trust funds for the purposes provided herein for such funds. All
such funds shall be continuously secured in the manner by which the
deposit of public funds are authorized to be secured by the Laws
of the State of Florida. Moneys on deposit in the Operating Account,
the Operating Reserve Fund and the Sinking Fund (except the Reservo
Account therein) may be invested and reinvested only in Authorized
Investments maturing not later than the date on which the moneys
therein will be needed for the purposes of such Funds and Account.
Moneys in the Reserve Account in the Sinking Fund may be invested
and reinvested in Authorized Investments, maturing not later than
fifteen (15) years from the date of such investments. Moneys in
the Renewal and Replacement Fund may be invested and reinvested in
Authorized Investments maturing not later than five (5) years from
thr, date of purchase. Any and all income received by the issuer
from such investments shall be deposited into the Sinking Fund.
E. OPERATION AND MAINTENANCE. The Issuer will maintain
the Facilities and all parts thereof in good condition and will
operate the same in an efficient and economical manner making such
expenditures for equipment and for renewals, repairs and replacements
as may be proper for the economical operation and maintenance thereof.
F. RATE RESOLUTION. Within ninety (90) days following
delivery of the Obligations, or any portion thereof, the Issuer shall
enact a rate resolution and thereby will fix, establish and maintain
such rates and will collect such fees, rentals or other charges for
the services of the Facilities and revise the same from time to time,
whenever necessary, as will always provide revenues in each year
sufficient to pay (1) one hundred per centum (100%) of all operating
and maintenance costs of the Facilities in such year, (2) one hundred
per centum (100%) of all required deposits into the Reserve Account
in the Sinking Fund and into the Renewal and Replacement Fund established
herein in such year., and (3) one hundred fifteen per centum (115%)
of the amount of principal and interest becoming due in such year
on the Obligations and on all other obligations payable on a parity
therewith, and that such rates, fees, rentals or other charges shall
-20-
not be reduced so as to be insufficient to provide adequate revenues
for such purposes.
G. BOOKS AND RECORDS. The Issuer shall also keep books
and records of the Revenues of the Facilities and the Revenue Sharing
Trust Funds, as defined herein, which such books and records shall
be kept separate and apart from all other books, records and accounts
of the Issuer. The original purchasers of the Obligations and the
holders of not less than ten per centum (10%) of the Obligations
shall have the right at all reasonable times to inspect all records,
accounts and data of the Issuer relating thereto.
Ii. ANNUAL AUDIT. The Issuer shall also, at least once
a year, within 90 days after the close of .its Fiscal Year, cause
the books, records and accounts relating to the Facilities to be
properly audii:ed by a recognized .independent firm of certified
public accountants. Such audits shall contain a complete report
of operations of the Facilities including, but not limited to, a
comparison with the current budget and with the operations of the
previous years, the balance sheet, a schedule of insurance in ex-
istence, a schedule of the application of all Revenues of the
Facilities, a schedule of reserves and investments, and a certificate
by the auditors stating no default on the part of the Issuer of any
covenant herein has been disclosed by reason of such audit. The
auditors selected shall be changed at any time by a written request
signed by a majority of the holders in principal amount of the
Obligations then outstanding or their duly authorized representatives.
A copy of such annual audit shall regularly be furnished to the
original purchaser of the Obligations, and to any holder of an
Obligation who shall have requested in writing that a copy of such
audits be furnished him.
I. NO MORTGAGE OIl SALE OF Till," FACILITIES. The Issuer
will not sell, mortgage, pledge or otherwise encumber the Facilities
or any part thereof, or any Revenues to be derived therefrom, except
as herein provided, and will not sell, lease or otherwise dispose
of any substantial portion of the Facilities.
-21-
The foregoing provision notwithstanding, the Issuer shall
have and hereby reserves the right to sell, lease or otherwise dispose
of any of the property comprising a part of the Facilities hereafter
determined in the manner provided herein to be no longer necessary,
or else to be no longer useful or else no longer profitable in the
operation thereof.
No sale or other disposition of said property, if the
amount to be received therefor is not in excess of $50,000, shall
be made unless the general manager of the facilities shall make in
writing the finding hereinabove referred to.
No sale or other disposition of said property for a sum
in excess of $50,000 but less than $100,000 shall be made unless
the general manager of the Facilities shall make in writing the
finding hereinabove referred to and the governing body of the Issuer
shall, by resolution duly adopted, approve and concur in the finding
of such general manager, and authorize such sale or other disposition
of said property.
No sale or other disposition of said property for a sum
in excess of $100,000 but not more than 10% of the value of fixed
assets of the Facilities according to the most recent annual audit
and operating report shall be made unless the general manager and
Consulting Engineers shall both make in writing the finding herein-
above referred to, and the governing body of the Issuer shall by
resolution duly adopted, approve and concur in the findings of such
general manager and the Consulting Engineers, and shall authorize
such sale, or other disposition of said property.
No sale or other disposition of said property for a sum
in excess of 10% of the value of the fixed assets of the Facilities
according to the most recent annual audit and operating report shall
be made unless the general manager and the Consulting Engineers shall
make in writing the finding hereinabove referred to, and that the
estimated annual average of Net Revenues to be derived by the Issuer
from the Facilities in the sixty (60) complete calendar months
immediately succeeding the month in which the sale or other disposition
of such property is completed will be not less than 1.30 times the
maximum amount of principal and interest becoming due on the obliga-
tions in any ensuing Fiscal Year and the governing body of the
Issuer shall by resolution duly adopted, approve and concur in the
finding of the general manager and the Consulting Engineers, and
shall authorize such sale or other disposition of said property.
If the proceeds derived from any such sale or othez
disposition of property are in excess of 10% of the value of the
fixed assets of the Facilities according to the most recent annual.
audit and operating report, such proceeds shall be used for the
retirement of outstanding Obligations. If the proceeds derived
from any such sale or other disposition of property are less than
10% of the value of the fixed assets of the Facilities according
to the most recent annual audit and operating report, such proceeds
shall be placed in the Renewal and Replacement Fund or used for the
retirement of outstanding Obligations, in such proportions to be
determined by the governing body of the Issuer upon the recommendations
of the general manager. The payment of such proceeds into the Renewal
and Replacement Fund shall not reduce the amounts required to be paid
into such Fund by other provisions herein.
J. INSURANCE. For so long as any of the Obligations are
outstanding, the Issuer will carry adequate fire and windstorm in-
surance on all buildings and structures of the works and properties
of the Facilities which are subject to loss through fire or windstorm,
will carry adequate public liability insurance, and will otherwise
carry insurance of all kinds and in the amounts normally carried in
the operation of similar facilities and properties in Florida. Any
such insurance shall be carried for the benefit of the holders of the
Obligations. All moneys received for losses under any of such in-
surance, except public liability, are hereby pledged by the Issuer as
security for the Obligations, until and unless such proceeds are used
to remedy the loss or damage for which such proceeds are received,
with by repairing the property damaged or replacing the property
destroyed within ninety (90) days from the receipt of such proceeds.
K. NO FREE SERVICE. The Issuer will not render or cause
to be rendered any free services of any nature by its Facilities,
-23-
nor will any preferential rates be established for users of the same
class. In the event the Issuer, including its departments, agencies
and instrumentalities, shall avail itself of the services provided by
the Facilities, or any part thereof, the same rates, fees or charges
applicable to other customers receiving like services under similar
circumstances shall be charged to the Issuer and any such department,
agency or instrumentality. Such charges shall be paid as they accrue,
and the Issuer shall transfer from its general funds sufficient sums
to pay such charges. The revenues so received shall be deemed to be
Revenues derived from the operation of the Facilities, and shall be
deposited and accounted for in the same manner as other Revenues
derived from such operation of the Facilities.
L. ENFORCEMENT OF COLLECTIONS. The Issuer will diligently
enforce and collect the rates, fees and other charges for the services
of the Facilities, will take all steps, actions and proceedings for
the enforcement and collection of such rates, charges and fees as
shall become delinquent to the full extent permitted or authorized
by law; and will maintain accurate records with respect thereof.
All such fees, rates, charges and revenues shall, as collected, be
held in trust to be applied as herein provided and not otherwise.
M. REMEDIES. Any holder of Obligations or any coupons
appertaining thereto issued under the provisions hereof or any
trustee acting for the holders of such Obligations may by suit,
action, mandamus or other proceedings in any court of competent
jurisdiction, protect and enforce any and all rights, including
the right to the appointment of a receiver, existing under the laws
of the State of Florida, and may enforce and compel the performance
of all duties herein required or by any applicable statutes to be
performed by the Issuer or by any officer thereof.
Nothing herein, however, shall be construed to grant to
any holder of such Obligations any lien on any property of, or in,
the Issuer.
N. OPERATING BUDGET. (1) The Issuer shall annually at
least thirty (30) days preceding each of its Fiscal Years, in
cooperation with its Consulting Engineers, prepare and adopt a
24
detailed final budget for the operation of the Facilities during
such next succeeding Fiscal Year. If the budget discloses that
the estimated Gross Revenues will be insufficient during such Fiscal
Year to make fully the current payments required in this resolution,
then the Issuer shall forthwith revise the rates, fees, rentals or
other charges in order to cure such estimated deficiencies and to
comply with the rate covenant as provided in Subsection 15F herein.
(2) The Consulting Engineers will annually review the depreciation
schedules established for each major capital asset, the same being
any asset of the Facilities having an original acquisition cost in
excess of $10,000. There shall be included in the budget amounts
necessary for deposit in the Renewal and Replacement Fund as
stipulated but no less than the amount necessary to provide for the
orderly replacement of such depreciable capital assets in accordance
with the depreciation schedules that the Consulting Engineers shall
establish. (3) No expenditure for. the Operation and Maintenanc-2
of. the Facilities shall be made in any Fiscal Year in excess of the
amounts provided therefor in subh budget without a written finding
and recommendation by the general manager of such Facilities or
other duly authorized officer in charge thereof, which finding and
recommendation shall state in detail the purpose of and necessity
for such increased expenditures for the Operation and Maintenance
of the Facilities and no such increased expenditures shall be made
until the governing body of the Issuer shall have approved such
finding and recommendation by a resolution duly adopted. No such
increased expenditures in excess of ten per centum (10%) of the
amount provided therefor in such budget shall in any event be made
except upon the further certificate of the Consulting Engineers
that such increased expenditures are necessary and essential to
the continuance in operation of the Facilities.
0. CONSULTING ENGINEERS. The Issuer will annually retain
an independent Consulting Engineer or engineering firm having a
favorable reputation for skill and experience for the design, con-
struction and operation of Facilities of comparable size and character
as the Facilities, for the purpose of providing the Issuer competent
engineering counsel affecting the economical and efficient operation
of the Facilities and in connection with the making of capital
improvements and renewals and replacements of the Facilities. The
Issuer may, however, employ additional engineers at any time with
relation to specific engineering and operation problems arising in
connection with the Facilities.
The Issuer shall, at least every two (2) years, cause to be
prepared by the Consulting Engineers a report or survey with respect
to the management of the properties thereof, the sufficiency of the
rates, and charges for services, the proper maintenance of the prop-
erties of the Facilities and the necessity for capital improvements
and recommendations therefor. Such a report or survey shall also
show any failure of the Issuer to perform or comply with the covenants
herein contained.
If any such report or survey of the Consulting Engineers
shall set forth that the provisions hereof or any reasonable recom-
mendations of such Consulting Engineers have not been complied with,
the Issuer shall immediately take such reasonable steps as are nec-
essary to comply with such requirements and recommendations. In
making such report or survey the Consulting Engineers shall accept
certified statements of the independent certified public accountants.
Copies of each report or survey shall be placed on file with the Is-
suer and shall be open to the inspection of any holder of obligations
or other interested parties.
During the period of construction of the project, the Con-
sulting Engineers shall. determine that all phases of construction of
the project are being constructed pursuant to the plans and specifica-
tions, plan the progress of such construction, approve the form and
content of construction contracts signed by the Issuer, including any
penalty payments required as a result of non-performance, and the
performance and payment bonds required, arrange for proper permits,
clearance of other construction documents as may be necessary from
local, state or federal jurisdictions, and approve expenditures from
the Construction Fund, as hereinafter provided.
-26-
When each phase of the project has been substantially com-
pleted and placed in operation and use, the Consulting Engineers
shall certify such fact to the Issuer and the same shall be deemed
to be the completion date of each phase of the project.
The Consulting Engineers shall also prepare a monthly progress
report showing the status of the construction and acquisition of the
project, the construction contracts entered into therefor, an esti-
mated time schedule for completion, the percentage of completion
thereof, the availability of funds for completion of the project and
any other matters deemed advisable by such Consulting Engineers.
Copies of: such progress reports shall be mailed to the original
purchaser of the Obligations.
P. NO C014PETING FACILITIES. To the full extent permitted
by law, the Issuer will not grant, renew or cause, consent to, or
allow the granting, renewal, extension or expansion of any franchise
or permit to any person, firm, corporation or body, or agency or
instrumentality whatsoever, for the furni.shinq of services similar
to those of the Facilities to or within the boundaries of the Issuer.
Q. ISSUANCE OF OTHER OBLIGATIONS. (1) The Issuer will
not issue any other obligations payable from Revenue Sharing Trust
Funds (as herein defined) received each year nor voluntarily create_
any lien leaving priority to to being on a parity with the lien of
the Obligations and the interest thereon upon the Revenue Sharing
Trust Funds. Any other obligations issued by the Issuer in addition
to the Obligations herein authorized, payable from such Revenue Shar-
ing Trust Funds, shall contain an express statement that such Obliga-
tions are junior and subordinate in all respects to the Obligations
herein authorized as to lien on and source and security for payment
from such Revenue Sharing Trust Funds.
(2) Further, the Issuer will not issue any other obliga-
tions, except under the conditions and in the manner provided herein,
payable from the Revenues of the Facilities, nor voluntarily create
or cause to be created any debt, lien, pledge, assignment, encumbrance
or other charge having priority to or being on a parity with the
lien of the Obligations and the interest thereon, upon said Revenues.
Any other obligations issued by the Issuer in addition to the
Obligations herein authorized or Additional Parity Obligations
provided for in subsection R below, payable from such Revenues,
shall contain an express statement that such obligations are junior
and subordinate in all respects to the Obligations, herein authorized,
as to lien on and source and security for payment from such Revenues.
R. ISSUANCE OF ADDITIONAL PARITY OBLIGATIONS. Additional
Parity Obligations, payable on a parity from the Net Revenues of the
Facilities with the Obligations, herein authorized, may be issued
after the issuance of any Obligations, herein authorized, for the
construction and acquisition of additions, extensions and improvements
to the Facilities or for refunding purposes, in the manner herein
provided and upon compliance with both of the following conditions:
(1) (a) 'There shall have been obtained and filed with
the Issuer a certificate of an independent certified public accountant
of suitable experience and responsibility: (i) stating that the
books and records of. the Issuer relating to the collection and receipt
of Revenues derived from the operation of the Facilities have been
audited by him for the Fiscal Year. .immediately preceding the date of
sale of the proposed obligations or for any twelve (12) consecutive
months period out of the eighteen (18) consecutive month:. immediately
preceding the date of sale of the proposed obligations; (ii) setting
forth the amount of Net Revenues, as defined herein, received by the
Issuer for the audited period referred to in (i) above, with respect
to which such certificate is made; (iii) stating that the Net Revenues
pursuant to (ii) above, as adjusted as hereinafter provided, equal
at least 1.15 times the largest amount of principal and interest
which will mature and become due in any Fiscal Year thereafter on
all obligations, and all Additional Parity Obligations, if any, then
outstanding and on the Additional Parity Obligations, with respect
to which such certificate is made.
(b) If desirable, the Net Revenues for such period may
be adjusted by the Consulting Engineers as follows: (i_) by adding
thereto the Net Revenues of any solid waste disposal system facilities
which the Issuer shall have acquired prior to the issuance of the
-28-
Additional Parity Bonds or which the Issuer shall be acquiring from
proceeds of such Additional Parity Bonds, and which has been operating
for a part of the Fiscal Year or twelve (12) month period referred
to above. (ii) In the event a change has been made in the rate
schedule for services from the Facilities prior to the issuance of
the proposed Additional Parity Obligations for a part of said Fiscal
Year or twelve (12) month period referred to above, and such change
has resulted in an increase in Net Revenues, by adding thereto such
amount of additional Net Revenues, which the Consulting Engineer
estimated would have been received by the Issuer during said Fiscal
Year or twelve (12) month period if such change in such rate schedule
had been in effect during the entire Fiscal Year or twleve (12) month
period, and in the event a change ahs been made in the rate schedules
for services from said Facilities prior to the issuance of the
proposed Additional Parity Obligations for a part of the Fiscal Year
or twelve (12) month period referred to above, and such change has
resulted in a decrease in Net Revenues, by subtracting therefrom
such amount of the Net Revenues which the Consulting Engineer
estimates would not have been received by the Issuer during such
Fiscal Year or. twelve (12) month period referred to above if such
change in such rate schedule had been in effect during said entire
Fiscal Year or twelve (12) month period.
(2) The Net Revenues as estimated by the Consulting
Engineers for the first twelve (12) months following completion of
the project for which the Additional. Parity Bonds are issued shall
equal at least 1.25 times the largest amount of principal and interest
which will become due in any succeeding Fiscal Year on the Obliga-
tions and those proposed to be issued.
Each resolution authorizing the issuance of Additional
Parity Obligations will recite that all of the covenants herein con-
tained will be applicable to such Additional Parity Obligations.
The Issuer shall not be in default in performing any of
the covenants and obligations assumed hereunder, and all payments
herein required to have been made into the accounts and funds, as
provided hereunder, shall have been made to the full extent required.
-29-
The Additional Parity Obligations shall be dated March 1
or September 1 of the year of issuance thereof, shall bear interest
payable semiannually on March 1 and September 1 of each year, and
shall mature on September 1 of the year of maturity thereof.
S. COMPLETION OF PROJECT. The Issuer will complete the
project in an economical and efficient manner and with all practicable
dispatch.
T. MANAGER OF FACILITIES. The Issuer in operating the
Facilities will employ a manager of demonstrated ability and ex-
perience and will require all employees who may have possession of
moneys derived from operation of the Facilities to be covered by a
fidelity bond written by a responsible indemnity company in an amount
sufficient to protect the issuer from loss.
U. CONNECTIONS tWITH FACILITIES. The Issuer. will, to the
full extent permitted by law, require persons within: the limits of
the Issuer who can use the services of th•a Facilities to utilize
such services immediately upon availability and to cease the use
of all other means and methods similar to the services furnished by
the Facilities.
V.
V. NO IMPAIRMEtWT OF CONTRACT. The Issuer has full power
and authority to irrevocably pledge the Revenue Sharing `frust Funds,
as defined, to the payment of the principal of and interest on the
Obligations. The pledge of the Revenue Sharing Trust Funds in the
manner provided herein shall not be subject to repeal, modification
or impairment by any subsequent act of the Issuer without and unless
the Issuer makes immediately available such additional or supplementary
funds which shall be sufficient to retire the Obligations and interest
thereon in accordance with their terms.
The Issuer shall be unconditionally and irrevocably obligated,
so long as any of the Obligations or the interest thereon are out-
standing and unpaid, to take all lawful action necessary or required
to continue to entitle the Issuer to receive the Revenue Sharing Trust
Funds in the same amounts and at the same rates as now provided by
law to pay the principal of and interest on the Obligations and to
make the other payments provided for herein. The Issuer shall always
be irrevocably and unconditionally obligated to take such action as
may be required to entitle it to receive such Revenue Sharing Trust
Funds in the maximum amount provided by law.
SECTION 16. APPLICATION OF PROCEEDS OF OBLIGATIONS. All
moneys received from the sale of the Obligations shall be deposited
by the Issuer in a special account in a bank or trust company and
applied by the Issuer as follows:
A. All accrued interest and interest to accrue on the
Obligations for one year after the date of delivery of the Obliga-
tions shall be deposited into the Sinking Fund and applied ex-
clusively for the payment of interest becoming due on the Obliga-
tions.
B. The Issuer shall next deposit with the paying agent
of the outstanding Revenue and General obligation Notes a sum equal
to pay all the principal of and interest on said Notes to the first
date on which they may be called on or after the delivery of. the
Obligations.
C. The sum of One Hundred Thousand Dollars ($100,000)
shall be deposited into the Reserve Account in the Sinking Fund.
D. The sum of Two Hundred Sixty Thousand Dollars ($260,000)
shall be deposited into the Operating Reserve Fund in the Solid
Waste Disposal System Operating Account.
E. The Issuer shall next use the moneys in said special
account to pay all engineering fees, legal fees, fees of financial
advisors, cost of the issuance of the Obligations, and all other
similar costs incurred in connection with the acquisition and con-
struction of the project and the issuance of the Obligations to
finance the cost thereof.
F. A special fund is hereby created, established and des-
ignated as the "Facilities Construction Fund" (herein called the
"Construction Fund"). There shall be paid into the Construction
Fund the balance of the moneys remaining after making all the de-
posits and payments provided for in paragraphs A, B, C, D, and E
above.
Such fund shall be kept separate and apart from all other
accounts of the Issuer, and the moneys on deposit therein shall be
withdrawn, used and applied by the Issuer solely to the payment of
the cost of the project and purposes incidental thereto, as herein-
above described and set forth. If for any reason such proceeds or
any part thereof are not necessary for or are not applied to the
payment of such cost, then the unapplied proceeds shall be deposited
by the Issuer into the Sinking Fund and used only to pay principal
and interest on the Obligations. All such proceeds shall be and
constitute trust funds for such purposes, and there is hereby created
a lien upon such moneys until so applied in favor of the holders of
the Obligations.
Any funds on deposit in the Construction Fund which, in
the opinion of the Issuer, acting upon the recommendation of the
Consulting Engineers, are not immediately necessary for expenditure,
as hereinabove provided, may be invested .in Authorized Investments
maturing at such time or times recomm-.nded by the Consulting
Engineers. All such securities shall be held by the depository
bank, and all income derived therefrom shall be deposited in the
Construction Fund.
All expenditures or disbursements from the Construction
Fund shall be made only after such expenditures or disbursements
shall have been approved in writing by the Issuer and by the
Consulting Engineers. The date of completion of each phase of the
project shall be determined by the Consulting Engineers, who will
certify such facts in writing to the governing body of the Issuer.
SECTION 17. MODIFICATION OR AMENDMENT. No material modi-
fication or amendment of this resolution or of any resolution or
ordinance amendatory hereof or supplemental hereto may be made without
the consent in writing of the holders of two-thirds or more in the
principal amount of the Obligations then outstanding; provided,
however, that no modification or amendment shall permit a change in
the maturity of such Obligations or a reduction in the rate of
interest thereon or in the amount of the principal obligation thereof
or affecting the promise of the Issuer to pay the principal of and
-32-
interest on the Obligations as the same shall become due from the
Revenues of the Facilities or reduce the percentage of the holders
of the Obligations required to consent to any material modification
or amendment hereof without the consent of the holder or holders of
all such obligations; provided, however that no such modification
or amendment shall allow or permit any acceleration of the payment
of principal of or interest on the Obligations upon any default in
the payment thereof whether or not the holders of the Obligations
consent thereto.
SECTION 18. SEVERABILITY OF INVALID PROVISIONS. If any
one or more of the covenants, agreements or provisions herein con-
tained shall be held contrary to any express provision of law or
contrary to the policy of express law, though not expressly pro-
hibited, or against public policy, or shall for any reason whatso-
ever be held invalid, then such covenants, agreements or provisions
shall be null and void and shall be deemed separable from the remain-
ing covenants, agreements or provisions and shall in no way affect
the validity of any of the other provisions hereof or of the Obliga-
tions or coupons issued hereunder.
SECTION 19. SALE OF OBLIGATIONS. The Obligations shall
be issued and sold in such manner and at such price or prices con-
sistent with the Act, all at one time or in installments from time
to time, as shall be hereafter determined by the governing body of
the Issuer.
SECTION 20. VALIDATION AUTHORIZED. The Attorney for the
Issuer is authorized and directed to prepare and file proceedings to
validate the Obligations in the manner provided by law.
SEC'T'ION 21. REPEALING CLAUSE. All resolutions or parts
thereof of the Issuer in conflict with the provisions herein con-
tained are, to the extent of such conflict, hereby superseded and
repealed.
SECTION 22. EFFECTIVE DATE. This resolution shall take
effect in the manner provided by law.
-33-
BOARD OF COUNTY COMMISSIONERS
OF INDIAN RIVER COUNTY, FLORIDA
William C. WodtkeJr.,
Chairman
ATTEST:
Freda rig t, er
EX'i'ftnC'1'S [true$ '1'[IEi tiJ' UTES UE' n County Commission
MEETING OF THE Board of County Commissioners
OF Indian River County, Florida
HELD Oil THE 2nd DAY OF November 1 0 19 77
The Board of County Commissioners
of Indian River County, Florida
met in Regular meeting at Indian River County Courthouse
in the City of Vero Beach _ Florida at
8:30 o'clock A .14. on the 2nd day of November
19_7_�, the place, hour, and date duly established for the hold-
ing of such meeting.
The Chairman called the meeting to order
and on roll call the following answered present:
R. Don Deeson �William C. Wodtke, Jr.
Edwin S. Schmucker
Alma Lee Loy
Willard 4J. Sieber. t , .Jr.
and the following were absent:
The Chairman` -- declared a que_um present.
A Resolution entitled: RESOLUTION N0, 77-110
A RESOLUTION PROVIDING FOR THE ACQUISITION AND CONSTRUCTION OF A
SOLID WASTE DISPOSAL SYSTEM OF INDIAN RIV17R COUNTY, FLORIDA: PRO-
VIDING FOR THE :ISSUANCE OF NOT EXCEEDING $1,815,000 SOLID WASTI,
DISPOSAL SYSTIM REVENUE BONDS, SERIES 1977, OF SUCH COUNTY TO
i PAY THE COST OF SUCH PROJECT AND THE REPAYMENT OF CERTAIN OUT-
STANDING OBLIGATIONS ISSUED FOR SUCH PURPOSIi; PROVIDING FOR THG
RIGHTS OF THE HOLDERS OF SUCH BONDS; PROVIDING FOR TELE; PAYMENT THEREOF;
AND MAKING CERTAIN OTHER COVENANTS AND AGREEMENTS IN CONNECTION WITH
THE ISSUANCE OF SUCH BONDS.
was introduced by M. Chairman Wodtke
Said Resolution was than read in fell end discus>ed
and Considered.
Miss Lov then moved the adoption
of the Resolution as Introduced and read. mr. Siebert
seconded the motion, and, on roll call, the following voted "Aye":
R. Don Deeson; Edwin S. Schmucicer;'William C. Wodtke Jr., Chairman
Aima Lee tLoy; and Willard W. Siebert, Jr.
and the following voted "Nay":
The Chairman thereupon declared the motion
carried and the Resolution adopted a:; introduced and read.
There being no further busine:;s to come before the
meeting, upon motion duly made and seconded, the meeting was
adjourned.
CI:I.T l i' ICA I l; 01' RL r: iRDING ( VVICEII
The unr:r_rsigned IN;KZBY Ci:RTIFIC3 ::hat.
1. Sllr- is the duly appointed, qualified, and acting
_ Clerk of the'Board of Count Commissioners
(h?r�in called th, Board __- — 1, and k^:!re, of the
records thereof, inci,idinj the minutes or its proceedings;
2. The annexed copy cf extracts f=om t,. -.e minutes of
the _ Heg„lar meeting of the Bgard
held on the _2nd day of November , 1077 is
a true, corse -t, an,3 conpared coP,/ of the whole of the orivinal
minutes of said n+:etie•.g on file and o` record in;ofa_ as the
same relate to the rerolutien referred to in said extracts and
to tihc ot-hcr natters referred to therein;
3. Said CK•^ting was d+.11: convened in cor.`orr.hity with
all appli-a-)IT a orcpor cluoru:❑ was Present through-
out saie meetinn and tie resolutinn hcreinaf.ta_ mentioned was
duly consir,ee-ed, and adopted in confo-nity -ith aLoli-
cable r+,auiremont -end all other re-,vi.rerrents and pr.occedings
111Cid^il� to '-Ill i't" aces,)`_=^,l of %olcl r, 5nolUticn have been duly
full ill^d, carried out, and ot:e*--.: i s_ observed;
and
4. SII,2 is duly authorised to execut^ this Certificate-,
5. The copy o� the resolution -:nn^;:^_c] hereto encit lecl:
A Resolution providing for the acquisition and construction
of a solid waste disposal system of Indian River County,
Florida; providing for the issuance of not exceeding
$1,815,000 solid waste disposal system revenue bonds, series
1977, of such county to pay the cost of such project and the
repayment of certain outstanding obligations issued for
such purpose; providing for the rights of the holders of
such bonds; providing for the payment thereof; and making;
certain other covenants and agreements in connection with
the issuance of such bonds.
is P. trtlr_, corr,_ct, in•l ern::a:rxl crap•: of th^_ or'.tinal rc•r;nlar.i(
retch i ---d t'_ is da tr:, :tr ;:11�2finally at said r,er.r
ing F;nd, `;.^. th!! e':tvn = rnqu r—i h l a•.f, -- thereafter dilly s i,:iv-d
yr acc•roveo by '.he proper officer or ej' ;[icers of tho Board
which resolution is on file and o:. rc:ccrd.
i,iv nand cold tl:^ Svill of th': S1Fr
this --.2nd dal- or _November 1977
Freda Wright, Cle'r