HomeMy WebLinkAbout1979-001RESOLUTION NO. 79-1
RESOLUTION PROVIDING FOR THE ACQUISITION,
CONSTRUCTION AND ERECTION OF EXTENSIONS
AND IMPROVEMENTS TO THE WATER AND SEWER
SYSTEM OF INDIAN RIVER COUNTY, FLORIDA;
AUTHORIZING THE ISSUANCE BY THE COUNTY OF
NOT EXCEEDING $236,000 WATER AND SEWER
REVENUE BONDS, SECOND SERIES 1979, TO
FINANCE A PART OF THE COST THEREOF;
PLEDGING THE GROSS REVENUES OF SAID
SYSTEM, TO SECURE PAYMENT OF THE PRINCIPAL
OF AND INTEREST ON THE BONDS; AND
PROVIDING FOR THE RIGHTS OF THE HOLDERS OF
THE BONDS.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
INDIAN RIVER COUNTY, FLORIDA, as follows:
ARTICLE I
GENERAL
1.01 Definitions. When used in this Instrument, the
following terms shall have the following meanings, unless the text
clearly otherwise requires:
"Bonds" shall mean the obligations of the Issuer
authorized to be issued pursuant to Section 2.01 of this
Instrument and shall be deemed to include also any obligations
issued hereafter by the Issuer pursuant to the provisions of
Section 3.04 (H) of the Original Instrument.
"Chairman" shall mean the Chairman of the Board of
County Commissioners of the Issuer.
"Clerk" shall mean the Clerk of the Circuit Court of
Indian River County, ex officio -Clerk of the Board of County
Commissioners of the Issuer..
"Construction Account" shall mean the account or accounts
created pursuant to Section 3.03 of this Instrument for the purpose
of receiving bond proceeds and other funds to pay the Cost of the
Project.
"Cost," when used in connection with the Project, shall
mean all expenses necessary, appurtenant or incidental to the
acquisition and construction of the Project, including without
limitation the cost of any land or interest therein or of any fix-
tures, equipment or personal property necessary or convenient
therefor, the cost of labor and materials to complete such
construction, engineering and legal expenses, fiscal expenses,
expenses for estimates of costs and of revenues, expenses for
plans, specifications and surveys, interest during construction and
administrative expenses related solely to the acquisition and'
construction of the Project.
"Fiscal Year" shall mean the period commencing on
October 1 of each year and continuing to and including the suc-
ceeding September 30.
"Government" shall mean the United States of America,
acting through the Farmers Home Administration, U.S. Department of
Agriculture.
"Gross Revenues" shall mean all moneys received from
rates, fees, rentals or other charges or income received by the
Issuer or accruing to it in the management and operation of the
System, all calculated in accordance with accepted accounting
methods employed in the operation of public water and sewer systems
similar to the System.
"Instrument" shall mean this resolution and all resolu-
tions amendatory hereof which may be hereafter duly adopted by the
Issuer.
"Issuer" shall mean Indian River County, Florida.
"Net Revenues" shall mean Gross Revenues less Operating °
Expenses.
"Operating Expenses" shall mean the current expenses,
paid or accrued, for the operation, maintenance and repair of all
facilities of the System, as calculated in accordance with such
accepted accounting methods, and shall include, without limiting
the generality of the foregoing, insurance premiums, administrative
expenses of the Issuer related solely to the System, labor, cost of
materials and supplies used for such operation and charges for the
accumulation of appropriate reserves for current expenses not
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annually recurrent but which are such as may reasonably be expected
to be incurred in accordance with such accepted accounting methods,
but shall exclude payments into the Sinking Fund or the Reserve
Account therein and any allowance for depreciation or for renewals
or replacements of capital assets of the System.
"Original Instrument" shall mean the resolution duly
adopted by the Board of County Commissioners of the Issuer on
January 23, 1978, authorizing issuance of the Parity Obligations.
"Parity Obligations" shall mean the Issuer's Water and
Sewer Revenue Bonds, Series 1979, authorized pursuant to the
Original Instument.
"Pledged Funds" shall mean the Gross Revenues.
"Project" shall mean the extensions and improvements to
the water facilities of the System in the Gifford area, to be
constructed pursuant to the authorization contained in this
Instrument in accordance with certain plans and specifications now
on file with the Clerk.
"Revenue Fund" shall mean the account created pursuant to
the provisions of Section 3.04(8) of the Original Instrument, into
which all Gross Revenues shall be deposited by the Issuer.
"Sinking Fund" shall mean the account created pursuant to
Section 3.04(C) of the Original Instrument, into which moneys shall
be transferred from the Revenue Fund for the payment of the prin-
cipal of and interest on the Bonds.
"System" shall mean the complete water and sewer system
now owned, operated and maintained by the Issuer, together with any
and all improvements, extensions and additions thereto hereafter
constructed or acquired.
1.02 Authority for this Instrument. This Instrument is
adopted pursuant to the provisions of Part I of Ch. 159, Florida
Statutes (1977), and other applicable provisions of law.
1.03 Findings. It is hereby found and determined that:
(A) For the benefit of its inhabitants, the Issuer pre-
sently owns and operates the System, and the Project is necessary
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for the continued preservation of the health, welfare, convenience
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and safety of the Issuer and its inhabitants.
(B) The Issuer has been advised by its consulting engi-
neers and it is hereby found and determined that the estimated Cost
of the Project is $553,600, which shall be paid with the proceeds
of the sale of the Bonds and a federal grant in the amount of
$317,600.
(C) The revenues to be derived annually from the rates,
rentals, fees and other charges made and collected for the Services
and facilities of the System are estimated to be $ 33,660.00► and
will be sufficient to pay, as the same shall become due and
payable, the principal of and interest on the Parity Obligations
and the principal of and interest on the Bonds and Operating
Expenses, the aggregate annual amount of which is estimated to be
$23_94n nn It is estimated that the period of usefulness of
the Project will exceed forty-one years.
(D) It is deemed necessary and desirable to pledge the
Pledged Funds to the payment of the principal of and interest on
the Bonds. No part of the Pledged Funds have been pledged or
hypothecated except with respect to the Bonds and the Parity
Obligations.
(E) The Original Instrument, in Section 3.04(H) thereof
provides for the issuance of additional parity obligations under
the terms, limitations and conditions provided therein; and the
Issuer is authorized to issue the Bonds as additional parity obli-
gations within the authorization contained in Section 3.04(H) of
the Original Instrument, by reason of the waiver of the conditions
contained therein by the Government which will purchase all of the
Parity Obligations. The Bonds shall be on a parity and rank
equally as to lien on and source and security for payment from the
Pledged Funds, and in all other respects, with the Parity
Obligations.
(F) This Instrument is declared to be and shall consti-
tute a contract_ between the Issuer and all of the holders of the
Bonds; and the covenants ar agreements herein set forth to be per-
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formed by the Issuer are and shall be for the equal 'benefit, pro-
tection and security of all of the legal holders of any and all of
the Bonds, all of which shall be of equal rank and without pre-
ference, priority or distinction of any of the Bonds over any
other, except as hereinafter provided.
(G) The Issuer is riot, under this Instrument, obligated
to levy any ad valorem taxes on any real or personal property'
situated within its corporate territorial limits to pay the prin-
cipal of or interest on the Bonds or to pay Operating Expenses.
The Bonds shall not constitute a lien upon the System or any other
property of the Issuer or situated within its corporate territorial
limits.
1.04 Project Authorized. The Project is hereby
authorized.
ARTICLE II
AUTHORIZATION, TERMS, EXECUTION AND
REGISTRATION OF REVENUE BONDS
2.01 Authorization of Revenue Bonds. Subject and pur-
suant to the provisions of this Instrument, obligations of the
Issuer to be known as "Water and Sewer Revenue Bonds, Second Series
1979" are hereby authorized to be issued in an aggregate principal
amount not exceeding Two Hundred Thirty-six Thousand Dollars
($236,000) for the purpose of providing funds to pay a part of the
Cost of the Project.
2.02 Description of Bonds. The Bonds shall be dated as
of the date of their delivery; shall bear interest at the rate of
5% per annum, payable on September 1, 1979 and annually thereafter
on September 1 of each year; shall be numbered consecutively from
one upward in order of maturity; and shall be in the denominations,
be numbered and mature on September 1 of each year of maturity
thereof (not exceeding forty years from their date) as shall be
provided by subsequent resolution of the Board of County
Commissioners of the Issuer adopted prior to delivery of the Bonds
to the purchaser thereof.
2.03 Places of Payment. The Bonds shall be issued in
coupon form; shall be payable as to both principal and interest at
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such place or places as the Issuer shall hereafter by resolution-'
designate, in lawful money of the United States of America; and
shall bear interest from the date of issue, in accordance with and
upon surrender ()f the appurtenant interest coupons as they
severally mature, unless registered; provided, however, that Bonds
held by the Government shall be payable at "Finance Office, U.S.
Department of Agriculture, Farmers Home Administration, 1520 Market
Street, St. Louis, Missouri 63101," or at such other places as the
Government shall from time to time in writing designate to the
Issuer.
2.04 Provisions for Redemption. Bonds maturing on or
before September 1, 1989 are not subject to redemption prior to
their respective stated dates of maturity. Bonds maturing
September 1, 1990 and thereafter shall, at the option of the
Issuer, be redeemable in whole or in part, in inverse numerical and
maturity order, on September 1, 1989 or on any interest payment
date thereafter at par and accrued interest, plus the following
premiums, expressed as percentages of the par value of the Bonds so
redeemed, if redeemed in the following years:
58, if redeemed on September 1, 1989 or thereafter,
to and including September 1, 1991;
48, if redeemed on September 1, 1992 or thereafter,
to and including September 1, 1996;
38, if redeemed on September 1, 1997 or thereafter,
to and including September 1, 2000;
2%, if redeemed on September 1, 2001 or thereafter,
to and including September 1, 2004;
1%, if redeemed on September 1, 2005 or thereafter,
to and including September 1, 2008;
Without premium, if redeemed September 1, 2009 or
thereafter, but prior to maturity;
provided, however, that at least thirty (30) days prior to the
redemption date written notice of such redemption shall be given to
the paying agents for the Bonds and to each of the registered
owners at their respective addresses as they appear upon the
registration books of the Clerk and shall be published at least
once in a financial newspaper published in the City of New York,
New York. Bonds held by the Government may be redeemed by the
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Issuer on any interest payment date prior to maturity at the price
of par and accrued interest, without premium.
2.05 Execution of Bonds. The Bonds shall be executed in
the name of the Issuer with the manual or facsimile signature of
the Chairman and the corporate seal of the Issuer shall be
imprinted thereon, attested and countersigned with the manual or
facsimile signature of the Clerk, provided that the signature of
one of such officers shall be manually executed thereon. In case
any one or more of the officers who shall have signed or sealed any
of the Bonds or whose facsimile signature shall appear thereon
shall cease to be such officer of the Issuer before the Bonds so
signed and sealed have been actually sold and delivered such Bonds
may nevertheless be sold and delivered as herein provided and may
be issued as if the person who signed or sealed such Bonds had not
ceased to hold such office. The validation certificate endorsed on
the Bonds shall be executed with the manual or facsimile signature
of the Chairman. Any Bond may be signed and sealed on behalf of
the Issuer by such person who at the actual time of the execution
of such Bond shall hold the proper office of the Issuer, although
at the date of such Bonds such person may not have held such office
or may not have been so authorized. The coupons attached to the
Bonds shall be authenticated with the facsimile signatures of any
present or future Chairman and Clerk. The Issuer may adopt and use
for such purposes the facsimile signatures of any such persons who
shall have held such offices at any time after the date of the
adoption of this Instrument, notwithstanding that either or both
shall have ceased to hold such office at the time the Bonds shall
be actually sold and delivered.
2.06 Negotiability and Registration. The Bonds shall be
and shall have all the qualities and incidents of negotiable
instruments under the law merchant and the Laws of the State of
Florida, and each successive holder, in accepting any of the Bonds
or the coupons appertaining thereto, shall be conclusively deemed
to have agreed that the Bonds shall be and have all of said quali-
ties and incidents of negotiable instruments.
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The Bonds may be registered, at the option of the holder,
as to both principal and interest upon the books kept for the
registration and transfer of Bonds by the Clerk, as Bond Registrar,
and endorsed upon the Bonds by the Bond Registrar in the space pro--
vided thereon. After such registration, no transfer of the Bonds
shall be valid unless made at the office of the Bond Registrar by
the registered owner or by his duly authorized agent or represen-
tative and similarly noted on the Bonds, but at the expense of the
holder the Bonds may be discharged from registration by being in
like manner transferred to bearer, and thereupon transferability by
delivery shall be restored. At the option and expense of the
holder, the Bonds may thereafter again from time to time be
registered or transferred to bearer as before. The Bond Registrar
shall not be required to make any such transfer of Bonds during
fifteen (15) days next preceding an interest payment date on the
Bonds, or in the case of any proposed redemption of Bonds, after
such Bonds have been selected for redemption. The person in whose
name any Bond shall be registered shall be deemed and regarded as
the absolute owner thereof for all purposes, and payment of or on
account of the principal of any Bond and the interest on any Bond
shall be made only to or upon the order of the registered owner
thereof or his legal representative. All such payments shall be
valid and effectual to satisfy and discharge the liability upon
such Bond including the interest thereon to the extent of the sum
or sums so paid.
2.07 Bonds Mutilated, Destroyed, Stolen or Lost. In
case any Bond shall become mutilated, or be destroyed, stolen or
lost, the Issuer may in its discretion issue and deliver a new Bond
of like tenor as the Bond so mutilated, destroyed, stolen or lost,
in exchange and substitution for such mutilated Bond, upon
surrender and cancellation of such mutilated Bond, or in lieu of
and substitution for the Bond destroyed, stolen or lost, and upon
the owner furnishing the Issuer satisfactory indemnity and
complying with such other reasonable regulations and conditions as
the Issuer may prescribe and paying such expenses as the Issuer may
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incur. All Bonds so surrendered shall be cancelled by the Clerk,
If any such Bonds shall have matured or be about to mature, instead
of issuing a substitute Bond the Issuer may pay the same, upon
being indemnified as aforesaid, and if such Bond be lost, stolen or
destroyed, without surrender thereof.
Any such duplicate Bonds issued pursuant to this section
shall constitute original, additional contractual obligations on
the part of the Issuer whether or not the lost, stolen or destroyed
Bonds be at any time found by anyone, and such duplicate Bonds
shall be entitled to equal and proportionate benefits and rights as
to lien on and source and security for payment from the Pledged
Funds to the same extent as all other Bonds issued hereunder.
2.08 Form of Bonds. The text of the Bonds shall be in
substantially the following form, with only such omissions, inser-
tions and variations as may be necessary and/or desirable and
approved by the Chairman or the Clerk prior to the issuance thereof
(which necessity and/or desirability and approval shall be presumed
by such officer's execution of the Bonds and the Issuer's delivery
of the Bonds to the Government or other purchaser thereof):
No.
UNITED STATES OF AMERICA
STATE OF FLORIDA
COUNTY OF INDIAN RIVER
WATER AND SEWER REVENUE BOND
SECOND SERIES 1979
KNOW ALL MEN BY THESE PRESENTS, that Indian River County,
a political subdivision of the State of Florida (the "Issuer"), for
value received, hereby promises to pay to the bearer, or if this
Bond be registered to the registered holder as herein provided, on
the first day of September, 19,, from the special. funds
hereinafter mentioned, the principal sum of
THOUSAND DOLLARS
and to pay interest thereon, from the date of the delivery of this
Bond to the purchaser thereof, solely from said special funds, at
the rate of five per centum (58) per annum, payable on September 1,
1979 and annually thereafter on the first day of September of each
year upon the presentation and surrender of the annexed coupons -s
2:Z
they severally fall due, unless registered.
interest on this Bond are payable at
U
United States of America.
Both principal of and
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, in lawful money of the
This Bond is one of an authorized issue of Bonds in the
aggregate principal amount of $236,000 of like nate, tenor and
effect, except as to number, denomination and date of maturity,
issued to finance a part of the cost of acquiring, erecting and
constructing extensions and improvements to the combined water and
sewer system of the Issuer (the "System"), under the authority of
and in full compliance with the Constitution and Statutes of the
State of Florida, particularly Part I of Ch. 159, Florida Statutes
(1977), and a resolution duly adopted by the Issuer on January 23,
1978, as supplemented by a resolution duly adopted by the Issuer on
, 1979 (jointly, the "Resolution"), and is subject to
all the terms and conditions of the Resolution.
This Bond and the interest thereon are payable solely
from and secured by a prior lien upon and a pledge of the gross
revenues to be derived from the operation of the System, in the
manner described in the Resolution. It is expressly agreed by the
holder of this Bond that the full faith and credit of the Issuer
are not pledged to the payment of the principal of and interest on
this Bond and that such holder shall never have the right to
require or compel the exercise of any taxing power of the Issuer to
the payment of such principal and interest or the cost of main-
taining, repairing and operating the System. This Bond and the
obligation evidenced hereby shall not constitute a lien upon the
System or any part thereof or upon any other property of the Issuer
or situated within its corporate limits, but shall constitute a
lien only on the gross revenues derived from the operation of. the
System.
The Bonds of this issue are payable on a parity, equally
and ratably, from such gross revenues with the Issuer's
Water and Sewer Revenue Bonds, Series 1979 authorized pursuant to
said resolution adopted by the Issuer on January 23, 1978 (the
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"parity obligations"). r
In and by the Resolution, the Issuer has covenanted and
agreed with the holders of the Bonds of this issue that it will
fix, establish, revise from time to time whenever necessary, main-
tain and collect always such fees, rates, rentals and other charges
for the use of the product, services and facilities of the System
which will always produce cash revenues sufficient to pay, and out
of such funds pay, as the same shall become due, the principal of
and interest on the parity obligations and the Bonds, the necessary
expenses of operating and maintaining the System and all reserve,
Sinking Fund or other payments required by the Resolution, and that
such rates, rentals, fees and other charges will not be reduced so
as to be insufficient to provide funds for such purposes.
The Bonds of this issue maturing on or before September
1, 1989 are not subject to redemption prior to their respective
stated dates of maturity. Bonds maturing September 1, 1990 and
thereafter shall, at the option of the Issuer, be redeemable in
whole or in part, in inverse numerical and maturity order, on
September 1, 1989 or on any interest payment date thereafter at par
and accrued interest, plus the following premiums, expressed as
percentages of the par value of the Bonds so redeemed, if redeemed
in the following years:
58, if redeemed on September 1, 1989 or thereafter,
to and including September 1, 1991;
48, if redeemed on September 1, 1992 or thereafter,
to and including September 1, 1996;
3%, if redeemed on September 1, 1997 or thereafter,
to and including September 11 2000;
2%, if redeemed on September 1, 2001 or thereafter,
to and including September 1, 2004;
1%, if redeemed on September 1, 2005 or thereafter,
to and including September 1, 2008;
Without premium, if redeemed September 1, 2009 or
thereafter, but prior to maturity;
provided, however, that notice of such redemption shall be given in
the manner required by the Resolution.
It is hereby certified and recited that all acts, con-
ditions, and things required to exist, to happen and to be per-
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formed precedent to and in the issuance of this Bond, exist, have
happened and have been performed, in regular and due form and time
as required by the Laws and Constitution of the State of Florida
applicable thereto, and that the issuance of this Bond, and of the
issue of Bonds of which this Bond is one, does riot violate any
constitutional, statutory or charter limitations or provisions.
This Bond and the coupons appertaining thereto are and
have all the qualities and incidents of negotiable instruments
under the law merchant and the Laws of the State of Florida.
This Bond may be registered as to both principal and
interest in accordance with the provisions endorsed hereon.
IN WITNESS WHEREOF, Indian River County, Florida, has
issued this Bond and has caused the same to be signed by the
Chairman of its Board of County Commissioners and attested and
countersigned by the Clerk of the Circuit Court for Indian River
County, ex officio Clerk of the Board of County Commissioners,
either manually or with their facsimile signatures, and its cor-
porate seal or a facsimile thereof to be affixed, impressed,
imprinted or engraved hereon, and the interest coupons hereto
attached to be executed with the facsimile signatures of such offi-
cers, all as of , lg—
INDIAN RIVER COUNTY, FLORIDA
By
Chairman, Board of County
Commissioners t•
(SEAL)
ATTESTED AND COUNTERSIGNED:
Z:-lerk of the Circuit Court,
ex officio Clerk of the
Board of Cnunty Commissioners
FORM OF COUPON
No.
On the 1st day of September 19 , unless the Bond to
which this coupon is attached is callable and shall have been pre-
viously duly called for prior redemption and payment thereof duly
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made or provided for, Indian River County, Florida, will pay to
bearer at , Florida, from the special funds described
in the Bond•to which this coupon is attached, the amount shown
hereon in lawful money of the United States of America, upon pre-
sentation and surrender of this coupon, being one year's interest
then due on its Water and Sewer Revenue Bond Second Series 1979,
dated
, 19_, No.
INDIAN RIVER COUNTY, FLORIDA
By
Chairman, Board of County
Commissioners
(SEAL)
ATTESTED AND COUNTERSIGNED:
Clerk of the Circuit Court,
ex officio Clerk of the
Board of County Commissioners
FORM OF VALIDATION CERTIFICATE
This Bond is one of a series of Bonds which were vali-
dated by judgment of the Circuit Court for Indian River County,
Florida rendered on , 19
Clerk, Board of County Commis-
sioners, Indian River County
PROVISIONS FOR REGISTRATI
This Bond may be registered as to both principal and
interest on books kept for such.purpose by said Clerk, as Bond
Registrar, such registration being noted hereon by the Bond
Registrar in the registration blank below, the coupons being
surrendered and the interest being payable only to the registered
holder, remitted by mail, after which registration no transfer
shall be valid unless made by the registered holder or his legal
representative and similarly rioted by the Bond Registrar on said
books and in the registration blank below, but it may be discharged
from registration by being transferred to bearer, after which it
shall be transferable by delivery, or it may again be registered as
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before. Upon reconversion of this Bond into a coupon Bond, coupons
representing the interest to accrue upon the Bond to date of
maturity shall be attached hereto.
Date of Name and Address of Signature of
Registration Registered Owner Bond Registrar
ARTICLE III
COVENANTS, SPECIAL FUNDS
AND APPLICATION THEREOF
3.01 Bonds Not to Be Indebtedness of Issuer. Neither
the Bonds nor the coupons attached thereto shall be or constitute
general obligations or indebtedness of the Issuer as "bonds" within
the meaning of Article VII, Section 12 of the Constitution of
Florida, but shall be payable solely from and secured by a prior
lien upon and pledge of the Pledged Funds as herein provided. No
owner or holder of any Bond or coupon appertaining thereto shall
ever have the right to compel the exercise of any ad valorem taxing
power to pay such Bond or coupon or Operating Expenses, or be
entitled to payment of succi Bond or coupon from any moneys of the
Issuer except from the Pledged Funds in the manner provided herein.
3.02 Security for Bonds. The payment of the principal
of and interest on the Bonds shall be secured forthwith equally and
ratably by a pledge of and prior lien upon the Pledged Funds. The
Issuer does hereby irrevocably pledge the Pledged Funds to the
payment of the principal of and interest on the Bonds and to the
payment into the Sinking Fund at the times provided of the sums
required to secure to the holders of the Bonds the payment of the
principal thereof and interest thereon at the respective maturities
of the Bonds and coupons so held by them.
The Bonds are payable from the Pledged Funds on a parity,
equally and ratably, with the Parity Obligations.
3.03 Application of Bond Proceeds. The Issuer hereby
covenants that it will establish with the
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Bank, , Florida, a separate account or accounts into
which shall be deposited the proceeds from the sale of the Bonds -,
(except such portion thereof as shall be necessary to pay interest
on the Bonds during the construction of the Project, which shall be
deposited in the Sinking Fund), grant funds and the additional
funds, if any, required to assure payment in full of the Cost of
the Project. Withdrawals from the Construction Account shall be
made only for such purposes as shall have been previously specified
in the Project Cost estimates and as shall be approved by the
Issuer's consulting engineers for the Project.
The Issuer's share of any .liquidated damages or other
moneys paid by defaulting contractors or their sureties, and all
proceeds of insurance compensating for damages to the Project
during the period of construction, shall be deposited in the
Construction Account to assure completion of the Project.
Moneys in the Construction Account shall be secured by
the depository bank in accordance with U.S. Treasury Department
Circular 176 and in the manner prescribed by the Laws of the State
of Florida relating to the securing of public funds. When the
moneys on deposit in the Construction Account exceed the estimated
disbursements on account of -the Project for the next 90 days, the
Issuer may direct the depository bank to invest such excess funds
in direct obligations of or obligations the principal of and
interest on which are guaranteed by the United States of America,
which shall be subject to redemption at any time at face value by
the holder thereof. The earnings from any such investment shall be
deposited in the Construction Account.
When the construction of. the Project has been completed
and all construction costs have been paid in full, all funds
remaining in the Construction Account, except grant funds, shall be
deposited in the Sinking Fund, and the Construction Account shall
be closed.
All moneys deposited in the Construction Account shall be
and constitute a trust fund created for the purposes stated, and
there is hereby created a lien upon such fund in favor of the
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holders of the Bonds until the moneys thereof shall have been
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applied in accordance with this Instrument.
3.04 Covenants of the Issuer. So long as any of the
principal of or interest on any of the Bonds shall be outstanding
and unpaid, or until there shall have been set apart in the Sinking
Fund, including the Reserve Account therein, a sum sufficient to
pay, when due, the entire principal of the Bonds remaining unpaid,
together with interest accrued and to accrue thereon, the Issuer
covenants with the holders of any and all of the Bonds as follows:
(A) Application of Provisions of Original Instrument.
The Bonds shall for all purposes (except as herein expressly
changed) be considered to be additional parity obligations issued
under the authority of Section 3,04(H) of the Original Instrument
and shall be entitled to all the protection and security provided
therein for the parity obligations, as respectively issued, and
shall be in all respects entitled to the same security, rights and
privileges enjoyed by the Parity Obligations. The covenants and
pledges contained in Section 3.04 of the Original Instrument shall
be applicable to the Bonds in like manner as applicable to the
Parity Obligations. The principal of, interest on and redemption
premiums on the Bonds shall•be payable from the Sinking Fund
established by the Original Instrument on a parity with the Parity
Obligations, and payments shall be made into such Sinking Fund by
the Issuer in amounts fully sufficient to pay the principal of and
interest on the Parity Obligations and on the Bonds as such prin-
cipal and interest become due. .The Reserve Account established by
the Original Instrument shall be applicable pro rata to the Bonds
in the same manner as applicable to the Parity Obligations.
(B) Increased Deposits to Reserve Account. The monthly
deposits to the Reserve Account pursuant to the provisions of
Section 3.04(C)(3) of the Original Instrument shall be in the
amount of Three Hundred Twenty Dollars ($320), until such time as
the funds and investments in the Reserve Account shall equal
Thirty-eight Thousand Four Hundred Dollars ($38,400), and monthly
thereafter such amount as shall be necessary to maintain in the
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Reserve Account the sum of Thirty-eight Thousand Four Hundred
Dollars ($38,400) but not exceeding Three Hundred Twenty Dollars'"
($320) monthly.
(C) Issuance of Other Obligations. The Issuer covenants
and agrees that it will not issue any other obligations payable
from or secured by the Pledged Funds or any part thereof unless the
conditions set forth in Section 3.04(H) of the Original Instrument
shall be met, or unless the lien of such obligations is junior and
subordinate in all respects to the lien of the Bonds.
(D) Compliance with Laws and Regulations. The Issuer
covenants and agrees to perform and comply with, in every respect,
the loan and grant agreements which it might have with the
Government or with any other governmental agency and all applicable
Federal and State Laws and regulations.
(E) Remedies. Any holder of the Bonds or any coupons
appertaining thereto issued under the provisions of this
Instrument, or any trustee acting for the holders of such Bonds and
coupons, may either at law or in equity, by suit, action, mandamus
or other proceedings in any court of competent jurisdiction, pro-
tect and enforce any and all rights, including the right to the
appointment of a receiver, existing under the Laws of the State of
Florida, or granted and contained in this Instrument, and may
enforce and compel the performance of all duties required by this
Instrument or by any applicable State or Federal statutes to be
performed by the Issuer or by any officer thereof.
Nothing herein, however, shall be construed to grant to
any holder of such Bonds or coupons any lien on any real property
of the Issuer.
(F) Government Approval of Extensions and Financing.
Anything herein to the contrary notwithstanding, while the
Government is the holder of any of the Bonds, the Issuer will not
borrow any money from any source or enter into any contract or
agreement or incur any other liability in connection with making
extensions of or improvements to the System, other than normal
maintenance of the System, or permit others to do so, without
-17-
obtaining the prior written consent of the Government.
(G) Reimbursement of Advances and Interest Thereon. .,
While the Government shall be the holder of any of the Bonds, the
Government shall have the right to make advances for the payment of
insurance premiums and/or other advances which, in the opinion of
the Government, may be required to protect the Government's
security interest. In the event of any such advances, the Issuer
covenants and agrees to repay the same, together with interest
thereon at the same rate per annum as specified in the Bonds, upon
demand made at any time after any such expenditure by the
Government. Any such amount due the Government shall be secured by
a pledge of and lien upon the Pledged Funds, on a parity with the
Bonds, and payment thereof shall take priority over any other
payments from the Reserve Account.
ARTICLE IV
MISCELLANEOUS PROVISIONS
4.01 Modification or Amendment. No material modifica-
tion or amendment of this Instrument may be made without the con-
sent in writing of the holders of two-thirds or more in principal
amount of the Bonds then outstanding; provided, however, that no
modification or amendment shall permit a change in the maturity of
such Bonds or a reduction in the rate of interest thereon, or in
the amount of the principal obligation, or affect the unconditional
promise of the Issuer to charge and collect such rates, fees, ren-
tals and charges for the use of the product, services and facili-
ties of the System and apply the same as herein provided, or reduce
the number of such Bonds the written consent of the holders of
which are required by this Section for such modification or amend-
ment, without the consent of the holders of all such Bonds.
4.02 Creation of Superior Liens. The Issuer covenants
that except as herein provided it will not issue any other Bonds,
certificates or obligations of any kind or nature or create or
cause or permit to be created any debt, lien, pledge, assignment or
encumbrance or charge payable from or enjoying a lien upon any of
the Pledged Funds ranking prior and superior to the lien created by
-18-
this Instrument for the benefit of the Bonds.
4.03 Severability of Invalid Provisions. If any one or
more of the covenants, agreements or provisions of this Instrument
or of the Bonds should be held contrary to any express provision of
law or contrary to the policy of express law, though not expressly
prohibited, or against public policy, or shall for any reason what-
soever be held invalid, then such covenants, agreements or provi-
sions shall be null and void and shall be deemed separate from the
remaining covenants, agreements or provisions of this Instrument
and of the Bonds.
4.04 Validation Authorized. The Issuer's Attorney is
hereby authorized and directed to institute appropriate proceedings
in the Circuit Court for Indian River County, Florida, for the
validation of. the Bonds and the proper officers of the Issuer are
hereby authorized to verify on behalf of the Issuer any pleadings
in such proceedings.
4.05 Sale of Bonds, The Bonds are hereby sold and
awarded to the Government at the price of par.
4.06 Conflicts Repealed. All resolutions or parts of
resolutions in conflict herewith are hereby repealed.
4.07 Effective Date. This Instrument shall take effect
immediately upon its passage.
This Resolution shall take effect January 4, 1979.
_19-
• CURTIFIClT'; OI' •-UJ:�)RDI24C OE'L'ICC!t
The undersigned K«1ZLOY CERTIFIES that:
1. Slue is the duly appointed, qualified, and acting
Clerk _ of the" Board of County Commissioners
(h^rein cill,�d the Board 1 and kezccr of the
records thereof, incl,ading the minutes of proceedings;
2. The annexed copy cf extracts from the Minutes of
the Special -meeting of the Board
held on the 23rd day of January , 1978 , is
a true, corre^t, and compared copy of the whole of the original
minutes of said noeting on file and o`_ record'insofar as the
same relate to the resolution refer_ed•to in said extracts and
to the other matters referred to herein;
3. Said meeting was duly convened in' corforrait.y with
• all api;Iicable requirements; a Drooer quorum was Dresent through-
out said meetino and t e resolution hereinafter mentioned was
duly prcTposed, considered, and adopted in conformity .pith appli-
cable rcquiremcnts: and all other requirements and proceedings
incident to the proper adoption of said resolution have been duly
.fulfilled, carried out, and othe`wise observed;
4. SHs is duly authorized to execute this Certificate;
and .
5. The copy of the resolution annexed hereto entitled:
RESOLUTION NO. 78-6
Resolution providing for the acquisition of a water and sewer
system in Indian River County, Florida, and the construction
and erection of extensions and improvements- thereto; authoriz-
ing the issuance by the County of not exceeding $402,500 water
and sewer revenue bonds, series 1979, to finance a part of .the
Post thereof; pledging the gross revenues of such system to
secure payment of the principal of and interest on the bonds;
and providing for the rights of the holders of the bonds.
is tree, correct, and compared cou), of the oriciinal resolution
refei:rcd is in said oxtr ccs and as finally adoctcd at said nee:.-
ing and, `_,) thn extent requires CV law, as thereafter duly sicncd
or approved by the proper off7icer or of:icers of the _
— Board_ — , which resolution is on file and.of record.
WITiMSS my nand and tt:e seal of the Clerk
23rd a January 1978
this � L c. )- O.. , -_
Freda LJright, Clgrk
40
RESOLUTION NO. 78-6
RESOLUTION PROVIDING FOR TIIE ACQUISITION
OF A WATER AND SEWER SYSTEM IN INDIAN RIVER
COUNTY, FLORIDA, AND THE CONSTRUCTION AND
ERECTION OF EXTENSIONS AND IMPROVEIMENTS
® THERETO; AUTHORIZING TIIE ISSUANCE BY THE
COUNTY OF NOT EXCEEDING $402,500 WATER
AND SEWER. REVENUE BONDS, SERIES 1979, TO
FINANCE A PART OF THE COST THEREOF; PLEDGING
® THE GROSS REVENUES OF SUCH SYSTEM TO SECURE
PAYMENT OF THE PRINCIPAL OF AND INTEREST ON
THE BONDS; AND PROVIDING FOR THE RIGHTS OF
THE HOLDERS OF THE BONDS.
BE IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
INDIAN RIVER COUNTY, FLORIDA, as follows:
ARTICLE I
GENERAL
1.01 Authority for this Resolution. This Resolution
y4 — -
(this "instrument") is adopted pursuant to the provisions of Ch.
159, Florida Statutes (1975), and other applicable provisions of
law.
"1.02 Findings. It is hereby found and determined that:
(A) Indian River County, Florida (the "Issuer"), does
not presently own or operate a water and sewer system for the
benefit of its inhabitants, and it is necessary for the continued
preservation of the health, welfare, convenience and safety of the
Issuer and its inhabitants to acquire a water distribution and
sewage collection and treatment facility and construct and erect
extensions and improvements thereto (the "Project" or the "System")
in accordance with certain plans and specifications now on file with
the Clerk of the Board of County Commissioners of the Issuer (the
"Clerk").
(B) The Issuer has been advised by its consulting
engineers and it is hereby found and determined that the esti-
mated cost of acquiring and constructing the Project in accordance
with such plans and specifications is $1,270,000, which shall be
paid with the proceeds of the sale of the bonds herein authorized
(the "Bonds"), federal grants .in the amount of $792,500 and an .
amount of $75,000 derived by the Issuer from its share of revenue
sharing proceeds, payable pursuant to Ch. 218, Florida Statutes
(1975); and shall be deemed to include all expenses necessary,
appurtenant or incidental thereto, including the cost of any land or
interest therein or of any fixtures or equipment, or property nec-
essary or convenient therefor, the cost of labor and materials to
complete such construction, engineering and legal expenses, fiscal
expenses, expenses for estimates of costs and revenues, expenses for
plans, specifications and surveys, interest during construction, if
any, administrative expenses and all other necessary miscellaneous
expenses.
(C) The revenues to be derived annually from the rates,
rentals, fees and other charges made and collected for the services
and facilities of the System are estimated to be $ 77,324.00 ,
and will be sufficient to pay, as the same shall become due and
payable, the principal of and interest on the Bonds and the annual
cost of operating, repairing and maintaining the System, the aggregate
annual amount of which is estimated to be $ 76,746.00 it
is estimated that the period of usefulness of the System will exceed
forty-one years.
(D) It is deemed necessary and desirable to pledge
the gross revenues of the System to the payment of the principal of
and interest on the Bonrls. No part of such revenues have been
pledged or hypothecated except with respect to the Bonds.
(E) This instrument is declared to be and shall con-
stitute a contract between the Issuer and all of the holders
of the Bonds; and the covenants and agreements herein set forth
to be performed by the Issuer are and shall be for the equal
benefit, protection and security of all of the legal holders
of any and all of the Bonds, all of which shall be of equal
rank and without preference, priority or distinction of any
of the Bonds over any other, except as hereinafter provided.
(F) The Issuer is not, under this instrument, obli-
gated to levy any ad valorem taxes on. any real or personal property
situated within its corporate territorial limits to pay the
principal of or interest on the Bonds or to pay the cost of
maintaining, repairing and op --rating the System. The Bonds shall
not constitute a lien upon the System or any other property of
the Issuer or :situated w.i thin its corporate territor. i al limit:...
1.03 Definitions. The following terms in this instru-
ment shall have the following meanings unless the text othe noise
expressly requires:
(A) "Bonds" shall mean the obligations of the Issuer autho-
rized to be issued pursuant to Section 2.01 of this instrument and
Shall be deemed to includa also any obligations issued hereafter by
the Issuer pursuant to the provisions of Section 3.04(11) of this
instrument.
(B) "Gross Revenues" shall mean all money received .from
•rates, fees, rentals or other charges or income received by the
Issuer or accruing to it in the management and operation of the
System, all calculated in accordance with sound accounting practice.
(C) "Operating Expenses" shall mean all current expenses,
paid or accrued, for the operation, maintenance and repair of all
facilities of the System, as calculated in accordance with sound
accounting practice, and shall include, without limiting the gener-
ality of the foregoing, insurance premiums, administrative expenses
of the Issuer related solely to the System, labor, cost of materials
and supplies used for current operation, and charges for the accumu-
lation of appropriate reserves for current expenses not annually
recurrent but which are such as may reasonably be expected to be
incurred in accordance with sound accounting practice, but excluding
any'allowance for depreciation or for renewals or replacements of
capital assets of the System.
(D) "Net Revenues" shall mean Gross Revenues less Operating
Expanses.
(E) "Fiscal Year" shall mean the period commencing on
October 1 of each year and continuing to and including the succeeding
September 30.
1,04 Project Authorized. The Issuer is hereby authorized
to construct the Project as defined in Section 1.02 (A) above.
-3-
ARTICLE: II
AUTHORIZATION, TERMS, EXECUTION AND
REGISTRATION OF REVENUE BONDS
2.01 Authorization of Revenue Bonds. Subject and
pursuant to the provisions of this instrument, obligations of
the Issuer to be known as "Indian River County, Florida, Water
and Sewer Revenue Bonds, Series 1979," (the "Ponds") are hereby
authorized to be issued in an aggregate principal amount not ex-
ceeding Four Hundred and Two Thousand Five hundred Dollars ($402,500)
for the purpose of providing funds to pay a part of the cost of the
Project provided for in Section 1.02 hereof.
2.02 Description of Bonds. The Bonds shall be
dated as of the date of their delivery; shall bear interest at
not exceeding the legal rate per annum, payable on September 1,
1979, and annually thereafter on September 1 of each year; shall be
numbered consecutively from one upward in order of maturity; shall be
in the denomination of $1,000 or any multiple thereof to and includ-
ing $10,000 (except bond number 12 which shall be in the denomination
of $6,500), and shall mature on September 1 of each year as follows:
YEAR AMOUNT YEAR AMOUNT
:1981 $4,000 2000 $ 9,000
.1982. 4,000 2001 10,000
1983 4,000 2002 10,000
1984 4,000 2003 11,000
1985 5,000 2004 11,000
1986 5,000 2005 12,000
1987 5,000 2006 13,000
1988 5,000 2007 13,000
1989 6,000 2008 14,000
1990 6,000 2009 15,000
1991 6,000 2010 15,000
1992 6,500 2011 16,000
1993 7,000 2012 17,000
1994 7,000 2013 18,000
1995 7,000 2014 19,000
1996 8,000 2015 20,000
1997 8,000 2016 20,00.0
1998 9,000 2017 21,000
1999 9,000 2018 23,000
2..03 Places of Payment. The Fronds shall be issued in
coupon or fully registered form; shall be payable as to both prin-
cipal and interest at -such place or places as the Issuer shall here-
after by resolution designate, in lawful money of the United States
of America; and shall bear interest from tho date of issue,
in accordance with and upon surrender of: the appurtenant in-
terest coupons a:; they levo ally mature, tulles:; registered;
)provided, howc.vor, that: Bonds hold by the 1111.1Ac:d St:aLe:1 of
America, acting through the Farmer, Home Administration, U.S.
Department of Agriculture (the "Government"), shall be payable
at "Finance Office, U.S. Department of Agriculture, Farmers
Home Administration, 1520 Market Street, St. Louis, Missouri
63103," or at such other places as the Government shall from
time to time in writing designate to the Issuer.
2.04 Provisions for Redemption. Bonds maturing on
or before September 1, 1990, are not subject to redemption
prior to their respective stated dates of maturity. Bonds which
shall mature September 1, 1991, and thereafter shall, at the option
of the Issuer, be redeemable in whole or in part, in inverse num-
erical and maturity order, on September 1, 1990, or on any interest
payment date thereafter, at par and accrued interest, plus the
following premiums, expressed as percentages of the par value of the
Bonds so redeemed, if redeemed in the following years:
5%, if redeemed on September 1, 1990, or thereafter,
to and including September 1, 1993;
4%, if redeemed on September 1, 1994, or thereafter,
to and including September 1, 1997;
3%, if redeemed on September 1, 1998, or thereafter,
to and including September 1, 2001;
28, if redeemed on September 1, 2002, or thereafter,
to and including September 1, 2005;
1%, if redeemed on September 1, 2006, or thereafter,
to and including September 1, 2009;
Without premium, if redeemed September 1, 2010, or
thereafter, but prior to maturity;
provided, however, that at least thirty (30) days prior to the
redemption date written notice of such redemption shall be
given to the paying agents for the Bonds and to each of the
registered owners at their respective addresses as they appear
upon the registration books of the Clerk and shall. be published
at least once in a financial newspaper published in the city of
New York, New York. Bonds held by the Government- may be redeemed
by the Issuer on any interest payment date prior to maturity at
the price of par and accrued interest, without premium.
-5-
2.05 Execution of. Bonds. The Bonds shall be executed
® in the name of the Issuer with the manual or facsimile signature
of the Chairman of its Board of County Commissioners and the cor-
porate seal of the Board of County Commissioners of the Issuer shall
be impressed thereon, attested and countersigned with the manual or
O
facsimile signature of the Clerk, provided that the signature of one
of such officers shall be manually executed thereon. In case any
one or more of the officers who shall have signed or sealed any of
the Bonds or whose facsimile signature shall appear thereon shall
cease to be such officer of the Issuer before the Bonds so signed
and sealed have been actually sold and delivered, such Bonds may
nevertheless be sold and delivered as herein provided and may be
issued as if the person who signed or sealed such Bonds had not
ceased to hold such office. The validation certificate endorsed on
the Bonds shall be executed with the manual or facsimile signature
of the Chairman of such Board. Any Bond may be signed and sealed on
behalf of'the Issuer by such person who at the actual time of the
execution of such Bond shall hold the proper office of the Issuer,
although at the date of such Bonds such person may not have held
such office or may not have been so authorized. The coupons attached
to the Bonds shall be authenticated with the facsimile signatures of
any present or future Chairman of such Board and Clerk of the Issuer.
The Issuer may adopt and use for such purposes the facsiriile signa-
tures of any such persons who shall have held such offices at any
time after the date of the adoption.of this instrument, notwith-
standing that either or both shall have ceased to hold such office
at the time the Bonds shall be actually sold and delivered.
2.06 Negotiability and Registration. The Bonds shall
be and shall. have all the qualities and incidents of negotiable
instruments under the law merchant and the Laws of the state of
Florida, and each successive holder, in accepting any of the
Bonds or the coupons appertaining thereto, shall be conclusively
deemed to have agreed that the, Bonds shall be and have all of
the qualities and incidents of: negotiable ills tr.u!nent:s.
The Bonds may be registered, at the option of t:he
holdor, as to both pri.nc.i.pal and intero:A: upon the hook;; k(,t)t:
.4-
for the registration and transfer of Bonds by the Clerk, as
Bond Registrar, and endorsed upon the Bonds by the Bond Regis-
trar in the space provided thereon. After such registration,
no transfer of the Bonds shall be valid unless made at the office
of the Bond Registrar by the registered owner or by his duly
authorized agent or representative and similarly noted on the
Bonds, but at the expense of the holders the Bonds may be dis-
charged from registration by being in like manner transferred
to bearer, and thereupon transferability by delivery shall be
_restored. At the option and expense of the holder, the Bonds
may thereafter again from time to time be registered or trans-
ferred to bearer as before. The Bond Registrar shall not be
required to make any such transfer. of Bonds during fifteen (15)
days next'preceding an interest payment date on the Bonds, or
in the case of any proposed redemption of Bonds, after such
Bonds have been selected for redemption. The person in whose
name any Bond shall be registered shall be deemed and regarded
as the absolute owner thereof for all purposes, and payment of
or on account of the principal of any Bond and the interest on
any Bond shall be made only to or upon the order of the regis-
tered owner thereof or his legal representative. All such pay-
ments shall be valid and effectual to satisfy and discharge
the liability upon such Bond including the interest thereon to
the extent of the sum or sums so paid.
2.07 Bonds Mutilated, Destroved, Stolen or Lost. In
case any Bond shall become mutilated, or be destroyed, stolen
or lost, the Issuer may in its discretion issue and deliver a
riew Bond of like tenor as the Bond so mutilated, destroyed,
stolen or lost, in exchange and substitution for such mutilated
Bond, upon surrender and cancellation of-such mutilated Bond,
or in lieu of and substitution for the Bond destroyed, stolen
or lost, and upon the owner furnishing the Issuer satisfactory
indemnity and complying with such other reasonable regulations
and conditions as the may prescribe and paying such
expenses as the Issuer may incur.. All Bonds >o surrendered
shall. be cance.iled by the Clerk. If any such licmds shall. hive
matured or be about to mature, instead of issuing a substitute
.Bond the Issuer may pay the sante, upon being indemnified as
aforesaid, and if such Bond be lost, stolen or destroyed, with-
out surrender thereof.
Any such duplicate Bonds issued pursuant to this
section shall constitute original, additional contractual obli-
gations on the part of the Issuer whether or not the lost,
stolen or destroyed Bonds be at any time found by anyone, and
such duplicate Bonds shall be entitled to equal and proportion-
ate benefits and rights as to lien on and source and security
for payment from the funds, as hereinafter pledged, to the
same extent as all other Bonds issued hereunder.
2.08 Form of Bonds. The text of the Bonds shall. be
in substantially the following form, with only such omissions,
insertions and variations as may be necessary an desirable
and approved by the Chairman of the Board of County Commissioners
of the Issuer prior to the issuance thereof (which necessity and/
or desirability and approval shall be presumed by his execution of
the Bonds and the Issuer's delivery of the Bonds to the purchaser
thereof):
No. $
UNITED STATES OF ANM RICA
STATE OF FLORIDA
COUNTY OF INDIAN RIVER
WATER AND SEWER REVENUE BOND, SERIES 1979
KNOW ALL MEN BY THESE PRESENTS, that the County of
Indian River, Florida (the "Issuer"), a public body created and
existing under and by virtue of the Laws of the State of Florida,
for value received, hereby promises to pay to the bearer., or if
this Bond be registered, to the registered holder as herein pro-
vided, on the first day of September, 19`, from the special funds
hereinafter mentioned, the principal sum of
.DOLLARS
and to pay interest thereon, from the date of the delivery of
this Bond, to the purchaser thereof., solely from such special
funds, it the rate of: _ _ per cent iml (_ %)
per x111111111, payable on September .1, 1979, and annually thererlfter
-0-
on the first day of September of each year upon the presentation
and surrender of the annexed coupons as they severally fall due,
unless registered. Both principal of and interest on this Bond
are payable at
in lawful money of the United States of America.
This Bond is one of an authorized issue of Bonds in
the aggregate principal amount of $402,500 of like date, tenor and
effect, except as to number, denomination, interest rate (if all
Bonds do not bear the same rate of interest) and date of maturity,
issued to finance a part of the cost of acquiring a combined water
and sewer system in the Issuer and erecting and constructing ex-
tensions and improvements thereto (the "System"), under the auth-
ority of and in full compliance with the Constitution and Statutes
of the State of Florida, particularly Ch. 159, Florida Statutes
. (1975), and a resolution duly adopted by the Issuer on
1977 (the "Resolution"), and is subject to all the terms and condi-
tions of the Resolution.
This Bond and the interest thereon are payable solely
from and secured by a prior lien upon and a pledge of the gross
revenues to be derived from the operation of the Svstern, in the
manner described in the Resolution. It is expressly agreed by the
holder of this Bond that the full faith and credit of the Issuer are
not pledged to the payment of the principal of and interest on this
Bond and that such holder shall never have the right to require or
compel the exercise of any taxing power of the Issuer to the payment
of such principal and interest or the cost of maintaining, repairing
and operating the System. This Bond and the obligation evidenced
hereby shall not constitute a lien upon the System or any part
thereof or upon any other property of the Issuer or situated within
its corporate limits, but shall constitute a lien only on the
gross revenues derived from the operation of the System.
In and by the Resolution, the Issuer has covenanted
and agreed with the holders of. the Bonds of ilii,- issue that it
Will fix, establish, revise from time to time whenever necessary,
-9-
maintain and collect always such fees, rates, rentals and other
charges for the use of the product, services and facilities of
the•System which will always produce cash.revenues sufficient to
pay, and out of such funds pay, as the same shall become due, the
principal of and interest on the Bonds, the necessary expenses of
operating and maintaining the System and all reserve, Sinking Fund
or other payments required by the Resolution; and that such rates,
rentals, fees and other charges will not be reduced so as to be
insufficient to provide funds for such purposes.
The Bonds of this issue maturing on or before September 1,
1990, are not subject to redemption prior to their respective stated
dates of maturity. Bonds which shall mature September 1, 1991, and
thereafter shall, at the option of the Issuer, be redeemable in
whole or in part, in inverse numerical and maturity order, on September
1, 1990, or on any interest payment date thereafter, at par and
accrued interest, plus the following premiums, expressed as percent-
ages of the par value of the Bonds so redeemed, if redeemed in the
following years:
5%, if redeemed on September 1, 1990, or thereafter,
to and including September 1, 1993;
4%, if.redeemed on September 1, 1994, or thereafter,
to and including September 1, 1997;
3%, if redeemed on September 1, 1.99£3, or thereafter,
to and including September 1, 2001;
2%, if redeemed on September 1, 2002, or thereafter,
to and including September 1, 2005;
1%, if redeemed on September 1, 2006, or thereafter,
to and including September 1, 2009;
Without premium, if redeemed on September 1, 2010, or
thereafter, but prior to maturity;
provided, however, that notice of such redemption shall be given
in the manner required by the Resolution.
It is hereby certified and recited that all acts,
conditions and things required to exist, to happen and to be
Performed precedent to and in the issuance of this Bond, exist,
have happened and have been performed, in regular and due form
and time as required by Lhe Laws and Constitution of Lhe Slate of
Florida applicable thcret_o, and that the issunn.cr. of this nond,
-10-
and of the issue of Bonds of which this Bond is one, does not
violate any constitutional, statutory or charter limitations
or provisions.
This Bond and the coupons appertaining thereto are and
have all the qualities and incidents of negotiable instruments
under the law merchant and the laws of the State of Florida.
This Bond may be registered as to both principal and
interest in accordance with the provisions endorsed hereon.
IN WITNESS WHEREOF, the County of Indian River, Florida,
has.issued this Bond and has caused the same to"be executed in its
name and on its behalf by the Chairman of its Board of County
Commissioners and its corporate seal to be impressed hereon, attested
and countersigned by the Clerk of such Board, all as of
1979.
(SEAL)
.ATTESTED AND COUNTERSIGNED:
Clerk, Board of County
Commissioners
COUNTY OF INDIAN RIVER, FLORIDA
By
Chairman, Board of County
Commissioners
FORM OF COUPON
No.
On the 1st day of September, 19_1 unless the Bond to
which this coupon is attached is callable and shall have been
Previously duly called for prior redemption and payment thereof
duly made or provided for, the County of Indian River, Florida,
will pay to the bearer at _ , Florida, from the
Special funds described in the Bond to which this coupon is
attached, the ariount shown hereon in lawful money of the United
States of America, upon presentation and surrender of this coupon,
being one year's interest then due on its Water. and Sewer
Revenue Bond, Series 1979, dated 1979, No.
(SEAL)
ATTESTED AND COUNTERSIGNED;
Clerk, Board of County
Commissioners
COUNTY OF .I.NDIAN RIVER, FLORIDA
By
Chairman, Board of County
Commissioners
FORM OF VALIDATION CERTIFICATE
This Bond is one of a series of Bonds which were validated
by judgment of the Circuit Court for Indian River County, Florida
rendered on 1978.
Chairman, Board of County
Commissioners
PROVISIONS FOR REGISTRATION
.This Bond may be registered as to both principal and
interest on the books kept by the Clerk of the Board of County
Commissioners, as Bond Registrar, such registration being noted
hereon by the Bond Registrar in the registration blank below, the
coupons being surrendered and the interest being payable only to the
registered holder, remitted by mail, after which registration no
transfer shall be valid unless made on the books by the registered
holder or his legal representative and similarly noted in the re-
gistration blank below, but it may be discharged from registration
by being transferred to bearer, after which it shall be transferable
by delivery, or it may again be registered as before. Upon recon-
version of this Bond into a coupon Bond, coupons representing the
interest to accrue upon the Bond to date of maturity shall be at-
tached hereto.
Date of Name and Address of Signature of
Registration Rouistered Owner Bond Registrar
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.�
® ARTICLE III
COVENANTS, SPECIAL FUNDS
AND APPLICATION TI1BRI70F
®
q 3.01 Bonds Not to Be Indebtedness of Issuer. Neither
the Bonds nor the coupons attached thereto shall be or constitute
•
general obligations gations or indebtedness of the Issuer as "bonds"
Within the meaning of Article VII, Section 12, Florida Constitution,
but shall be payable solely from and secured by a prior lien upon
and pledge of the gross revenues, as herein provided. No owner or
holder of any Bond or coupon issued hereunder shall ever have the
right to compel the exercise of any ad valorem taxing power to pay
such Bond or coupon or the cost of operating and maintaining the
System, or be entitled to payment of such Bond or coupon from any
fuhds of the Issuer except from the gross revenues derived from the
operation of. the System in the manner provided herein.
3.02 Security for Bonds. The payment of the debt
service of all of the Bonds issued hereunder shall be secured
forthwith equally and ratably by a pledge of and a prior lien
Upon the gross revenues derived from the operation of the
System, as now or hereafter constituted. The Issuer does hereby
irrevocably pledge such funds to the payment of the principal of and
interest on the Bonds and to the payment into the Sinking Fund at
the times provided of the sums required to secure to the holders of
the Bonds .issued hereunder the payment of the principal of and
interest thereon at the respective maturities of the Bonds and
coupons so held by them.
3.03 Application of Bond Proceeds. The Issuer hereby
covenants that it will establish with the
Florida, a separate account or
accounts (herein collectively called the "Construction Account")
into which shall. be deposited the proceeds from the sale of the
Bonds (except such portion thereof as shall be necessary to pay
interest on the Bonds during the construction of the Project,
which shall be deposited in the Sinking Fund), grant funds and
the additional funds, if any, required to assure payment: in full
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of the cost of the Project. Withdrawals from the Construction
Account shall be made only for such purposes as shall have been
previously specified in the Project cost estimates and as shall
be.approved by the Issuer's consulting engineers for the Project.
The Issuer's share of any liquidated damages or other
money paid by defaulting contractors or their sureties, and all
proceeds of insurance compensating for damages to the Project
during the period of construction, shall be deposited in the
Construction Account to assure completion of the Project.
Money in the Construction Account shall be secured
by the depository bank in accordance with U. S. Treasury Depart-
xnent Circular 176 and in the manner prescribed by the Laws of
the State of Florida relating to the securing of public funds.
When the -money on deposit in the Construction Account exceeds
the estimated disbursements on account of the Project for the
next 90 days, the Issuer may direct the depository bank to invest
such excess funds in direct obligations of or obligations the
principal of and interest on which are guaranteed by the United
States of America, which shall be subject to redemption at any
time at face value by the holder thereof. The earnings from any
such investment shall be deposited in the Construction Account.
When the construction of the Project has been completed
and all construction costs have been paid in full, all funds
remaining in the Construction Account, except grant funds, shall
be used for the purchase or redemption of Bonds or for deposit into
a special fund and expended only for paying costs of improvements
or extensions to the System or of repairs and replacements of its
facilities, and the Construction Account shall be closed.
All money deposited in the Construction Account shall be
and constitute a trust fund created for the purposes stated, and
there is hereby created a lien upon such fund in favor of the holders
of the Bonds until the money therein shall have been applied in
accordance with this instrument.
3.04 Covenants of the T su,_r. So long as any of the
principal of or interest on any of the Bonds shall be outstanding
and unpaid, or ui,til. there shal1 have been set apart. in the
Sinking Fund herein e::t-abl.i.shed, i.ncl.udi"ut the Roserve Account
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therein, a sum sufficient to pay, when due, the entire: principal
of the Bonds remaining unpaid, together with interest accrued
and to accrue thereon, the Issuer covenants with the holders of
any and all of the Bonds as follows:
(A) Annual Budget of Operating Expenses. The Issuer
covenants and agrees that on or before the date of delivery of
the Bonds to the purchaser thereof, it will adept a budget of
Operating Expenses for the System for the remainder of the then
current Fiscal Year and thereafter, .on or before the first day
of each Fiscal Year during which any of the Bonds are outstand-
ing, it will adopt an annual budget of Operating Expenses for the
ensuing Fiscal Year, and will mail a copy of such budget or
amendments thereto to any requesting bondholder. Operating Expenses
shall include all reasonable and necessary costs of operating,
repairing, maintaining and insuring the System, but shall exclude
depreciation, payments into the Sinking Fund and payments into
the Reserve Account. The Issuer covenants that the Operating
Expenses incurred in any year will not exceed the reasonable and
necessary amounts required therefor, and that it will not expend
any amount or incur any obligations for the operation, maintenance
and repair of the System in excess of the amount provided for
Operating Expenses in the annual budget, except upon resolution of
the Board of County Commissioners of the Issuer that such expenses
are necessary to operate and maintain the System.
(B) Revenue Fund. The Issuer covenants and agrees
that on or before the date of delivery of the Bonds to the
purchaser thereof, it will establish with a depository in the
St:3te of Florida, which is a member. of the Federal Deposit
Insurance Corporation and which is eligible under the Laws of
the State of Florida to receive public funds, and maintain
so long as any of. the Bonds are outstanding, a special fund to
be known as the "Indian River County Water and Sewer System
Revenue Fund" (the "Povenue Fund"). Into such Revenue Fund the
Issuer shall deposit promptly as received all cash income derivod
from the ownership and operation of t -he Svst:em. The I:evenuc Fund
E 1 �
shall be he40 ld by the Issuer separate and apart from all other
funds and shall be expended and used only in the manner and order
40 specified in paragraphs (C), (D), and (E) of this Section.
(C) Bond and Interest Sinking Fund. The Issuer
• covenants and agrees to establish with a depository in the State
of Florida, which is a member of the Federal Deposit Insurance
Corporation, and which is eligible under the Laws of the State
of Florida to receive public funds a special fund or funds,
-.collectively called "Indian River County Water and Sewer System
Bond and Interest Sinking Fund" (the "Sinking Fund"), to be used
exclusively for the purposes hereinafter mentioned. As soon
after delivery of the Bonds as the System shall be revenue-
producing, the Issuer shall transfer on or before the 15th day of
each month from the Revenue Fund and deposit to the credit of the
Sinking Fund the following amounts:
(1) A sum equal to 1/12 of theamount of one year's
interest on all the Bonds then outstanding, together with the
amount of any deficiency in prior deposits for interest; and
(2) Beginning on September 15, 1980, a sum equal to
1/12 of the principal of the Bonds maturing on the next succeed-
ing anniversary date, together with the amount of any deficiency
in prior deposits for. principal.
(3) After fulfillment of the requirements of paragraphs
(C)(1) and (2), the Issuer shall transfer on or before the 15th
day of each month from the Revenue Fund and deposit to the
credit of a special account in the Sinking Fund (the "Reserve
Account"), the sum of Two Ilundred Dollars ($200.00) until such time
as the funds and investments therein shall equal Twenty-four Thou-
sand Dollars ($24,000.00), and monthly thereafter such amount as may
be necessary to maintain in the Reserve Account the sum of Twenty-
four Thousand Dollars ($24,000.00) but not exceeding Two Hundred
Do].lar.s ($200.00) monthly. Money in the Reserve Account shall be
used only for (1) paying the cost of repairing or replacing any
damage to the System which shall be caused by :in unf.ore:;e.en cata
trophc, (2) constructing .imhs•ovemciit.: or exten oi.ons to the System
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Which shall increase its net revenues and which shall be approved by
the consulting engineers, if the Issuer shall not then be in default
Under any of the provisions of this instrument, and (3) paying
the principal of and interest on the Bonds in the event that the
other money in the Sinking Fund shall ever be.insufficient to meet
such payments.
(D) Operation and Maintenance Fund. The Issuer covenants
and agrees to establish with a depository in the State Of Florida,
Which is a member Of the Federal Deposit Insurance Corporation,
and which is eligible under the Laws of the State of Florida
to receive public funds, a special fund to be known as the "Indian
River.County Water and Sewer System Operation and Maintenance Fund"
(the "Operation and Maintenance Fund"), which shall be used ex-
clusively for the purpose of receiving funds to be transferred
monthly by the Issuer from the Revenue Fund, and for paying, as they
accrue, the Operating Expenses of the System pursuant to the annual
budget. As soon after delivery of the Bonds as the System shall be
revenue-producing, and after having made the deposits to the Sinking
Fund as provided in paragraph (C) above, the Issuer shall transfer
on or before the 15th day of each month from the Revenue Fund and
deposit to the credit of the Operation and Maintenance Fund a sum
sufficient to pay the Operating Expenses of the System for the
current month, all in accordance with the annual budget. Any bal-
ance remaining in the Operation and Maintenance Fund at the end of
the Fiscal Year, and not required to pay costs incurred during the
Fiscal Year, shall be deposited promptly into the Revenue Fund.
(E) Excess Funds. Subject to the provisions for the
disposition of revenues in paragraphs (C) and (D), which are cumu-
lative, the Issuer shall, on or before the 15th day of each month,
transfer to the Reserve Account in the Sinking Fund the balance of
money remaining in the }revenue Fund until the funds and investments
III t11e Reserve Account equal the amount of Twenty-four Thousand
Dollars ($24,000.00), and thereafter whenever funds and investments
in t11e Reserve Account equal. Twenty -.four T11011sand Dollars ($24,000.00)
111e issuer may use the sut:pluS fund:; in the Revenue Fund for the
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purchase or redemption of Bonds or for any other lawful municipal
purpose.
(F) Trust fund,. The funds and accounts created and
established by this instrument shall constitute trust funds for
the purpose provided herein for such funds. All of such funds,
except as hereinafter provided, shall be continuously secured
in the same manner as deposits of public funds are required to be
secured by the Laws of the State of Florida, Money on deposit to
the credit of the Reserve Account shall be invested by the deposi-
tory bank, upon request by the Issuer, in direct obligations of, or
obligations the principal of and interest on which are guaranteed by
the United States of America and which shall be subject to redemp-
tion at face value at any time by the holder thereof at the option
of such holder; and the money on deposit to the credit of the Sinking
Fund may be so invested in such obligations which shall mature not
later than fifteen (15) days prior to the date on which such money shall
be needed to pay the principal of and interest on the Bonds in the
manner herein provided, but money on deposit to the credit of the
Revenue fund and the Operation and Maintenance fund shall not be
invested at any time. The securities so purchased as an investment
of funds shall be deemed at all times to be a part of the account
from which the investment was withdrawn, and the interest accruing
thereon and any profit realized therefrom shall be credited to such
account and any loss resulting from such investment shall likewise
be charged to such account.
(G) Rates and Chartres. The Issuer covenants and
agrees.to maintain and collect, so long as any of the Bonds are
outstanding, such schedule of rates and charges for the services
and facilities of the System which will produce revenues which
shall be sufficient to provide for current debt service and reserve
requirements for the Bonds and pay the reasonable expenses of opera-
tion and maintenance of the system; and the Issuer covenants and
agrees that so long as any of the Bonds are outstanding and unpaid,
at the same time and in like manner that the Issuer prepare- its
annual b6dgot• of the oper.atinc, Ixpen�c:, the I.suor shill. annually
prepare an e:,timate of groat, revenues to he derived from the opera-
0
OR
40
0
tion of the System for the ensuing fiscal Year, and to the extent
that such gross revenues are insufficient to pay debt service re-
quirements during such ensuing year on all outstanding Bonds payable
from the revenues of the System, build up and maintain the required
reserves for all such outstanding Bonds and pay Operating Expenses,
the Issuer shall revise the fees and rates charged for the use of
the services and facilities of the System sufficiently to provide
the funds required.
(1I) Issuance of Other. Obligations.
(1) The Issuer covenants and agrees tPat in the event
the cost of construction or completion of the Project shall. exceed
the dollar amount of Bonds herein authorized, it shall deposit
into the Construction Account the amount of such excess out of
.funds available to it for such purpose, and the Issuer may pro-
vide such excess, and only such excess, through the issuance of
parity Bonds conforming to the requirements of paragraph (3) of
this subsection; but except to complete the Project, it will not
issue any other obligations payable from or secured by the rev-
enues of the System, unless the conditions hereinafter set forth
shall be met, or unless the lien of such obligations is junior and
.subordinate in all respects to the lien of the Bonds.
(2) The Issuer shall have the right to add new water
or sewer facilities and related auxiliary facilities, by the
issuance of one or more additional series of bonds to be secured
by a parity lien on and ratably payable from the gross revenues
of the System, provided in each instance that:
(a) The facility or facilities to be built from the
proceeds of the additional parity bonds is or are made a part
of the System and its or their revenues are pledged as additional
security for the additional parity bonds and the outstanding
Bonds.
(b) The Issuer is in compliance with all covenants
and undertakings in connection with all of its Bonds then out-
standing and payable from the revenues of the system, or. any
part thereof, and has not been in default a: to any payments
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required to be made under this instrument for a period of at
least the next preceding 24 months, or if at such time the
Bonds shall not have been outstanding for 24 months, then for
the period that the Bonds shall have been outstanding.
(c) The annual net revenues for the Fiscal Year next
preceding the issuance of additional parity bonds are certified by
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an independent certified public accountant not regularly employed by
the Issuer, to have been equal.to at least one and twenty -hundredths
(1.20) times the average annual requirements for principal and
interest on all the Bonds then outstanding and payable from such
pledged revenues.
(d) The estimated average annual net revenues of the
facility or facilities to be constructed and acquired with the
proceeds of such additional bonds (and any other funds pledged
and set aside for such purpose), when added to the estimated
future average annual net revenues of the then existing System
shall be at least one and twenty -hundredths (1.20) times the average
annual debt service requirements for principal and interest on all
outstanding Bonds payable from the revenues of the System and on the
additional bonds proposed to be issued. Estimates of future revenues
and operating expenses shall be furnished by recognized independent
consulting engineers and approved by the Board of County Commis-
sioners of the Issuer, and shall be forecast over a period of not
exceeding, ten years from the date of the additional bonds proposed
to be issued. Provided, however, the conditions provided by this
paragraph and by the next preceding paragraph (c) may be waived or
modified by the written consent of the holders of seventy-five per
centum (75.) of the Bonds then outstanding.
(3) The Issuer hereby covenants and agrees that in
the event additional series of parity bonds are issued, it will
provide that the parity bonds shall mature according to a schedule
which most closely approximates equal annual installments of com-
bined principal and interest payments for such parity bonds and all
other Bonds payable from the revenues of the System; it will adjust
the required deposits into and the maximum amount to be maintained
in the Sinking Fund, includinc] the Reserve Account therein, on the
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same basis as hereinabove prescribed, to reflect the average annual
debt service on the additional bonds; and it will make such addi-
tional bonds payable as to principal on September 1 of each year in
which principal falls due and the coupons attached thereto payable
on September 1 of each year. If in any subsequently issued series
of bonds secured by a parity lien on the revenuer of.• the System,
it is provided that excess revenues shall be used to redeem bonds in
advance of scheduled maturity, or if the Issuer at its option
undertakes to redeem outstanding bonds in advance of scheduled
maturity, the Issuer covenants that calls of bonds will be
applied to each series of bonds on an equal pro rata basis
(reflecting the proportion that the amount originally issued of
each series bears to the amount originally issued of each of the
other series) to the extent that this may be accomplished in
accordance with the call provisions of the respective bond series,
but the Issuer shall have the right to call any or all outstand-
ing bonds which may be called at par prior to calling any bonds
that are callable at a premium.
(I). Disposal of Facilities. The Issuer covenants and
agrees that, so long as any of the Bonds are outstanding, it
will maintain its corporate identity and existance and will not
sell or otheniise dispose of any of the System facilities or any
part thereof, and, except as provided for above, it will not
create or permit to be created any charge or lien on the revenues
thereof ranking equal or prior to the charge or lien of the Bonds.
Notwithstanding the foregoing, the Issuer may at any time per-
manently abandon the use of, or sell at fair market value, any
Of its System facilities, provided that:
(a) It. is in compliance with all covenants and under-
takings in connection with all of its Bonds then outstanding and
payable from the revenues of the System, and the debt service
reserve for such Bond; has been fully established;
(b) It Will, in the event of sale, apply the proceeds
to either (1) redemption of outstanding Bonds .in accordance with
the provision; governing paynu nt of: Bonds in advance of maturity,
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or (2) replacement of the facility so disposed of by another
® facility the revenues of which shall be incorporated into the
System as hereinbefore provided;
• (c) It is certified, prior to any abandonment of use,
that the facility to be abandoned is no longer economically
• feasible of producing net revenues; and
(d) It certified that the estimated net revenues of
the remaining System facilities for the next succeeding fiscal
Year, plus the estimated net revenues of the facility, if any,
to be added to the System, satisfy the earnings test hereinbefore
provided in the Section governing issuance of additional parity
bonds.
(J) Insurance on System. While any of the Bonds shall
remain outstanding, the Issuer shall carry at least the following
insurance coverage:
(1) Fire and extended coverage on the insurable
portions of the System, in amounts sufficient to provide for not
less than full recovery whenever a loss from perils insured against
does not exceed eighty per centum .(80%) of the full insurable value
of the damaged facility; and flood damage insurance shall be car-
ried to the full insurable value, as recommended by consulting
engineers, of all property of the System which may be subject to
flood damage and shall be situated in a flood plain area.
(2) Public liability insurance relating to the operation
of the System, with limits of not less than $100,000 for one person
and $.300,000 for more than one person involved in one accident, to
protect the Issuer from claims for bodily injury and/or death, and
not..less than $10,000 for claims for damage to property of others
which may arise from the Issuer's operation of the System.
(3) If the Issuer owns or operates a vehicle in the
operation of the System, vehicular public liability insurance with
limits of not less than $100,000 for one person and $300,000 for
more than one person involved in one accident to protect the Issuer
from claims for bodily injury and death, and not less than $10,000
against claims for damage to property of: others which may arise from
the Issuer's operation of vehicles.
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All such insurance shall be carried for the benefit of the
holders of the Bonds. All money received by the Issuer by reason
of insurance coverage, except liability coverage, shall be deposited
to the credit of the Reserve: Account and is hereby pledged by the
Issuer as security for the Bonds, until and unless such proceeds are
used to remedy the loss or damage for which such proceeds are re-
ceived, either by repairing the property damaged or replacing the
property destroyed within ninety (90) days from the receipt of such
proceeds.
(K) Maintenance of Svstem. The Issuer will complete the
construction of the Project in an economical and efficient manner
with all practicable dispatch, and thereafter will maintain the
System in good condition and continuously operate the same in an
efficient manner and at a reasonable cost.
(I,) No Free Services. The Issuer will not render or
cause to be rendered any free services of any nature by its
System, nor will any preferential rates be established for users
of the same class; and if the Issuer shall avail itself of the
facilities or services provided by the System, or any part
thereof, then the same rates, fees or charges applicable to other
customers receiving like service under similar circumstances
shall be charged to the Issuer. Such charges shall be paid as
they accrue, and the Issuer shall transfer from its general funds
sufficient sums to pay such charges. The revenues so received
shall be deemed to be revenues derived from the operation of the
System, and shall be deposited and accounted for in the same
manner as other revenues derived from such operation of the
System.
(M) Failure of User. to Pav for Services. Upon failure
of any user of any product, services or facilities of the System
to pay for the same within sixty (60) days after. the Issuer
shall have billed such user therefor, the Issuer shall shut off
the connection of such user and shall not furnish him or permit
him to receive from the System further service until all obli-
gations owed by him to the Issuer on account: of servic_c, including
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disconnection and reconnection charges, shall have been paid in
• full. This covenant shall not, however, prevent the Issuer
.from causing any System connection to be shut off sooner.
® (N) Enforcement of Collections. The Issuer will Bili -
gently enforce and collect the rates, fees and other charges for
the services and facilities of the System; and will take all steps,
actions and proceedings for the enforcement and collection of
such rates, charges and fees as shall become delinquent to the
full extent permitted or authorized by law; and will maintain
accurate records with respect thereof. All such fees, rates,
charges and revenues herein pledged shall, as collected, be held
in trust to be applied as provided in this instrument and not
otherwise.
(0) Sufficiency of Rates. The Issuer covenants and
agrees that it will fix, establish, revise from time to time
whenever necessary and maintain always such fees, rates, rentals
and other charges for the use of the product, services and
facilities of the System which will always produce cash revenues
sufficient to pay, and out of such funds pay, as the same shall
become due, the principal of and interest on the Bonds, the nec-
essary expenses of operating and maintaining the System and all
reserve, Sinking Fund or other payments required by this instrument;
and that such rates, fees, rentals or other charges will not be
reduced so as to be insufficient to provide funds for such purposes.
(P) Compliance with Laws and Regulations. The Issuer
covenants and agrees to perform and comply with, in every respect,
the Loan and Grant Agreements which it might have with the
Government or with any other governmental agency, and all applicable
Federal and State Laws and regulations.
(�) Remedies. Any holder of the Bonds or any coupons
appertaining thereto issued under the provisions of this instru-
ment, or any trustee acting for the holders of such Bonds and
coupons, may either at law or in equity, by suit, action, mandamus
or other• proceedings in any court of competent jurisdiction,
protect and enforce any and all right., including the right to
the appointment of a receiver, existin<T under the Laws of the
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State of Florida, or granted and contained in this instrument,
and may enforcr_ and compel the performance of all duties re-
quired by this instrument or by any applicable State or Federal
statutes to be performed by the Issuer or by any officer thereof.
Nothing herein, however, shall be construed to grant to
• any holder of such Bonds or coupons any lien on any real property
Of the Issuer.
(R) Records and Audits. The Issuer shall keep books
and records of the revenues of the System, which such books and
records shall be kept separate and apart from all other books,
records and accounts of the Issuer, and any holder of a Bond or
Bonds or the coupons applicable thereto issued pursuant to this
.instrument shall have the right to, at all reasonable times, inspect
all records, accounts and data of the Issuer relating thereto.
So long as any of the Bonds shall be outstanding, the
Issuer will furnish on or before ninety (9 0) days after the
close of each Fiscal Year, to any bondholder who shall request the
same in writing, copies of any annual audit report prepared by an
independent certified public accountant or an auditing official
of the State of Florida, covering for the preceding Fiscal Year,
in reasonable detail, the financial condition and record of
operation of the System and any other facilities the revenues
of which are pledged to the payment of the Bonds.
(S) Connection with System. The Issuer will, to the
full extent permitted by law, require all lands, buildings,
residences and structures within its corporate limits which can
use the facilities and services of the System to connect there-
with and use the facilities and services thereof and to cease
the use of all other facilities. The Issuer will not grant a
franchise for the operation of any competing water or sewer
System until all Bonds issued hereunder, together with interest
thereon, shall have been paid in full.
(T) Fidelity Bond. The Issuer will require each employee
who may have possession of the revenues of the System to be covered
by a fidelity bond written by a responsible indemnity company in an
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amount fully adequate to protect the Issuer from loss.
(U) Government Approval of Extensions and L•'inancing.
Anything herein to the contrary notwithstanding, while the
Government is the holder of any of the Bonds, the Issuer will
not borrow any money from .any source or enter into any contract
or agreement or incur any other liability in connection with
making extensions or improvements other than normal maintenance
of the System, or make .any extensions or enlargements of the
System, or permit others to do so, without obtaining the prior
written consent of the Government.
(V) Reimbursement of Advances and Interest Thereon.
While the Government shall. be the holder of any of the Bonds,
the Government shall have the right to make advances for the
payment of insurance premiums and/or other advances which, in
the opinion of the Government, may be required to protect the
Government's security interest. In the event of any such
advances, the Issuer covenants and agrees to repay the same,
together with interest thereon at the same rate per annum as
specified in the Bonds, upon demand made at any time after
any such expenditure by the Government. Any such amount due
the Government shall take priority over any other payments from
the Reserve Account.
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ARTICLE IV
MISCELLANEOUS PROVISIONS
4.01. Modification or. Amendment. No material modifi-
cation or amendment of this instrument or of any instrument
amendatory hereof or supplemental hereto, may be made without
0 the consent in writing of the holders of two-thirds or more in
principal amount of the Bonds then outstanding; provided, however,
that no modification or amendment shall permit a change in the
maturity of such Bonds or a reduction in the rate of interest
thereon, or in the amount of the principal obligation, or affect
the unconditional promise of the Issuer to charge and collect
such rates, fees and charges for the use of the product, services
and facilities of the System and apply the same as herein provided,
or reduce the number of such Bonds the written consent of the
holders of which are required by this Section for such modifi-
cations or amendments, without the consent of the holders of
all. such Bonds.
4.02 Creation of Superior Liens. The Issuer covenants
that except as herein provided it will not issue any other Bonds,
certificates or obligations of any kind or nature or create or
cause or permit to be created any debt, lien, pledge, assignment
or encumbrance or charge payable from or enjoying a lien upon the
revenues of the System ranking prior and superior to the lien
created by this instrument for the benefit of the Bonds.
4.03 Severability of Invalid Provisions. If any one
or more of the covenants, agreements or provisions of this
instrument or of the Bonds should be held contrary to any express
pi:uvision of law or contrary to the policy of express law, though
not expressly prohibited, or against public policy, or shall for
any reason whatsoever be held invalid, then such covenants,
agreements or provisions shall be null and void and shall be
deemed separate from the remaining covenants, agreement:-- or pro-
visions of this instrument and of the Bonds.
4.04 Val.i(lat-Jon Authorized. The I :suet's Attorney is
hereby authorized and directed to institute appropriate proecedincl::
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in the Circuit Court for Indian River County, Florida, for the valida-
tion of the Bonds.
4.05 Sale of Bonds. The Bonds are hereby sold and
awarded to the Government at the price of par and bearing
interest at the rate of five per centum (52) per annum.
4.06 Conflicts Repealed. All resolutions or parts of
resolutions in conflict herewith are hereby repealed.
4.07 Effective bate. This instrument shall take effect
immediately upon its passage.
Adopted: January 23, 1978
2 St
i
EXTRACTS Pit04,-1 'rilE• til :fU'1'I::S OF A Special
MEETIt1G OF THE Board of County Co:mnissioners
OF Indian River County, Florida
HELD ON THE 23rd DAY OF January � W, 19 78
The Board of County Commissioners
of Indian River County, Florida
met in Special meeting at Indian River County Courthouse
in the City of Vero Beach _ Florida at
9:00 o'clock A .M. on the 23rd day of January
19 78, the place, hour, and date duly established for the hold-
ing of such meeting.
The Chairman called the meeting to order
and on roll call the following answered present:
T3 d 7 7 :...., n' f.r..A+-La Tr• -
Alma Lee Loy
Edwin S. Schmucker
R. Don Deelon
and the Following were absent:
Willard W. Siebert, Jr.
The. -Chairman declared a quorur.. present.
A Resolution entitled: RESOLUTION NO. 78-6
Resolution providing for the acquisition of a water and sewer
system in Indian River County, Florida, and the construction
and erection of extensions and improvements thereto; authorizing
the issuance by the County of not exceeding $402,500 water and
sewer revenue bonds, series 1979, to finance a part of the cost_
thereof; pledging the gross revenues of such system to secure
payment of the principal of and interest on the bonds; and
providing for the rights of the'holders of the bonds.
was introduced by Mr. William C: Wodtke, Jr.
Said Resolution was thon read in full cnd discussed
and considered.
The Chairman thereupon declared the motion
carried and the Resolution adopted as introduced and read.
There being no further business to come before the
meeting, upon motion duly made and seconded, the meeting was
adjourned.
/ s
Hips Alma Lee Loy then
moved the adoption
of the Resolution
I
as introduces] and read. Mr. Schmucker
seconded
the motion, and, on roll call, the
following voted "Aye":
R. Don
Deeson, Edwin S. Schmucker, Alma Lee
Loy and William C.
40
Wodtke,
Jr.
i
and the
following voted "Nay":
None
The Chairman thereupon declared the motion
carried and the Resolution adopted as introduced and read.
There being no further business to come before the
meeting, upon motion duly made and seconded, the meeting was
adjourned.