HomeMy WebLinkAbout1981-031RESOLUTION NO. 91 -al
A RESOLUTION PROVIDING FOR COMPLETION OF THE
RECONSTRUCTION, ALTERATION, FURNISHING AND
EQUIPPING OF A COURTHOUSE ANNEX IN INDIAN
RIVER COUNTY, FLORIDA; AUTHORIZING THE ISSUANCE
OF NOT EXCEEDING $725,000 CAPITAL IMPROVEMENT
REVENUE BONDS, SERIES 1981, TO FINANCE THE
COST THEREOF; AND PROVIDING FOR THE PAYMENT OF
THE PRINCIPAL OF AND INTEREST ON SUCH BONDS
FROM THE RACE TRACK FUNDS AND JAI ALAI FRONTON
FUNDS ACCRUING ANNUAI:LY TO INDIAN RIVER
COUNTY, FLORIDA, PURSUANT TO LAW, AND CERTAIN
INVESTMENT INCOME; PROVIDING FOR THE RIGHTS OF
THE HOLDERS OF SAID BONDS.
of IT RESOLVED BY THE BOARD OF COUNTY COMMISSIONERS OF
INDIAN RIVER COUNTY, FLORIDA (hereinafter referred to as "Board"),
that:
SECTION 1. AUTHORITY FOR RESOLUTION. This resolution
is adopted pursuant to the provisions of Chapter 125, Florida
Statutes, Indian River County Ordinance No. 77-19 enacted August
3, 1977, and effective August 9, 1977, as amended, and other
applicable provisions of law.
SECTION 2. DEFINITIONS. The following terms shall have
the following meanings herein, unless the text otherwise expressly
requires. Words importing singular number shall include the
plural number in each case and vice versa, and words importing
persons shall include firms and corporations.
Florida.
A. "Issuer" or "County" shall mean Indian River County,
B. "Board" shall mean the Board of County Commissioners
of Indian River County, Florida.
C. "Act" shall mean Chapter 125, Florida Statutes,
Indian River County Ordinance No. 77-19, enacted August 3, 1977,
and effective August 9, 1977, as amended, and other applicable
provisions of law.
D. "Resolution" shall mean this resolution.
E. "Obligations" shall mean the Capital Improvement
Revenue Bonds, Series 1981, herein authorized to be issued.
F. "Prior Lien Obligations" shall mean the outstanding
$4,350,000 Capital Improvement Revenue Bonds, Series 1980, dated
April 1, 1980, having a prior lien upon the Race Track Funds and
Jai Alai Fronton Funds.
G. "Holder of Obligations" or "Holders" or any similar
term shall mean any person who shall be the bearer or owner of
any outstanding Obligation or Obligations registered to bearer,
or not registered, or the registered owner of any such Obligation
or Obligations which shall at the time be registered other than
to bearer.
H. "Race Track Funds and Jai Alai Fronton Funds" shall
mean that portion of the Race Track Funds and Jai Alai Fronton
Funds accruing annually to the County under the provisions of
Chapters 550 and 551, Florida Statutes, and allocated to the
Board pursuant to law.
I. "Authorized investments" shall mean any of the
following if and to the extent the same are at the time legal for
investment of municipal funds; (a) direct obligations of or obli-
gations guaranteed by the United States; (b) bonds, debentures or
notes issued by any of the following federal agencies: Bank for
Cooperat .._s
..r,,..�,,.A„��; ccu'erdi Intermediate Credit Banks; Federal Home
Loan Bank System Export-import Bank of Washington; Federal Land
Banks; or the Federal National Mortgage Association (including
Participation Certificates); (c) Public Housing Bonds, Temporary
Notes, or Preliminary Loan Notes fully secured by contracts with
the United States; (d) full faith and credit obligations of any
State, provided that at the time of purchase such obligations
are rated in either of the two highest rating categories by two
nationally recognized bond rating agencies; (e) corporate deben-
tures rated in the highest rating category by two nationally
recognized bond rating agencies; or (f) time deposits represented
by certificates of deposit fully secured in the manner provided
by the laws of the State of Florida.
J. "Fiscal year" shall mean the period commencing on
October 1 of each year and ending on the succeeding September 30,
or such other period as is at the time prescribed by law.
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SECTION 3. FINDINGS. It is hereby found and determined
as follows:
A. It is necessary and desirable to complete the
reconstruction, alteration, furnishing and equipping of existing
capital facilities of the County for use as an Administration
Building, Courthouse and Annexes (hereinafter referred to as
"Project"), in accordance with the plans and specifications of
Connell Metcalf & Eddy, Coral Gables, Florida, Architects, now on
file with the Clerk of the Board.
B. The County is authorized to pledge that portion of
the Race Track Funds and Jai Alai Fronton Funds accruing annually
to Indian River County under the provisions of Chapters 550 and
551, Florida Statutes, as allocated to the Board pursuant to law,
and the income from the investment of monies in the funds and
accounts hereinafter established to pay the principal of and
interest on the Obligations to be issued as hereinafter set forth.
Said Race Track Funds and Jai Alai Fronton Funds are not pledged
or encumbered in any manner except to the payment of the prin-
cipal of and interest on the Prior Lien Obligations.
C. The estimated cost of completing such Project, as
above described, is the sum of Seven Hundred Twenty -Five Thousand
Dollars ($725,000). Such cost, in addition to the specific items
contained in the plans and specifications, may be deemed to in-
clude the acquisition of any land or interest therein, or of any
fixtures or equipment, or properties necessary or convenient
therefor; expenses for estimates of costs and of revenues; expen-
ses for plans, specifications and surveys; administrative expenses;
interest on the Obligations proposed to be issued prior to, during,
and for not exceeding one year following the completion of the
Project; establishment of reasonable reserves for debt service;
bond discount, if any; municipal bond insurance, if any; and such
other expenses as may be necessary or incidental for the financing
authorized by this Resolution, the undertaking of the Project,
and the placing of the same in operation.
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D. The principal of and interest on the obligations to
be issued pursuant to this Resolution and all other payments pro-
vided for herein will be payable solely from the Race Track Funds
and Jai Alai Fronton Funds and the income from the investment of
monies in the funds and accounts hereinafter established in the
manner herein provided.
E. Neither the Board nor the County will be required to
levy taxes on any real property within the County to pay the
principal of and interest on the Obligations or to make any other
payments provided for herein. The Obligations issued pursuant to
this Resolution shall not constitute a lien upon any properties
of the Board or any properties of or in the County.
SECTION 4. RESOLUTION TO CONSTITUTE CONTRACT. In con-
sideration of the acceptance of the Obligations authorized to be
issued hereunder by those who shall hold the same from time to
time, this Resolution shall be deemed to be and shall constitute
a contract between the County and such Holders. The covenants
and agreemcnts herein seL forth to be performed by the County
shall be for the equal benefit, protection and security of the
legal Holders of any and all of such Obligations and the coupons
attached thereto, all of which shall be of equal rank and without
preference, priority, or distinction of any of the Obligations or
coupons over any other thereof, except as expressly provided
therein and herein.
SECTION 5. AUTHORIZATION OF OBLIGATIONS. Subject and
pursuant to the provisions of this Resolution, obligations of the
County to be known as "Capital Improvement Revenue Bonds, Series
1981" herein sometimes referred to as "Obligations," are hereby
authorized to be issued in an aggregate principal amount not
exceeding Seven Hundred Twenty -Five Thousand Dollars ($715,000).
SECTION 6. DESCRIPTION OF OBLIGATIONS. The Obligations
shall be numbered consecutively from one upward; shall be in the
denomination of $5,000 each; shall be dated; shall bear interest,
payable semi-annually, at such rate or rates not exceeding the
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maximum legal rate allowable by law; and shell mature on such
date in such years and amounts, all as shall be determined by
subsequent resolution of the Board adopted on or prior to the
sale of the Obligations. Such Obligations shall be issued in
coupon form; shall be payable with respect to both principal and
interest at a place or places to be determined by the Board prior
to the delivery of the Obligations; shall be payable in lawful
money of the United States of America; and shall bear interest
from their date, payable in accordance with and upon surrender of
the appurtenant interest coupons as they severally mature.
SECTION 7. EXECUTION OF OBLIGATIONS AND COUPONS. The
Obligations shall be executed in the name of the County by the
Chairman of the Board and countersigned and attested by its
Clerk, and its corporate seal or facsimile thereof shall be
affixed thereto or reproduced thereon. The facsimile signatures
of the Chdirman or the Clerk may be imprinted or reproduced on
the Obligations, provided that at least one signature required to
he placed therco n t -u
shall -
c —auanuaiiy subscribed. In case any one
or more of the officers who shall have signed or sealed any of
the Obligations shall cease to be such officer of the Board
before the Obligations so signed and sealed shall have been
actually sold and delivered, such Obligations may nevertheless be
sold and delivered as herein provided and may be issued as if the
person who signed or sealed such Obligations had not ceased to
hold such office. Any Obligation may be signed and sealed on
behalf of the County by such person who at the actual time of the
execution of such Obligations shall hold the proper office in the
County, although at the date of such Obligations such person may
not have held such office or may not have been so authorized.
The coupons attached to the Obligations shall be authen-
ticated with the facsimile signature of any present or future
Chairman of the Board, and the validation certificate on said
Obligations shall be executed with the facsimile signature of said
Chairman. The Board may adopt and use for such purposes the fac-
s
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simile signature of any person who shall have been such Chairman
at any time on or after the date of the Obligations, not-
withstanding that he may have ceased to be such officer at the
time such Obligations shall be actually sold and delivered.
SECTION 8. NEGOTIABILITY AND REGISTRATION. The
Obligations issued hereunder shall be and shall have all of the
q ualitles and incidents of negotiable instruments under the law
merchant and the laws of the State of Florida, and each suc-
cessive Holder, in accepting any of said Obligations or the
coupons appertaining thereto, shall be conclusively deemed to
have agreed that such Obligations shall be and shall have all of
the qualities and incidents of negotiable instruments under the
law merchant and the laws of the State of Florida.
The Obligations may be registered at the option of the
Holder as to principal only at the office of the Clerk of the
Board, as Registrar, or with such other registrar as may be sub-
sequently designated by such Board, such registration to be noted
on the back of the Obliaationc in the space provideti therefor.
After such registration as to principal only, no transfer of the
Obligations shall be valid unless made at said office by the
written assignment of the registered owner, or by his duly
authorized attorney in a form satisfactory to the Registrar, and
similarly noted on the Obligations, but the Obligations may be
discharged from registration by being in like manner transferred
to bearer and thereupon transferability by delivery shall be
restored. At the option of the Holder, the Obligations may
thereafter again from time to time be registered or transferred
to bearer as before. Such registration as to principal only
shall not affect the negotiability of the coupons which shall
continue to pass by delivery.
SECTION 4. OBLIGATIONS MUTILATED, DESTROYED, STOLEN OR
LOST. In case any Obligation shall become mutilated, or be
destroyed, stolen or lost, the County may, in its discretion,
issue and deliver a new Obligation with all unmatured coupons
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attached of like tenor as the Obligation and attached coupons, if
any, so mutilated, destroyed, stolen or lost, in exchange and
substitution for such mutilated Obligation, upon surrender and
cancellation of such mutilated Obligation and attached coupons,
if any, or in lieu of and substitution for the Obligation and
attached coupons, if any, destroyed, stolen or lost, and upon the
Holder furnishing the County proof of his ownership thereof and
satisfactory indemnity and complying with such other reasonable
regulations and conditions as the County may prescribe and paying
such expenses as the County may incur. All Obligations and
coupons so surrendered shall be cancelled by the Clerk of the
Board. If any such Obligations or coupons shall have matured or
be about to mature, instead of issuing a substitute Obligation or
coupon, the County may pay the same, upon being indemnified as
aforesaid and if such Obligation or coupon be lost, stolen or
destroyed, without surrender thereof.
Any such duplicate Obligations and coupons issued pur-
suant to-
ti,io section shall constitute original, additional,
contractual obligations on the part of the County whether or not
the lost, stolen or destroyed Obligations or coupons be at any
time found by anyone, and such duplicate Obligations and coupons
shall be entitled to equal and proportionate benefits and rights
as to lien on and source and security for payment from the funds,
as hereinafter pledged, to the same extent as all other
Obligations and coupons issued hereunder.
SECTION 1U. PROVISION FOR REDEMPTION. The Obligations
of any maturity may be made subject to redemption prior to their
specified date of maturity, at the option of the County, at such
prices and under such terms and conditions as shall be fixed by
resolution or resolutions of the County adopted at or prior to
the sale thereof.
Notice of such redemption (i) shall be published at
least thirty (30) days prior to the redemption date in a finan-
cial journal published in the Borough of Manhattan, City and
r
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State of New York, (ii) shall be filed with the paying agents for
said Obligations, and (iii) shall be mailed, postage prepaid, to
all registered owners of Obligations to be redeemed at their
addresses as they appear on the registration books hereinabove
provided for. Interest shall cease to accrue on any Obligations
duly called for prior redemption on the redemption date, if
payment thereof has been duly provided for.
SECTION 11. FORM OF OBLIGATIONS AND COUPONS. The text
of the Obligations, the interest coupons and the certificate of
validation to appear thereon shall be in suustantially the
following form, with such omissions, insertions and variations as
may be necessary and desirable and authorized or permitted by
this Resolution or in any subsequent resolution adopted prior to
the issuance thereof:
A
a
No.
$5,000
UNITED STATES OF AMERICA
STATE OF FLORIDA
INDIAN RIVER COUNTY
CAPITAL IMPROVEMENT REVENUE BOND, SERIES 1981
KNOW ALL MEN BY THESE PRESENTS, that Indian River County,
Florida (hereinafter referred to as "County"), for value received
hereby promises to pay to the bearer; or if this bond be regis-
tered, to the registered holder as herein provided, on the first
day of , 19 , Lolel_y from the special funds hereinafter
mentioned, the principal sum of
FIVE THOUSAND DOLLARS
and to pay interest thereon from the date of this bond until
payment of such principal sum at the rate of
per centum ( 8) per annum, payable semi-annually on the first
day of and the first day of of each year upon the
presentation and surrender of the annexed coupons as they
severally fall due. Both principal of and interest on this bond
are payable at
in lawful money of the United States of America.
This bond is one of an authorized issue of bonds, in an
aggregate principal amount not exceeding Seven Hundred Twenty -Five
Thousand Dollars ($725,000), of like date, tenor and effect
except as to number, interest rate (if all bonds do not bear the
same rate), and date of maturity, issued to finance the cost of
completing the reconstruction, alteration, furnishing and
equipping of an Administration Building, Courthouse and Annexes
in the County, under the authority of and in full compliance with
the Constitution and Statutes of the State of Florida, including
particularly Chapter 125, Florida Statutes, County Ordinance No.
77-19, enacted August 3, 1977, and effective August 9, 1977, as
amended, and other applicable provisions of law, and a resolution
duly adopted by the Board of County Commissioners of such County
(the "Board") on the day of , 1981, as
supplemented (hereinafter collectively called "Resolution."), and
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is subject to all the terms and conditions of such Resolution.
This bond and the coupons appertaining thereto are
payable solely from and secured by a lien upon and a pledge of
10
that portion of the Race Track Funds and Jai Alai Fronton Funds
4 Go
accruing annually to the County under the provisions of Chapters
550 and 551, Florida Statutes, and allocated to the Board pur-
suant to law and the income from the investment of monies held in
the funds and accounts established by the Resolution. This bond
A does not constitute an indebtedness of the Board or of the County
within the meaning of any constitutional, statutory or charter
provision or limitation.
The lien of the holders of the bonds of this issue on
said Race Track Funds and Jai Alai Fronton Funds is junior and
subordinate to the lien thereon of the holders of the outstanding
Capital Improvement Revenue Bonds, Series 1980, dated April 1,
1980.
It is expressly agreed by the holder of this bond that
such holder shall never have the right to require or compel the
levy of ad valorem taxes for the payment of the principal of and
interest on this bond or for the making of any sinking fund,
reserve or other payments provided for in the Resolution. This
bond and the indebtedness evidenced thereby shall not constitute
a lien upon any property of the Board or upon any property of or
in the County but shall constitute a lien only upon the portion
of the Race Track Funds and Jai Alai Fronton Funds accruing
annually to the County and the income from investments in the
funds and accounts established by the Resolution in the manner
above recited.
It is hereby certified and recited that all acts, con-
ditions and things required to exist, to happen and to be per-
formed precedent to and in the issuance of this bond exist, have
happened and have been performed in regular and due form and time
as required by the Statutes and Constitution of the State of
Florida applicable thereto, and that the issuance of this bond
0
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and of the issue of bonds of which this bond is one does not
violate any constitutional or statutory limitation; further, that
the issuance of this Bond, and of the issue of Bonds of which
this Bond is one, has been approved under the provisions of
Chapter 80-98, Laws of Florida, Acts of 1980.
This bond and the coupons appertaining thereto are and
have all the qualities and incidents of a negotiable instrW*ment
under the law merchant and the laws of the State of Florida.
—
( ii,scrt Redemption Provisions
Notice of such redemption shall be given in the manner
required by the Resolution.
This bond may be registered as to principal only in
accordance with the provisions endorsed hereon.
IN WITNESS WHEREOF, Indian River County, Florida, has
issued this bond and has caused the same to be executed by the
Chairman of its Board of County Commissioners and attested and
countersigned by the Clerk of such Board, either manually or with
their facsimile signatures, and its corporate seal or a facsimile
thereof, to be affixed, impressed, imprinted, lithographed or
reproduced hereon, and has caused the interest coupons hereto
attached to be executed with the facsimile signature of said
Chairman, all as of the first day of , 19_
INDIAN RIVER COUNTY, FLORIDA
ATTESTED AND COUNTERSIGNED:
Clerk, Board of County
Commissioners
By:
Chairman, Board of County
Commissioners
a
a
FORM OF COUPON
No. $
Unless the bond to which this coupon is attached is
callable and has been duly called for prior redemption and provi-
sion duly made for the payment thereof, on the first day of
19 , Indian River County, Florida, promises to
pay to bearer at _
from the funds described in the bond to which this coupon is
attached, the amount shown hereon, in lawful money of the United
States of America, upon presentation and surrender of this coupon,
being six months' interest then due upon its Capital Improvement
Revenue Bond, Series 1981, dated 1, 19_, numbered
--
(SEAL)
Chairman, Board of County Com-
missioners, Indian River County,
Florida
FORM OF VALIDATION CERTIFICATE
This bond is one of a series of bonds which were vali-
dated and confirmed by judgment of the Circuit Court for Indian
River County, Florida, rendered on
19
Chairman, Board of County Com-
missioners, Indian River County,
Florida
REGISTRATION PROVISION
This bond may be registered as to principal only in the
name of the Holder on the books to be kept by the Clerk of the
Board of County Commissioners of Indian River County, Florida, as
Registrar, or such other Registrar as may be subsequently
designated by such Board, such registration being noted hereon by
such Registrar in the registration blank below, after which no
transfer shall be valid unless made by the registered holder, or
his attorney duly authorized, and noted on said books and in the
registration blank below, but it may be discharged from registra-
A
tion by being transferrers to bearer after which it shall be
transferable by delivery, but it may be again registered as
before. Such registration shall not restrain the negotiability
of the coupons by delivery.
DATE Or IN WHOSE NAME SIGNATURE OF
REGISTRATION REGISTERED REGISTRAR
A
SECTION 12. SECURITY FOR OBLIGATIONS. The principal of
and interest on the Obligations shall be secured forthwith
equally and ratably by a lien upon and a pledge of all of the
portion of Race Track Funds and Jai Alai Fronton Funds, as
defined herein, accruing annually to the County under the provi-
sions of Chapters 550 and 551, Florida Statutes, and allocated to
the Board pursuant to law and the income from the investment of
monies held in the various funds and accounts hereinafter
established in Section 14 hereof. The County hereby irrevocably
pledges such funds to the payment of the principal of and
interest on the Obligations issued hereunder.
The lien of the bonds issued hereunder on said Race
Track Funds is junior and subordinate to the lien thereon of the
outstanding Prior Lien Obligations.
SECTION 13. OBLIGATIONS NOT DEBT OF BOARD OR COUNTY.
Neither the Obligations nor coupons shall be or constitute
general obligations or indebtedness of the Board or of the
County within the meaning of any constitutional or statutory
lJ_J+,a,:_�
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�:,� iiuJCUICUllCSS, i7uc Shall be payable solely from and
secured by a first lien upon and a pledge of that portion of the
Race Track Funds and Jai Alai Fronton Funds accruing annually to
the County under the provisions of Chapters 550 and 551, Florida
Statutes, and allocated to the Board pursuant to law and the
income from the investment of monies held in the various funds
and accounts hereinafter established in Section 14 hereof. No
holder or holders of any Obligations issued hereunder or of any
coupons appertaining thereto shall ever have the right to compel
the levy of ad valorem taxes to pay the Obligations or interest
thereon or for the making of any other payments provided for in
this Resolution.
SECTION 14. COVENANTS OF THE COUNTY. For as long as
any of the principal of and interest on any of the Obligations
shall be outstanding and unpaid or until there shall have been
set apart in the Sinking Fund, herein established, including the
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Reserve Account therein, a sum sufficient to pay whey► due the
entire principal of the Obligations remaining unpaid, together
with interest accrued or to accrue thereon, the County covenants
with the holders of any and all Obligations as follows:
A. SINKING FUND. Promptly after issuance of any of the
Obligations the County, in each Fiscal Year, after making all
payments required by the resolution which authorized the Prior
Lien Obligations, will deposit all of the remaining Race Track.
Funds and Jai Alai Fronton Funds and other surplus moneys not
needed for said Prior Lien Obligations into a special fund which
is hereby created and designated "Indian River County Capital
Improvement Revenue Bonds, Series 1981, Sinking Fund"
(hereinafter referred to as the "Sinking Fund").
B. DISPOSITION OF RACE TRACK FUNDS. All Race Track
Funds and Jai Alai Fronton Funds at any time remaining on deposit
in the Sinking Fund shall be disposed of commencing with the
Fiscal Year 1980-1981, only in the following manner and in the
following order of priority:
(1) Moneys on deposit in the Sinking Fund shall first
be used to pay all interest becoming due and payable on the
Obligations during the current Fiscal Year and the principal
amount of Obligations which will become due and payable on the
next principal maturity date.
(2) Moneys remaining in the Sinking Fund shall next be
applied by the County to maintain a Reserve Account in said
Sinking Fund, which Reserve Account is hereby created and
established, in an amount equal to the maximum amount of prin-
cipal and interest which will mature and come due on the
Obligations in any ensuing Fiscal Year, which such sum shall be
initially provided from the proceeds of the sale of the obliga-
tions. No further payments shall be made into such Reserve
Account when there has been deposited therein and as long as
there shall remain on deposit therein a sum equal to the maximum
amount of principal and interest which will mature and come due
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on the Obligations in any ensuing Fiscal Year.
Any withdrawals from the Reserve Account shall be sub-
sequently restored from the first moneys available in the Sinking
Fund after all required current payments into the Sinking Fund,
including all deficiencies for prior payments; have been made in
full.
Moneys in the Reserve Account shall be used only for the
purpose of the payment of maturing principal of or interest on
the Obligations when the moneys in the Sinking Fund are insuf-
ficient therefor, and for no other purpose.
The County shall not be required to make any further
payments into the Sinking Fund or into the Reserve Account when
(i) the aggregate amount of moneys in such Sinking Fund and the
Reserve Account therein are at least equal to the aggregate prin-
cipal amount of Obligations then outstanding, plus the amount of
interest then due or thereafter to become due on such Obligations
then outstanding or (ii) the County shall have made provision for
payment of the Obligations as provided in Section 17 of this
Resolution.
(3) The balance of any moneys remaining in the Sinking
Fund after the above required current payments have been made
shall be considered surplus funds and shall be deposited by the
County into a special account to be known as the "Surplus Race
Track Funds Account" (hereinafter called the "Surplus Account").
The moneys on deposit in said Surplus Account shall first be
used, prior to any interest or principal payment date, to imple-
ment the Sinking Fund and the Reserve Account to the extent of
any deficiencies therein. Thereafter in each Fiscal Year, on the
principal maturity date of the Obligations, any moneys remaining
on deposit in said Surplus Account shall be used for the purchase
of Obligations of any maturity at not exceeding the redemption
price of the Obligations on the next succeeding redemption date
and, commencing on the first date on which the Obligations become
redeemable, for the redemption of Obligations in the manner pro-
vided in Section 10 hereof; provided, however, that no such
purchase or redemption of Obligations shall be made unless there
is on deposit in said Surplus Account sufficient moneys to purchase
or redeem at least $5,000 principal amount of Obligations.
The purchase or redemption price, including redemption
premium, if any, of Obligations so purchased or redeemed shall be
paid from the Surplus Account and the interest accrued to the
date of such purchase or the date fixed for redemption shall be
paid from the Sinking Fund.
Until such time as the Obligations become redeemable, in
each Fiscal Year, not less than thirty (30) days prior to the
principal maturity date occurring in such Fiscal Year, the County
shall publish, in a financial newspaper or journal published in
the City of New York, New York, a notice of call for tenders of
Obligations, in an amount at least equal to the amount then
available in said Surplus Account sufficient to purchase the
same. Commencing with the first Fiscal Year in which the Obliga-
tions are redeemable, and in each Fiscal Year thereafter, the
County shall, call for redemption, in the manner provided in
Section 10 hereof, on the principal maturity date occurring in
such Fiscal Year, such principal amount of Obligations at least
equal to the amount then available in said Surplus Account suf-
ficient to redeem the same.
(4) The Sinking Fund, and the Reserve Account therein,
the Surplus Account, and any other special funds or accounts
herein established and created shall constitute trust funds for
the purposes provided herein for such funds. All such funds
shall be continuously secured in the same manner as state and
municipal deposits are required to be secured by the laws of the
State of Florida. Moneys on deposit in the Sinking Fund and in
the Surplus Account may be invested and reinvested in Authorized
Investments. Moneys on deposit in the Reserve Account in the
Sinking Fund shall be invested only in direct obligations of the
United States of America.
Investments made with moneys in the Sinking Fund and in
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the Surplus Account must mature not later than the date that such
moneys will be needed but in no event later than one year from
the date of purchase. Investments made with moneys in the
Reserve Account must mature not later than the final maturity of
any Obligations then outstanding. Any and all income received by
the County from all such investments shall upon receipt thereof
be deposited into the Sinking Fund and used only for the payment
of principal and interest on the Obligations and for the Reserve
Account, and thereafter shall be deposited into the Surplus
Account and used for the purchase or redemption of Obligations.
The cash required to be accounted for in each of the
foregoing funds and accounts established herein may be deposited
in a single bank account, and funds allocated to the various
accounts established herein may be invested in a common invest-
ment pool, provided that adequate accounting records are main-
tained to reflect and control the restricted allocation of the
cash on deposit therein and such investments for the various pur-
poses of such funds and accounts as herein provided.
The designation and establishment of the varioug funds
in and by this Instrument shall not be construed to require the
establishment of any completely independent, self -balancing funds
as such term is commonly defined and used in governmental
accounting, but rather is intended solely to constitute an ear-
marking of certain moneys and assets of the County for certain
purposes and to establish certain priorities for application of
such moneys and assets as herein provided.
C. ADDITIONAL OBLIGATIONS. The County hereby covenants
and agrees not to incur any other obligations or indebtedness,
except refunding obligations, payable from the same sources as
the payments hereinbefore specified to be made into the Sinking
Fund and Reserve Account, unless such obligations contain an
express statement that such obligations are junior and subor-
dinate in all respects to the Obligations herein authorized and
the Prior Lien Obligations as to lien on and source and security
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for payment from the Race Track Funds and Jai Alai Fronton Funds,
as defined herein, and investment income.
D. REMEDIES. Any Holder of Obligations, or of any
coupons appertaining thereto, issued under the provisions of this
Resolution, may either at law or in equity, by suit, action, man-
damus or other proceedings in any Court of competent jurisdic-
tion, protect and enforce any and all rights under the laws of
the State of Florida or granted and contained in the Act and in
this Resolution, and may enforce and compel the payment of all
sums and the performance of all duties required by this
Resolution or by any applicable statutes to be performed by the
County, or by any officer thereof, including but not being
limited to, the application and distribution of the Race Track
Funds and Jai Alai Fronton Funds in the manner provided in this
Resolution.
E. BOOKS AND RECORDS. The Countv shall keep books and
records of the receipt of all Race Track Funds and Jai Alai
Fronton Funds received by it, including particularly the Race
Track Funds and _ a T
,.,, ��..i nisi pivniv,-i cu[ta5 pledged hereunder, which
such books and records shall be kept separate and apart from all
other books, records and accounts of the Issuer and any Holder of
an Obligation or Obligations shall have the right at all reasonable
times to inspect all records, accounts and data of the County
relating thereto.
F. ANNUAL AUDIT. The County shall also, at least once
a year, within 60 days after the close of the Fiscal Year, cause
the books, records and accounts relating to such Race Track Funds
and Jai Alai Fronton Funds to be properly audited by the State
Auditor or by an independent Certified Public Accountant and
shall mail, upon request, and make generally available, the
report of such audits to any Holder or Holders of Obligations. A
copy of such annual audit shall also be furnished to the original
purchasers of the Obligations.
G. NO IMPAIRMENT OF CONTRACT. The County has full
s
power and authority to irrevocably pledge the portion of Race
Track Funds and .Jai Alai Fronton Funds hereinabove described to
the payment of the principal of and interest on the Obligations.
The pledge of such Race Track Funds and Jai Alai Fronton Funds,
in the manner provided herein, shall not be subject to repeal,
modification or impairment by any subsequent resolution or other
proceedings of the County or by any subsequent act of the
Legislature of Florida without and unless such Issuer shall have
provided, or the Legislature shall have made immediately
available to the County, such additional or supplemental funds
which shall be sufficient to retire such Obligations and the
interest thereon in accordance with their terms. The County
shall take aii actions and pursue such legal remedies which may
be available to it either in law or in equity to prevent or cure
any default or impairment as within the meaning of this subsec-
tion G.
H. ARBITRAGE. The County does hereby further covenant
that no use will be made of the proceeds of the Obligations which
would cause the Obligations to be "arbitraog hnnas" within the
meaning of Section 103(c) of the Internal Revenue Code of 1954,
as amended, and the applicable regulations thereunder. The
County, at all times while such Obligations and the interest
thereon are outstanding, including refundings thereof, will
comply with the requirements of said Section 103(c) and with the
valid and applicable rules and regulations of the Internal
Revenue Service thereunder.
I. PRIOR LIEN OBLIGATIONS RESERVE ACCOUNT. Subject to
the rights of the holders of the Prior Lien Obligations, the
County agrees that no further payments will be made by it into
the Reserve Account maintained for the Prior Lien Obligations
when there has been deposited into said Reserve Account and as
long as there shall remain on deposit therein an amount equal to
the maximum bond service requirement (as such term is defined in
the resolution which authorized said Prior Lien Obligations) on
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said Prior Lien Obligations.
SECTION 15. CONSTRUCTION TRUST FUNn. All of the pro-
ceeds derived from the sale of the Obligations (except (i) an
amount equal to accrued interest to be deposited in the Bond
Service Fund, and (ii) an amount equal to the maximum amount of
principal and interest which will mature and become due on the
Obligations in any ensuing Fiscal Year to be deposited in the
Reserve Account) shall be deposited in a trust 'Lurid which is
hereby created, established and designated as the "Construction
Trust Fund." Such Construction Trust Fund shall be deposited and
maintained with any banking institution in the State of Florida
approved as a County depository and subsequently designated by
the County. The moneys therein shall be used only for the
payment of the cost of the Project as hereinabove defined, but,
pending such application, may be invested in Authorized
Investments maturing at such time or times as necessary to meet
the requirements of the Construction Trust Fund, the income from
such investments to remain in said Construction Trust Fund. Any
balance of unexpended moneys in the Construction Trust Find after
completion of such Project shall be deposited in the Sinking Fund
hereinbefore established.
SECTION 16. RIGHTS OF THE OBLIGATION HOLDERS. The
Holders of the Obligations shall have no responsibility for the
application and use of the proceeds received from the sale
thereof and the application and use of such proceeds by the
County shall in no way affect the rights of the Obligation
Holders. The County shall be irrevocably obligated, upon receipt
thereof, to use the Race Track Funds and Jai Alai Fronton Funds
pledged hereunder to pay the principal of and interest on the
Obligations and to make all reserve and other payments provided
for herein, notwithstanding any failure of the County to apply
such Obligation proceeds in the manner provided herein.
SECTION 17. DEFEASANCE. If, at any time, the County
shall have paid, or shall have made provision for payment of, the
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consent in writing of the Holders of sixty-six and two-thirds per
centum (66 2/38) or more in principal amount of the Obligations
then outstanding; provided, however, that no modification or
amendment shall permit a change in the maturity of such
Obligations or a reduction in the rate of interest thereon or in
the amount of the principal Obligation thereof or affecting the
unconditional promise of the County to collect such portion of
the Race Track Funds and Jai Alai Fronton Funds as herein pro-
vided, or to pay the principal of and interest on the Obligations
as the came shall become due fr;i;, such Race +cac:f Fiina'S and jai
Alai Fronton Funds, or reduce such percentage of Holders of such
Obligations, required above, for such modifications or amend-
ments, without the consent of the Holders of all of such
Obligations; provided further, however, that no modification or
amendment of this Resolution or of any resolution amendatory
hereof or supplemental hereto may be made which shall allow or
permit any acceleration of the payment of principal of or
interest on the Obligations upon any default in the payment
thereof, whether or not the Holders of the Obligations consent
thereto.
SECTION 21. SEVERABILITY. If any one or more of the
covenants, agreements or provisions of this Resolution shall be
held contrary to any express provision of law or contrary to the
policy of express law, though not expressly prohibited, or
against public policy, or shall for any reason whatsoever be held
invalid, then such covenants, agreements or provisions shall be
null and void and shall be deemed separate from the remaining
covenants, agreements or provisions, and in no way affect the
validity of all the other provisions of this Resolution or of the
Obligations or coupons issued thereunder.
SECTION 22. EFFECTIVE DATE. This Resolution shall take
effect immediately upon its adoption.
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