HomeMy WebLinkAbout1997-082 RESOLUTION NO. 97- 82
A RESOLUTION AUTHORIZING THE ISSUANCE OF NOT TO EXCEED
$4,080,000 AGGREGATE PRINCIPAL AMOUNT OF INDIAN RIVER
COUNTY, FLORIDA INDUSTRIAL DEVELOPMENT REVENUE BONDS
(OCEAN SPRAY CRANBERRIES, INC. PROJECT) , SERIES 1997;
APPROVING THE FORMS OF A TRUST INDENTURE, LOAN AGREEMENT
AND BOND PURCHASE AGREEMENT RELATING TO THE NEGOTIATED
SALE OF THE BONDS TO THE UNDERWRITERS; AUTHORIZING
EXECUTION OF A TRUST INDENTURE, LOAN AGREEMENT AND BOND
PURCHASE AGREEMENT; APPROVING AND AUTHORIZING THE EXE-
CUTION AND DELIVERY OF CERTAIN ADDITIONAL AGREEMENTS
NECESSARY OR DESIRABLE IN CONNECTION WITH THE ISSUANCE OF
AND PROVISION OF SECURITY FOR THE BONDS; APPOINTING A
TRUSTEE, REGISTRAR, PAYING AGENT, TENDER AGENT AND
REMARKETING AGENT WITH RESPECT TO THE BONDS; PROVIDING
THAT THE BONDS SHALL BE ISSUED IN FULL BOOK ENTRY FORM;
APPROVING THE FORM OF A PRELIMINARY OFFERING MEMORANDUM
RELATING TO THE SALE OF THE BONDS AND AUTHORIZING THE
DISTRIBUTION THEREOF; DEEMING THE PRELIMINARY OFFERING
MEMORANDUM FINAL AS OF ITS DATE; AUTHORIZING THE
DISTRIBUTION OF AN OFFERING MEMORANDUM IN CONNECTION WITH
THE ISSUANCE AND DELIVERY OF SUCH BONDS; PROVIDING
CERTAIN OTHER MATTERS IN CONNECTION THEREWITH; AND
PROVIDING AN EFFECTIVE DATE.
WHEREAS, the Board of County Commissioners (the "Board") of
Indian River County, Florida (the "County") by resolution adopted
April 22, 1997 (the "Inducement Resolution") expressed its
intention to provide the financing of the acquisition,
rehabilitation and expansion of a solid waste disposal facility
located in the County (the "Project") on behalf of Ocean Spray
Cranberries, Inc. (the "Company") through the issuance of the
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County's bonds; and
WHEREAS, the Board, following a public hearing on May 6, 1997
regarding the issuance of the bonds on behalf of the Company
adopted a resolution granting approval thereof in accordance with
section 147(f) of the Internal Revenue Code of 1986, as amended
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(the "Code*) ; and
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WHEREAS, by this Resolution (the "Resolution") the County
desires to authorize the issuance of the County's Industrial
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Development Revenue Bonds (Ocean Spray Cranberries, Inc. Project)
Series 1997 (the "Bonds") , in the aggregate principal amount not to
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exceed $4,080,000, for the purpose stated above and to provide for
other matters consistent therewith; and
WHEREAS, the County desires to approve the forms of Trust
Indenture and Loan Agreement to be executed in connection with the
issuance of the Bonds; and
WHEREAS, the County wishes to approve the form of a Preli-
minary Offering Memorandum in connection with the sale of its Bonds
and to authorize distribution thereof in connection with the
issuance and delivery of the Bonds and to authorize a final
Offering Memorandum; and
WHEREAS, the County intends to negotiate the sale of the Bonds
as hereinafter provided with First Commerce Capital, a Division of
Morgan Keegan & Company, Inc. (the "Underwriter") pursuant to a
Bond Purchase Agreement which the County wishes to approve; and
WHEREAS, the County wishes to approve the appointment of a
Trustee, Tender Agent and Remarketing Agent with respect to the
Bonds; and
WHEREAS, the County now desires to provide for the form of
various of the foregoing documents to facilitate the issuance and
delivery of the Bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COUNTY
COMMISSIONERS OF INDIAN RIVER COUNTY, FLORIDA, as follows:
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SECTION 1. There is hereby authorized and directed to be
issued the County's Industrial Development Revenue Bonds (Ocean
Spray Cranberries, Inc. Project) Series 1997, in the aggregate
principal amount of $4,080,000. The Bonds shall be issued under
and secured by the Trust Indenture referred to below (the
"Indenture") which by reference is hereby incorporated in this
resolution as if set forth in full herein. The Bonds shall be
executed, authenticated and delivered by the officers of the County
authorized below in substantially the form set forth in the
Indenture in fully registered form. The Bonds shall be secured by
and be payable from the Trust Estate pledged for the Bonds pursuant
to the Indenture.
SECTION 2. The Indenture, in substantially the form
attached hereto as Exhibit "A", is hereby approved, and the
Chairman, Vice-Chairman or any other member of the Board are hereby
authorized and directed to execute and deliver, and the County
Clerk or any assistant Clerk is hereby authorized and directed to
attest the execution of, the Indenture on behalf of and in the name
of the County with such additional changes, insertions and
omissions therein including, but not limited to, the insertion of
rates, maturities and other details of the Bonds determined as
herein provided and as may be made prior to the delivery of the
Bonds, and as may be otherwise made and approved by the said
officers of the County executing the same, such execution to be
conclusive evidence of such approval.
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SECTION 3. The Loan Agreement in substantially the form
attached hereto as Exhibit "B" (the "Agreement") , is hereby
approved, confirmed and ratified and the Chairman, vice-Chairman,
or any other member of the Board of the County are hereby
authorized and directed to execute and deliver, and the County
Clerk or any assistant Clerk is hereby authorized and directed to
attest the execution of, the Agreement on behalf of and in the name
of the County with such additional changes, insertions and omis-
sions therein as implement the provisions of the Bond Placement
Agreement hereinafter mentioned, and as may be otherwise made and
approved by the said officers of the County executing the same,
such execution to be conclusive evidence of such approval.
SECTION 4. It is hereby found and determined that due to
the complexity of the financing, the need to coordinate matters
among the County, the Company, Wachovia Bank, N.A. (the "Credit
Provider") and the Underwriter, and due to the willingness of the
Underwriter to purchase the Bonds, it is in the best interest of
the County to negotiate the sale of the Bonds. The disclosure
required by Section 218.385, Florida Statutes, as amended, shall be
provided to the County, as evidenced by a schedule to be attached
to the Bond Purchase Agreement hereinafter described wherein the
Underwriter agrees to provide disclosure to the County prior to the
execution by the County of the Bond Purchase Agreement. The
negotiated sale of the Bonds in amounts not to exceed $4,080,000
with respect to the Bonds, at the subsequent determination of the
Chairman or vice Chairman of the County, at a price not less than
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98% of the aggregate principal amount of such Bonds is hereby
approved to the Underwriter upon substantially the terms and
conditions set forth in the Bond Purchase Agreement, which is
hereby approved in substantially the form attached hereto as
Exhibit C. The Bond Purchase Agreement, with such changes,
alterations and corrections as may be approved by the Chairman or
Vice Chairman, such approval to be presumed by such execution
thereof, is hereby approved by the County, and the County hereby
authorizes said Chairman or vice Chairman to execute and deliver
(attested by the Clerk or an Assistant Clerk of the County) , said
Bond Purchase Agreement in the name of and on behalf of the County,
all of the provisions of which, when executed and delivered by the
County as authorized herein shall be deemed to be a part of this
instrument as fully and to the same extent as if incorporated
verbatim herein. Award of the Bonds to the Underwriter with the
net interest rate for the Initial Adjustment period on the Bonds
not exceeding 6.008 per annum (or the maximum lawful rate,
whichever is less) , and maturities on the Bonds being not later
than the year 2027, may be approved by the Chairman or Vice
Chairman as attested by the Clerk or an Assistant Clerk of the
County without need of further authorization of ,the County. The
Bonds are hereby sold to the Underwriter (subject to such
conditions) in the amount, at the price and upon the final terms
set forth in the Bond Purchase Agreement as may be approved by the
Chairman or Vice Chairman as attested by the Clerk or an Assistant
Clerk.
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SECTION 5. The County hereby approves the Preliminary
Official Memorandum, relating to the Bonds in substantially the
form attached hereto as Exhibit D and authorizes the use and
distribution by the Underwriter of said Preliminary Official
Memorandum and a Final Official Memorandum relating to the Bonds
with such revisions as shall hereafter be approved by the Chairman
or Vice Chairman and, with such approval and authorization, the
distribution of such Final Official Statement by said Underwriter
in connection with the sale and issuance of the Bonds. The
Offering Memorandum in the form attached hereto is hereby deemed
"final", as required by Rule 15c2-12 of the Securities Exchange
Commission.
SECTION 6. With respect to the Bonds, State Street Bank
and Trust Company, a Massachusetts banking corporation, is hereby
appointed as Trustee, Registrar, Paying Agent pursuant to the
Indenture; and, State Street Bank and Trust Company is hereby
appointed as Tender Agent pursuant to the Indenture and the Tender
Agreement and First Commerce Capital, a Division of Morgan Keegan
& Company Inc. , is hereby appointed Remarketing Agent pursuant to
the Indenture and the Remarketing Agreement.
SECTION 7. The County has determined that the Bonds shall
be issued initially utilizing a pure book-entry system of
registration, subject' to further limitations set forth in the
Indenture, and with a reservation to the County of the right to
cease using a full book-entry system of registration.
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SECTION S. All prior resolutions and motions of the County
inconsistent with the provisions of this resolution are hereby
modified, supplemented and amended to conform with the provisions
herein contained and except as otherwise modified, supplemented and
amended hereby shall remain in full force and effect.
SECTION 9. To the extent that the Chairman or
Vice-Chairman of the Board are unable for any reason to execute or
deliver the documents referred to above, such documents may be
executed and delivered by any other member of the Board, with the
same effect as if executed and/or delivered by the Chairman or
Vice-Chairman, and to the extent the Clerk of the County is unable
for any reason to attest the execution of any document, such
document may be attested by any assistant Clerk of the County, with
the same effect as if attested by the Clerk of the County.
SECTION 10. The Chairman, Vice Chairman, and all other
members of the Board are hereby authorized and directed to execute
any and all certifications or other instruments or documents
required by the Indenture, the Agreement, the Bond Placement
Agreement, Bond Counsel or any other document referred to above as
a prerequisite or precondition to the issuance of the Bonds and any
representation made therein shall be deemed to be made on behalf of
the County. All action taken to date by the members of the Board
and the staff of the County in furtherance of the issuance of the
Bonds is hereby approved, confirmed and ratified.
SECTION 11. This resolution shall become effective
immediately upon its adoption.
PASSED AND ADOPTED at a duly called meeting of the Board of
County Commissioners of Indian River County, Florida, at which a
quorum was present on August [IZ, 1997.
BOARD OF COUNTY COMMISSIONERS
OF INDIAN RIVER COUNTY, FLORIDA
(SEAL)
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Caroly K. Eg eW Chairman
ATTEST
Jeffrey-*. Barton
Clerk of the Circuit Court
APPROVED AS TO LEGAL FORD
AND CONTENT
Cil �
Charles P. V tunac,
County Attorney
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(} CERTIFICATE OF RECORDING OFF CFR
1 I HEREBY CERTIFY THAT:
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1. I am the duly appointed and qualified Clerk of the
Circuit Court, ex officio Clerk of the Board of County
Commissioners of Indian River County, Florida, am familiar with the
records thereof and am duly authorized to execute this certificate;
and
2. The copy of the instrument annexed hereto is a true,
correct and compared copy of the original instrument on file and of
record, adopted at a meeting held on August 19, 1997, which was
duly convened in conformity with all applicable requirements; a
proper quorum was present throughout said meeting and the instru-
ment hereinabove mentioned was duly proposed, considered and
adopted in conformity with applicable requirements; all other
requirements and proceedings incident to the proper adoption of
said instrument have been duly fulfilled, carried out, and
otherwise observed; and such instrument remains in full force and
effect as of the date hereof.
DATED this 26th day of August, 1997.
INDIAN RIVER COUNTY, FLORIDA
By: --
le ey K. Barton
Clerk
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(SEAL)
No. 12