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HomeMy WebLinkAbout2004-160 APPLICATION FOR version FEDERAL ASSISTANCE 2. DATE SUBMITTED Applicant Identifier 7/27/04 / r 1. TYPE OF SUBMISSION: 3. DATE RECEIVED BY STATE State Application Identifier I Application Pre-application Fj Construction C Construction t DATE RECEIVED BY FEDERAL AGENCY Federal Identifler Non-Construction Non-Constnwdon 5. APPLICANT INFORMATION Legal Name: Organizational Unit nt Indian River County Board of County Commissioners Cpuanty Govemment Organizational DUNS: Division: 079-20&969 Address: Name and telephone number of person to be contacted on matters Street: involving this application (give area code) Prefix: First Name: 1840 25th Street I Louise City: Middle Name Vero Beach CounIndian River Hubbaard State: i _C O e Suffix: USAtry. Email: 286 irbadh@aol.com 6. EMPLOYER IDENTIFICATION NUMBER (EIN): Phone Number (give area code) Fax Number (give area code) 1 772-567-7790 772 567-5991 S. TYPE OF APPLICATION: 7. TYPE OF APPLICANT: (See back of form for Application Types) 1G New rFI Continuation F Revision B If Revision, enter appropriate letter(s) in box(es) See back of form for description of letters.) ❑ ❑ Other (specify) Other (specify) 9. NAME OF FEDERAL AGENCY: 10. CATALOG OF FEDERAL DOMESTIC ASSISTANCE NUMBER: 11 , DESCRIPTIVE TITLE OF APPLICANT'S PROJECT: []❑m❑❑ D Renewals TITLE (Name of Program): 12. AREAS AFFECTED BY PROJECT (Cfties, Counties, States, etc.): Indian River County 13, PROPOSED PROJECT 14. CONGRESSIONAL DISTRICTS OF: Start Date: Ending Date: a. Applicant b. Project 7/1 /05 6/30/06 15 5 15. ESTIMATED FUNDING : 16, IS APPLICATION SUBJECT TO REVIEW BY STATE EXECUTIVE- RDER 12372 PROCESS? a. Federal a. Yes. {Q THIS PREAPPLICATION/APPLICATION WAS MADE AVAILABLE TO THE STATE EXECUTIVE ORDER 12372 b. Applicant PROCESS FOR REVIEW ON c. State DATE: d. Local UU b. No. PROGRAM IS NOT COVERED BY E. 0. 12372 e. Other OR PROGRAM HAS NOT BEEN SELECTED BY STATE -" FOR REVIEW I. Program Income ou17, IS THE APPLICANT DELINQUENT ON ANY FEDERAL DEBT? g. TOTAL ❑ Yes If "Yes" attach an explanation. No 18. TO THE BEST OF MY KNOWLEDGE AND BELIEF, ALL DATA IN THIS APPLICATION/PREAPPLICATION ARE TRUE AND CORRECT, THE DOCUMENT HAS BEEN DULY AUTHORIZED BY THE GOVERNING BODY OF THE APPLICANT AND THE APPLICANT WILL COMPLY WITH THE ATTACHED ASSURANCES IF THE ASSISTANCE IS AWARDED. pp. Authorized Reoresentative C�iarrtr►an Caroline iedie Name D - Last Name Suffix Ginn b. Title . Telephone Number (give area code) Chair, Board of County Commissioners 772-567-8000 Ext 1490 Signature of Aut (ized Representative I . Date Signed c.fJ fCJJill rina Previous Edition Usable tandard Form 424 (Rev.9-2003) Authorized for Local Reproduction Prescribed by OMB Circular A-102 F TREASURE COAST HOMELESS SERVICES COUNCILJNC. CONTINUUM OF CARE List of Applicant' s Projects by Priority Number and Project Name and Requested Amount Project Priority Two — CoC Wide IMS - $367177. 00 This project is a one year renewal request_ Project Priority Three — Family Options Transitional Housing - $24, 581 . 00 This project is a one year renewal request. Indian River County Board of County Commissioners DUNS #079-209=989 " Applicant Assurances U.S. Department of Housing OMB Approval No. 2501 -0017 and Certifications and Urban Development (expires 03131 =05) Instructions for the HUD424-13 Assurances and Certifications As part of your application for HUD funding, you , as the official authorized to sign on behalf of your organization or as an individual must provide the following assurances and certifications. By submitting this form, you are stating that to the best of your knowledge and belief, all assertions are true and correct. As the duly authorized representative of the applicant, I certify that the 5. Will comply with the acquisition and relocation applicant [Insert below the Name and title of the Authorized Representative, requirements of the Uniform Relocation Assistance name of Organization and the date of signature]: and Real Property Acquisition Policies Act of 1970, Name: Indian River County -title: Chairman as amended (42 U.S. C. 4601 ) and implementing Organization : County Commission Date: 07/13/2004. regulations at 49 CFR Part 24 and 24 CFR 42, 1 . Has the legal authority to apply for Federal assistance, has the Subpart A. institutional, managerial and financial capability (including funds to pay 6. Will comply with the environmental e non-Federal share of program costs) to plan , manage and complete requirements of the National Environmental e program as described in the application and the governing body Policy Act (42 U.S.CA321 at seq.) and related has duly authorized the submission of the application, including these Federal authorities prior to the commitment or assurances and certifications, and authorized me as the official expenditure of funds for property acquisition and representative of the applicant to act in connection with the application physical development activities subject to and to provide any additional information as may be required. implementing regulations at 24 CFR parts 50 or 58. 2. Will adminiisterthe grant in compliance with Title VI of the Civil Rights 7. That no Federal appropriated funds have been Act of 1964 (42 U.S. C. 2000(d)) and implementing regulations (24 CFR paid, or will be paid, by or on behalf of the applicant, Part 1 ), which provide that no person in the United States shall, on the to any person for influencing or attempting to grounds of race, color or national origin, be excluded from participation influence an officer or employee of any agency, a in, be denied the benefits of, or otherwise be subjected to discrimination Member of Congress, and officer or employee of under any program or activity that receives Federal financial assistance Congress, or an employee of a Member of Congress, R if the applicant is a Federally recognized Indian tribe or its tribally in connection with the awarding of this Federal grant designated housing entity, is subject to the Indian Civil Rights Act or its extension , renewal, amendment or modification. (25 U .S.C. 1301 -1303). If funds other than Federal appropriated funds have 3. Will administer the grant in compliance with Section 504 of the or will be paid for influencing or attempting to Rehabilitation Act of 1973 (29 U .S.C. 794), as amended , and implement- influence the persons listed above, I shall complete ing regulations at 24 CFR Part 8 , and the Age Discrimination Act of 1975 and submit Standard Form-LLL, Disclosure Form to (42 U.S.C. 6101 -07), as amended, and implementing regulations at 24 Report Lobbying. I certify that i shall require all sub CFR Part 146 which together provide that no person in the United States awards at all tiers (including sub-grants and contracts) shall, on the grounds of disability or age, be excluded from participation to similarly certify and disclose accordingly. in , be denied the benefits of, or otherwise be subjected to discrimination Federally recognized Indian Tribes and tribally under any program or activity that receives Federal financial assistance; designated housing entities (TDHEs) established by except if the grant program authorizes or limits participation to designat- Federally-recognized Indian tribes as a result of the ed populations, then the applicant will comply with the nondiscrimination exercise of the tube's sovereign power are excluded requirements within the designated population . from coverage by the Byrd Amendment, but State- . Will comply with the Fair Housing Act (42 U .S.C. 3601 -19), as recognized Indian tribes and TDHEs established mended , and the implementing regulations at 24 CFR Part 100, which under State law are not excluded from the statute's prohibit discrimination in housing on the basis of race, color, religion, coverage. sex, disability, familial status, or national origin; except an applicant These certifications and assurances are material which is an Indian tribe or its instrumentality which is excluded by representations of the fact upon which HUD can rely statute from coverage does not make this certification; and further when awarding a grant. if it is later determined that, except if the grant program authorizes or limits participation I the applicant, knowingly made an erroneous o designated populations, then the applicant will comply with the certification or assurance, I maybe subject to nondiscrimination requirements within the designated population . criminal prosecution. 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Ile 1 1 . • 1 . 1 • 1 1 . - • 1 1 : : 1 . 1 � - 1111 - 1 1 • • : 11 " 11 .: 1 • • / 1 • 11 " 1 I / 1 1 : : • 1 1 - r • • 1 1 . n • • I 1 . 1 • l : • 1 u - I r • l l ' " 1 :: 1 - I r 1 • q 1 1 1 1 • / - 1 1 • 1 1 • • 1 • • 1 11 - / - 1 • 1 - • • • : II • / / 1 • 1 • 1 1 : • • • 1 : 1 I 1 - � • • r - 1 • • • 1 1 • - � � 11 . • 11 • is • • • • 1 '. 1 / 1 : 11 TREASURE COAST HOMELESS SERVICES COUNCIL, INC. CONTINUUM OF CARE assistance for acquisition, rehabilitation, or new construction: The project will be operated for the D. For SRO Only. purpose specified in the application for any year for which such assistance is provided 1. Standards, Definitions, and $3,000 Minimum. C. For S+C Only. The proposed site meets HUD' s site and neighborhood standards (24 CFR 882. 803(6x4)), 1. Maintenance of Effort. meets the regulatory definition of single room occupancy housing (24 CFR 882. 802), and the It will comply with the maintenance of effort rehabilitation costs will met the per unit rehabilitation requirements described at 24 CFR 582. 115(d). minimum of $3,000. 2. Supportive Services. E. For SBP and SRO It will make available supportive services 1. Nonprofit Board of Directors. appropriate to the needs of the population served and For private nonprofit applicants, members of its equal in value to the aggregate amount of rental Board of Directors serve in a voluntary capacity and assistance funded by HUD for the full term of the receive no compensation, other than reimbursement rental assistance and that it will fund the supportive for expenses, for their services. services itself if the planned resources do not become available for any reason. F. For SBP and S+C. 3. Components: Standards, Definitions, and 1. Lead-Based Paint. $3,000 Minimum It will comply with the requirements of the Lead- Based Paint Poisoning Prevention Act, 42 U.S.C. (a) For the SRO component only, the proposed site 4821 -4846, and implementing regulations at 24 CFR meets HUD's site and neighborhood standards Part 35 . (24 CFR 882. 803(bx4), and meets the regulatory definition of single room occupancy housing (24 G. For S+C and SRO. CFR 882.802). (b) For the SRO and PRA with rehabilitation 1. PHA Qualification. components, the rehabilitation costs will meet the For PHA applicants, that it qualifies as a Public per unit rehabilitation minimum of $3,000. Housing Agency as specified in 24 CFR 882. 102 and is legally qualified and authorized to carry out the proposed pr'oject(s)- fL Explanation. Where the applicant is unable to certify to any of the statements in this certification, such applicant shall attach an explanation behind this page. Signature of Authorized Certifying Official: Date: .00to .1111 % 1 40 onn / Title: Chairman, Board of County Commissioners Applicant: For PHA Applicants Only: (PHA Number) Indian River County Board of County Commissioners HUD-40076-CoC (2003) OMB Approval No. 2506-0112 (exp. 08/31/2006) TREASURE COAST HOMELESS SERVICES COUNCIL, INC. CONTINUUM OF CARE Y Special Project Certification Coordination and Integration of Mainstream Programs All applicants must certify for their grant and submit this certification along with form SF424 as part of their Continuum of Care application. (You may submit a single certification covering all of your projects. ) I hereby certify that if our organization' s grant application is selected for funding as a result of this competition, we will coordinate and integrate our homeless program with other mainstream health, social services, and employment programs for which homeless populations may be eligible, including SSI, Temporary Assistance for Needy Families, Medicaid, Food Stamps, State Children' s Health Insurance Program, Workforce Investment Act and Veterans Health Care programs. Chairman, Board of County Commissioners Authorized signature of a plicant Position Title (required for all applicants) July 13 , 2004 Date HUDA0076-CoC (2003) OMB Approval No. 2506-0112 (exp. 08/31/2006) TREASURE COAST HOMELESS SERVICES COUNCIL, INC. CONTINUUM OF CARE Special Project Certification Discharge Policy Required of all State and local government applicants. Submit this certification along with form SF424 . (You may submit a single certification covering all of your projects. ) I hereby certify that as a condition for any funding received as a result of this competition, our government agrees to develop and implement, to the maximum extent practicable and where appropriate, policies and protocols for the discharge of persons from publicly funded institutions or systems of care (such as health care facilities, foster care or other youth facilities, or correction programs and institutions) in order to prevent such discharge from immediately resulting in homelessness for such persons . I understand that this condition for award is intended to emphasize that States and units of general local government are primarily responsible for the care of these individuals, and that McKinneyNento Act funds are not be to used to assist such persons in place of State and local resources . Chair, Board of County Commissioners` Authorized signature of ap icant Position Title (required only for applicants that are States or units of general local government) July 13 , 2004 Date HUD40076-CoC (2003) OMB Approval No. 2506-0112 (exp. 08/31/2006 ) TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM OF CARE Exhibit 2R : Project Information/Project Budget Please be sure to place the Applicant and ProjectName and D UNS number on each page of your narrative response. Project Information 1 . Basic Identification a. Grantee Name: Indian River County Board of County Commissioners b . Project Name : CoC Wide HMS c. Sponsor Name : NIA d. Address : 1840 250i Street, Vero Beach, FL 32960 e. Telephone : 772-567-7790 £ Fax Number: 772-567-7791 g. Contact Person: Joyce Johnston-Carlson, Dir. County Human Services h. Project Congressional District: 15 i. Project 6-digit Geographic Code: 129061 j . Project Number of Grant Being Renewed : FL29B109003 PIN: N/A k. Component/Type: (please check one) THE] PH❑ SSO❑ SH-Th[:] SH-Ph ❑ HMISE IH❑ 1. Grant Term : (please check one) 10 2 ❑ 3 (] This is a one year renewal of a three year grant. m. Priority Number on Exhibit 1 : Two 2. Number of Participants/Number of Beds (Identify all that apply)N/A Predominantly Subpopulation Serve Serve 70 % Chronically Homeless Severely Mentally Ill Chronic Substance Abuse Veterans Persons with HIWAIDS Victims of Domestic Violence Women with Children Youth (Under 18 years of e b . Project is in a rural area: ❑ Yes ® No c. Sponsor is a religious/faith-based organization: ❑ Yes E No d. Number of beds in project : (Specify a number) : Form HUD 40076 CoC-2RA page 1 Indian River County Board of Commissioners Renewal — HNIIS Duns #0794W989 TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM Or CARE Exhibit 2R: HMIS Budget Equipment Central Server(s) Personal Computers and Printers $22100.00 Networking Security Subtotal $22100.00 Software Software/User Licensing $ 11 ,502.25 Software Installation Support and Maintenance Supporting Software Tools Subtotal $ 11 ,502.25 Services . Training by Third Parties $37000.00 Hosting/Technical Services $62933.00 Programming: Customization Programming: System Interface Programming: Data Conversion Security Assessment and Setup On-line Connectivity (Internet Access) Facilitation Disaster and Recovery Subtotal $92933.00 Personnel Project Management/Coordination Data Analysis Programming Technical Assistance and Training $212676.00 Administrative and Support Staff Subtotal $212676.00 HMIS Space and Operations Space Costs Operational Costs Subtotal Total B3HS Budget $45,221.25 SHP Request $369177. 00 Selectee' s Match I $9,044.25 Form HUD 40076 CoC-2RC page 1 Indian River County Board of Commissioners Renewal — HMIS Duns #079-208-989 TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM OF CARE Exhibit 2R: Proiect Information/Proiect Budget 4. Project Budget Proposed Activities SBP Request Applicant Cash Total Budget Col, i + COL 2 1 . Real Property Leasing 2. Supportive Services 3 . Operations * * 4. BML4 361177.00 " 91044.25 45,221.25 5 . SBP Request (subtotal lines 1 through 4) $ 36,177.00 6. Administrative Costs (up to 5% of line 5) * « * 7. Total SBP Request (total lines 5 and 6) $ 36,177.00 * By law, SHR funds can be no more than 80% of the total supportive services and BLAHS budget. ** By law, SBP can pay no more than 75% of the total operations budget. * ** Applicants may request up to 5% of each project award for administrative costs, such as accounting for the use of the grant funds, preparing HUD reports, obtaining audits, and other costs associated with administering the grant State and local government applicants and project sponsors must work together to determine the plan for distributing administrative funds between applicant and project sponsor (if different). NOTE: The total SHP Request on line 7 cannot exceed the dollar amount on the Priority Chart in Exhibit 1 for the project. Form HUD 40076 CoC 2RA page 3 Indian River County Board of Commissioners Renewal — HNIIS Duns #079-208=989 TREASURE COAST U014ELESS SERVICES COUNCIL , INC . CONTINUUM OF CARE Exhibit 2R: Proiect Information/Proiect Budget e. Number of persons in families served (at a point in time) : (Specify a number) : f. Number of single individuals served (at a point in time) : (Specify a number) : g. Number of persons in families and single individuals who are disabled (at a point in time) : (Specify a number) : h. Number of chronically homeless individuals served (at a point in time) : (Specify a number) : 3 . Performance a. Are there any significant changes in the project since the last funding approval : ® Yes ❑ No If "yes", briefly describe the changes . (Attach additional pages as needed) The Project Budget, Exhibit 2R - HMIS Budget, has been amended to reflect the ongoing operating year costs for the one year renewal of the project. Original start up costs of the project which do not need to be repeated in the renewal have been reduced or eliminated. ➢ Equipment - the cost of personal computers and printers has been reduced to reflect a maintenance of effort cost, rather than an original startup cost. ➢ Training by Third Parties has been reduced to reflect the need for ongoing training on Upgrades and changes to the system, rather than the initial training required for start-up. ➢ Software User Licensing has been reduced to reflect ongoing costs of end user licenses, minus the onetime of cost of buying the software license and per user start-up costs . ➢ Technical Assistance and Training — has been increased to reflect a reasonable increase in the cost of professional technical assistance since the original start-up costs . b . If one or more extensions have been provided for your current grant, please indicate : ❑ Yes ® No If yes, please indicate the number of extensions approved : The extension period (e.g. , two months, one year) : For each extension please indicate the extension period, providing dates and number of weeks or months . ■ Extension 1 : weeks, or months ■ Extension 2 : weeks, or months List additional extensions as necessary. For each extension, identify the reason for the extension. C. If not operating at full capacity, please explain. Form HUD 40076 CoC-MA page 2 Indian River County Board of Commissioners Renewal — EMM Duns #079-20SM9 TREASURE COAST HOMELESS SERVICES COUNCIL, INC.CONTINUUM OF CARE Exhibit 1 : Continuum of Care — Discharge Planning Policy Instructions Discharge Planning Policy Narrative Describe what your CoC has achieved worldng with the appropriate local and State governments to ensure that a discharge policy for persons leaving publicly funded institutions or systems of care is being developed and implemented to prevent the discharge of persons from immediately resulting in homelessness and requiring assistance from homeless programs. The CoC now has a tri-county Pre-Release Discharge Planning Process in place. The Program operates in the Coc' s three County Jails. The tri-county Pre-Release Discharge Planning Process is a cooperative program which is staffed and funded by the Public Defender' s Office and the Sheriffs Departments of all three Counties. The program targets inmates who are homeless or who may become homeless and provides them with a Life Skills Re-Entry Program to reduce recidivism, increase their levels of community skills, and secure stable housing and employment in the community upon release. Intake Specialists in each of the jails establish Individual Re-Entry Plans including a housing and job development component. The Intake specialist is responsible for securing emergency funds and other resources for the inmates and to find appropriate housing prior to release. This Pre-Release Discharge Planning Process is part of a larger effort of the CoC Law Enforcement Committee for Discharge Planning. The larger effort also includes a Mental Health Jail Diversion Program targeted to mentally ill homeless people, usually those who are chronically homeless. This Diversion Project is designed to avoid arrests for minor misdemeanors, including conducting life sustaining activities. This project creates a team consisting of two officers per shift in three major jurisdictions who would use unmarked cars and plain clothes to intervene and transport clients to treatment rather than jail. The Project trains road officers and correctional officers to avoid arrest and incarceration of homeless mentally ill persons . Officers are trained by New Horizons of the Treasure Coast to use appropriate interventions, including the Baker/Marchman act, de- escalation of behaviors and making referral to New Horizons of the Treasure Coast for voluntary treatment. Individuals for whom this diversion is not successful will be assessed within 72 hours in the jail and charges will be dropped or prosecution deferred by judges who will make court ordered referrals to treatment . To address the housing and treatment needs of this population, the CoC is proposing to renovate an existing residential facility for use as long term housing and supportive services beds for this client population, until suitable alternatives can be found. There are no other publicly funded institutions or systems of Care in our CoC geographic area. Form HUD 40076 CoC-D Certification Regarding U.S. Department of Housing , Debarment and Suspension and Urban Development Certification A: Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Primary Covered Transactions 1 . The prospective primary participant certifies to the best of its knowl- 4. The prospective primary participant shall provide immediate writ- edge and belief that its principals; ten notice to the department or agency to whom this proposal is a. Are not presently debarred, suspended, proposed for debarment, submitted if at any time the prospective primary participant learns that declared ineligible, or voluntarily excluded from covered transactions its certification was erroneous when submitted or has become errone- by any Federal debarment or agency; ous by reason of changed circumstances. b. Have not within a three-year period preceding this proposal, 5 . The terns covered transaction, debarred, suspended, ineligible, been convicted of or had a civil judgment rendered against them for lower tier covered transaction, participant, person, primary cov- commission of fraud or a criminal offense in connection with obtain- ing, excluded,attempting to obtain, or performing a public (Federal, State, or used in this clause, have the meanings set out in the Definitions and local) transaction or contract under a public transaction; violation of Coverage sections of the rules implementing Executive Order 12549. Federal or State antitrust statutes or commission of embezzlement, theft, You may contact the department or agency to which this proposal is forgery, bribery, falsification, or destruction of records, makipg false being submitted for assistance in obtaining a copy of these regulations. statements, or receiving stolen property; 6. The prospective primary participant agrees by submitting this c . Are not presently indicted for or otherwise criminally or civilly proposal that, should the proposed covered transaction be entered into, charged by a governmental entity (Federal, State, or local) with it shall not knowingly enter into any lower tier covered transaction commission of any of the offenses enumerated in paragraph ( i )(b) of with a person who is debarred, suspended, declared ineligible, or this certification; and voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency entering into this d. Have not within a three-year period preceding this application/ transaction. proposal had one or more public transactions (Federal, State, or local) terminated for cause or default. 7 . The prospective primary participant further agrees by submitting this proposal that it will include the clause titled "Certification 2. Where the prospective primary participant is unable to certify to Regarding Debarment, Suspension, Ineligibility and Voluntary Exclu- any of the statements in this certification, such prospective participant sion - Lower Tier Covered Transaction," provided by the department shall attach an explanation to this proposal. or agency entering into this covered transaction, without modification, Instructions for Certification (A) in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 1 . By signing and submitting this proposal, the prospective primary participant is providing the certification set out below. 8 . A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it 2. The inability of a person to provide the certification required below is not debarred, suspended, ineligible, or voluntarily excluded from the will not necessarily result in denial of participation in this covered covered transaction, unless it knows that the certification is erroneous. transaction. The prospective participant shall submit an explanation A participant may decide the method and frequency by which it of why it cannot provide the certification set out below. The certifi- determines this eligibility of its principals. Each participant may, but cation or explanation will be considered in connection with the is not required to, check the Nonprocurement List. department or agency' s determination whether to enter into this 9. Nothing contained in the foregoing shall be construed to require transaction. However, failure of the prospective primary participant to furnish a certification or an explanation shall disqualify such person establishment of a system of records in order to render in good faith the from participation in this transaction. certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally 3 . The certification in this clause is a material representation of fact possessed by a prudent person in the ordinary course of business upon which reliance was place when the department or agency deter- dealings. mined to enter into this transaction. If it is later determined that the 10. Except for transactions authorized under paragraph (6) of these prospective primary participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal instructions, if a participant in a covered transaction knowingly enters Government, the department or agency may terminate this transaction thio a lower tier covered transaction with a person who is suspended, for cause of default. debarred, ineligible, or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause of default. Inge 1 of 2 form HUD-2992 (3/98) Certification B: Certification Regarding Debarment, Suspension, Ineli- gibility and Voluntary Exclusion - Lower Tier Covered Transactions 1 . The prospective lower tier participant certifies , by submission of 5 . The prospective lower tier participant agrees by submitting this this proposal, that neither it nor its principals is presently debarred, proposal that, should the proposed covered transaction be entered into, suspended, proposed for debarment, declared ineligible, or voluntarily it shall not knowingly enter into any lower tier covered transaction excluded from participation in this transaction by any Federal depart- with a person who is debarred, suspended, declared ineligible, or ment or agency. voluntarily excluded from participation in this covered transaction, 2 . Where the prospective lower tier participant is unable to certify to unless authorized by the department or agency with which this trans. any of the statements in this certification, such prospective participant action originated. shall attach an explanation to this proposal. 6. The prospective lower tier participant further agrees by submitting Instructions for Certification (B) this proposal that it will include this clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclu- 1 . By signing and submitting this proposal, the prospective lower tier sion - Lower Tier Covered Transaction," without modification, in all participant is providing the certification set out below. lower tier covered transactions and in all solicitations for lower tier 2 . The certification in this clause is a material representation of fact covered transactions, upon which reliance was placed when this transaction was entered into. 7• A participant in a covered transaction may rely upon a certification If it is later determined that the prospective lower tier participant of a prospective participant in a lower tier covered transaction that it knowingly rendered an erroneous certification, in addition to other is not debarred, suspended, ineligible, or voluntarily excluded from the remedies available to the Federal Government, the department or covered transaction, unless it knows that the certification is erroneous . agency with which this transaction originated may pursue available A participant may decide the method and frequency by which it remedies, including suspension and/or debarment. determines the eligibility of its principals. Each participant may, but 3 . The prospective lower tier participant shall is not required to, check the Nonprocurement List. P P P p provide immediate written notice to the person to which this proposal is submitted if at any 8. Nothing contained in .the foregoing shall be construed to require time the prospective lower tier participant learns that its certification establishment of a system of records in order to render in good faith the was erroneous when submitted or has become erroneous by reason of certification required by this clause. The knowledge and information changed circumstances. of a participant is not required to exceed that which is normally 4. The terms covered transaction, debarred, suspended, ineligible, Possessed by a prudent person in the ordinary course of business dealings. lower tier covered transaction, participant, person, primary cov- ered transaction, principal, proposal, and voluntarily excluded, as 9. Except for transactions authorized under paragraph (5) of these used in this clause, have the meanings set out in the Definitions and instructions, if a participant in a lower covered transaction knowingly Coverage sections of rules implementing Executive Order 12549. You enters into a lower tier covered transaction with a person who is may contact the person to which this proposal is submitted for assis- suspended, debarred, ineligible, or voluntarily excluded from partici- tance in obtaining a copy of these regulations . pation in this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this trans- action originated may pursue available remedies including suspension and/or debarment. Applicant - Date INDIAN RIVER COUNTY BOARD OF COUNTY COMMISSIONERS duly 13 , 2004 Signature of Authorized Certifying Official Due ' Chairman Page 2 of 2 form HUD-2992 (3/98) Applicant/Recipient U.S. Department of Housing OMB Approval No, 2510-0011 (exp. 12131 /2008) Disclosure/Update Report and Urban Development Instructions. (See Public Reporting Statement and Privacy Act Statement and detailed instructions on page 2 .) ApplicantRecipient Information Indicate whether this is an Initial Report ❑ or an Update Report 1 . Applicant/Recipient Name, Address, and Phone (include area code): 2. Social Security Number or INDIAN RIVER COUNTY BOARD OF COUNTY COMMISSIONERS Employer ID Number: 184025 TH STREET 59-6000-674 VERO BEACH , FL 32960 (772-567-8000 3. HUD Program Name 4. Amount of HUD Assistance SUPPORTIVE HOUSING , HMIS Requested/Received 36 , 177 . 00 5, State the name and location (street address, City and State) of the project or activity: INDIAN RIVER COUNTY Part I Threshold Determinations 1 . Are you applying for assistance for a specific project or activity? These 2. Have you received or do you expect to receive assistance within the terms do not include formula grants, such as public housing operating jurisdiction of the Department (HUD) , involving the project or activity in this subsidy or CDBG block grants. (For further information see 24 CFR Sec. application, in excess of $200,000 during this fiscal year (Oct. 1 - Sep. 30)? 4.3). For further information, see 24 CFR Sec. 4.9 ® Yes ❑ No ❑ Yes ® No. If you answered "No" to either question 1 or 2 , Stop ! You do not need to complete the remainder of this form . However, you must sign the certification at the end of the report. Part II Other Government Assistance Provided or Requested / Expected Sources and Use of Funds. Such assistance includes , but is not limited to, any grant, loan, subsidy, guarantee, insurance, payment, credit, or tax benefit. Department/State/Local Agency Name and Address Type of Assistance Amount Requested/Provided I Expected Uses of the Funds (Note: Use Additional pages if necessary.) Part III Interested Parties, You must disclose: 1 . AO developers, contractors, or consultants involved in the application for the assistance or in the planning, development, or implementation of the project or activity and 2. any other person who has a financial interest in the project or activity for which the assistance is sought that exceeds $50,000 or 10 percent of the assistance (whichever is lower). Alphabetical list of all persons with a reportable financial interest in Social Security No. Type of Participation in Financial Interest in the project or act For individuals give the last name first or Employee ID No. ProjecttActivity Pro'ect/A $ and % (Note: Use Additional pages if necessary.) Certification Warning: If you knowingly make a false statement on this form, you may be subject to civil or criminal penalties under Section 1001 of Title 18 of the United States Code. In addition, any person who knowingly and materially violates any required disclosures of information, including intentional nondisclosure, is subject to civil money penalty not to exceed $10,000 for each violation. I certify that this information is true and complete. Signature: Date: (mmiddryyyy) X e�40 I July 13 , 2004 Caroline D . Ginn , Chairman TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINU M or CARE Exhibit 2R : Project Information/Project Budget Please be sure to place the Applicant and Project Name and DUNS number on each page of your narrative response: Project Information 1 . Basic Identification a. Grantee Name : Indian River County Board of County Commissioners b . Project Name : Family Options Transitional Housing c. Sponsor Name : N/A d. Address : 1840 25* Street, Vero Beach, FL 32960 e. Telephone: 772-567-7790 E Fax Number: 772-5674791 g. Contact Person: Joyce Johnston-Carlson h. Project Congressional District: 16 i. Project 6-digit Geographic Code : 16 j . Project Number of Grant Being Renewed:_FL29B009001 PIN: N/A k. Component/Type: (please check one) 710 PH❑ SSO❑ SH-Th❑ SH-Ph ❑ HMIS❑ IH❑ 1. Grant Term: (please check one) IN 2 ❑ 3 This is a one year renewaL m. Priority Number on Exhibit 1 : Three 2. Number of Participants/Number of Beds (Identify all that apply) Predominantly Subpopulation Serve Serve 70 % Chronically Homeless X Severely Mentally Ill X Chronic Substance Abuse X Veterans Persons with HN/AIDS Victims of Domestic Violence X Women with Children X Youth (Under 18 years of e b. Project is in a rural. area: ❑ Yes ® No C' Sponsor is a religious/faith based organization: ❑ Yes ® No d. Number of beds in project: 40 (Specify a number) : INDIAN RIVER COUNTY BOARD OF COMMISSIONERS SUPPORTIVE HOUSING, RENEWAL DUNS # 079-208-989 TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM of CARE Form HUD 40076 CoC=2RA page 1 Exhibit 2R: Proiect Information/Proiect Budtet e. Number of persons in families served (at a point in time) : �12 (Specify a number) : f Number of single individuals served (at a point in time) : .0.(Specify a number) : g. Number of persons in families and single individuals who are disabled (at a point in time) : _l4 (Specify a number) : h. Number of chronically homeless individuals served (at a point in time) : !6 (Specify a number) : 3 . Performance a. Are there any significant changes in the project since the last funding approval : ❑ Yes ® No If "yes", briefly describe the changes . (Attach additional pages as needed) b. If one or more extensions have been provided for your current grant, please indicate : ❑ Yes ® No If yes, please indicate the number of extensions approved : The extension period (e.g. , two months, one year) : For each extension please indicate the extension period, providing dates and number of weeks or months . ■ Extension 1 : weeks, or months ■ Extension 2 : weeks, or months List additional extensions as necessary. For each extension, identify the reason for the extension. C, If not operating at full capacity, please explain. Form HUD 40076 CoC-2RA page 2 INDIAN RIVER COUNTY BOARD OF CONMMSIONERS SUPPORTIVE HOUSING, RENEWAL DUNS # 079-208-989 TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM or CARE Exhibit 2R: Proiect InformatiowProiect Budget 4 . Project Budget Proposed Activities SI3P Request Applicant Cash Total Budget 1 , Real Property Leasing (COL i + COL 2 2. Supportive Services $ 24,581.00 $6, 145.25 SM1726.25 3. Operations 4, HMIS 5 . SBP Request (subtotal lines I through 4) $ 24,581.00 6. Administrative Costs (up to 5% of line 5) * ** 7. Total SBP Request (total lines 5 and 6) $24,581.00 * By law, SBP funds can be no more than 80% of the total supportive services and IMS budget. * * By law, SBP can pay no more than 75% of the total operations budget * * * Applicants may request up to 5% of each project award for administrative costs, such as accounting for the use of the grant funds, preparing HUD reports, obtaining audits, and other costs associated with administering the grant Sate and local government applicants and project sponsors must work together to determine the plan for distributing administrative funds between applicant and project sponsor (if different). NOTE: The total SHP Request on line 7 cannot exceed the dollar amount on the Priority Chart in Exhibit 1 for the project Form HUD 40076 CoC=2RA page 3 INDIAN RIVER COUNTY BOARD OF COMMISSIONERS SUPPORTIVE HOUSING, RENEWAL DUNS # 079-208-989 TREASURE COAST HOMELESS SERVICES COUNCIL , INC . CONTINUUM OF CARE Exhibit 2R: Supportive Services Chart M Supportive Services Chart Supportive Service Expense Year 1 Year 2 Year 3 Total 1 . Service Category and Quantity a. Service Category: $159363.25 Quantity: Employment Assistance b . Service Category: $155363.00 Quantity: Housing Follow-u c. Service Category: Quantity d . Service Category : Quantity e. Service Category: Quantity f. Service Category: Quantity g. Service Category : Quantity 2. Total Supportive Services Budget $309726.25 (add lines under item 1 to obtain the total Supportive Services Budget) 3. SHP REQUEST $249581.00 4. Selectee' s Match (Line 2 minus S6914515 Line 3 Form HUD 40076 CoC-2RB page 1 INDIAN RIVER COUNTY BOARD OF COMMISSIONERS SUPPORTIVE HOUSING, RENEWAL DUNS # 079408-989 a TREASURE COAST HOMELESS SERVICES COUNCIL, INC.CONI'INUUM OF CARE Exhibit 1 : Continuum of Care — Discharge Planning Policy Instructions Discharge Planning Policy Narrative Describe what your CoC has achieved worldng with the appropriate local and State governments to ensure that a discharge policy for persons leaving publicly funded institutions or systems of care is bang developed and implemented to prevent the discharge of persons from immediately resulting in homelessness and requiring assistance from homeless programs. The CoC now has a tri-county Pre-Release Discharge Planning Process in place. The Program operates in the Coc' s three County Jails. The tri-county Pre-Release Discharge Planning Process is a cooperative program which is staffed and funded by the Public Defender' s Office and the Sheriffs Departments of all three Counties. The program targets inmates who are homeless or who may become homeless and provides them with a Life Skills Re-Entry Program to reduce recidivism, increase their levels of community skills, and secure stable housing and employment in the community upon release. Intake Specialists in each of the jails establish Individual Re-Entry Plans including a housing and job development component. The Intake specialist is responsible for securing emergency funds and other resources for the inmates and to find appropriate housing prior to release. This Pre-Release Discharge Planning Process is part of a larger effort of the CoC Law Enforcement Committee for Discharge Planning. The larger effort also includes a Mental Health Jail Diversion Program targeted to mentally ill homeless people, usually those who are chronically homeless. This Diversion Project is designed to avoid arrests for minor misdemeanors, including conducting life sustaining activities. This project creates a team consisting of two officers per shift in three major jurisdictions who would use unmarked cars and plain clothes. to intervene and transport clients to treatment rather than jail. The Project trains road officers and correctional officers to avoid arrest and incarceration of homeless mentally ill persons . Officers are trained by New Horizons of the Treasure Coast to use appropriate interventions, including the Baker/Marchman act, de- escalation of behaviors and making referral to New Horizons of the Treasure Coast for voluntary treatment. Individuals for whom this diversion is not successful will be assessed within 72 hours in the jail and charges will be dropped or prosecution deferred by judges who will make court ordered referrals to treatment . To address the housing and treatment needs of this population, the CoC is proposing to renovate an existing residential facility for use as long term housing and supportive services beds for this client population, until suitable alternatives can be found. There are no other publicly funded institutions or systems of Care in our CoC geographic area. Form HUD 40076 CoC-D Certification Regarding U.S. Department of Housing Debarment and Suspension and urban Development Certification A: Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Primary Covered Transactions 1 . The prospective primary participant certifies to the best of its knowl- 4. The prospective primary participant shall provide immediate writ- edge and belief that its principals; ten notice to the department or agency to whom this proposal is a. Are not presently debarred, suspended, proposed for debarment, submitted if at any time the prospective primary participant learns that declared ineligible, or voluntarily excluded from covered transactions its certification was erroneous when submitted or has become errone- by any Federal debarment or agency; ous by reason of changed circumstances. b. Have not within a three-year period preceding this proposal, 5 . The terms covered transaction, debarred, suspended, ineligible, been convicted of or had a civil judgment rendered against them for lower tier covered transaction, participant, person, primary cov- commission of fraud or a criminal offense in connection with obtain- ered transaction, principal, proposal, and voluntarily excluded, as ing, attempting to obtain, or performing a public (Federal, State, or used in this clause, have the meanings set out in the Definitions and local) transaction or contract under a public transaction; violation of Coverage sections of the rules implementing Executive Order 12549 . Federal or State antitrust statutes or commission of embezzlement, theft, You may contact the department or agency to which this proposal is forgery, bribery, falsification, or destruction of records, makipg false being submitted for assistance in obtaining a copy of these regulations. statements, or receiving stolen property; 6 . The prospective primary participant agrees by submitting this c . Are not presently indicted for or otherwise criminally or civilly proposal that, should the proposed covered transaction be entered into , charged by a governmental entity (Federal, State, or local) with it shall not knowingly enter into any lower tier covered transaction commission of any of the offenses enumerated in paragraph ( 1 )(13) of with a person who is debarred, suspended, declared ineligible, or this certification; and voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency entering into this d. Have not within a three-year period preceding this application/ transaction. proposal had one or more public transactions (Federal, State, or local) terminated for cause or default. 7. The prospective primary participant further agrees by submitting this proposal that it will include the clause titled "Certification 2. Where the prospective primary participant is unable to certify to Regarding Debarment, Suspension, Ineligibility and Voluntary Exclu- any of the statements in this certification, such prospective participant sion - Lower Tier Covered Transaction," provided by the department shall attach an explanation to this proposal. or agency entering into this covered transaction, without modification, Instructions for Certification (A) in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 1 . By signing and submitting this proposal, the prospective primary participant is providing the certification set out below. 8 . A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it 2 . The inability of a person to provide the certification required below is not debarred, suspended, ineligible, or voluntarily excluded from the will not necessarily result in denial of participation in this covered covered transaction, unless it knows that the certification is erroneous. transaction. The prospective participant shall submit an explanation A participant may decide the method and frequency by which it of why it cannot provide the certification set out below. The certifi- determines this eligibility of its principals. Each participant may, but cation or explanation will be considered in connection with the is not required to, check the Nonprocurement List. department or agency' s determination whether to enter into this transaction. However, failure of the prospective primary participant to 9. Nothing contained in the foregoing shall construed to require render in good faith the furnish a certification or an explanation shall disqualify such person establishment of a system of records in order to r from participation in this transaction. certification required by this clause. The knowledge and information of a participant is not required to exceed that which is normally 3 . The certification in this clause is a material representation of fact possessed by a prudent person in the ordinary course of business upon which reliance was place when the department or agency deter- dealings . mined to enter into this transaction. If it is later determined that the prospective primary participant knowingly reordered an erroneous 10. Except for transactions authorized under paragraph (6) of these certification, in addition to other remedies available to the Federal instructions, if a participant in a covered transaction knowingly enters Government, the department or agency may terminate this transaction thio a lower tier covered transaction with a person who is suspended, for cause of default. debarred, ineligible , or voluntarily excluded from participation in this transaction, in addition to other remedies available to the Federal Government, the department or agency may terminate this transaction for cause of default. Page 1 of 2 form HUD-2992 (3198) r Certification B: Certification Regarding Debarment, Suspension, ineli- gibility and Voluntary Exclusion - Lower Tier Covered Transactions 1 . The prospective lower tier participant certifies, by submission of 5 . The prospective lower tier participant agrees by submitting this this proposal, that neither it nor its principals is presently debarred, proposal that, should the proposed covered transaction be entered into, suspended, proposed for debarment, declared ineligible, or voluntarily it shall not knowingly enter into any lower tier covered transaction excluded from participation in this transaction by any Federal depart- with a person who is debarred, suspended, declared ineligible, or ment or agency. voluntarily excluded from participation in this covered transaction, 2 . Where the prospective lower tier participant is unable to certify to unless authorized by the department or agency with which this trans- action originated any of the statements in this certification, such prospective participant shall attach an explanation to this proposal. 6. The prospective lower tier participant further agrees by submitting instructions for Certification (B) this proposal that it will include this clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclu- 1 . By signing and submitting this proposal, the prospective lower tier sion - Lower Tier Covered Transaction," without modification, in all participant is providing the certification set out below. lower tier covered transactions and in all solicitations for lower tier 2 . The certification in this clause is a material representation of fact covered transactions. upon which reliance was placed when this transaction was entered into. 7. A participant in a covered transaction may rely upon a certification If it is later determined that the prospective lower tier participant of a prospective participant in a lower tier covered transaction that it knowingly rendered an erroneous certification, in addition to other is not debarred, suspended, ineligible, or voluntarily excluded from the remedies available to the Federal Government, the department or covered transaction, unless it knows that the certification is erroneous . agency with which this transaction originated may pursue available A participant may decide the method and frequency by which it remedies, including suspension and/or debarment. determines the eligibility of its principals. Each participant may, but 3 . The prospective lower tier participant shall provide immediate is not required to, check the Nonprocurement List. written notice to the person to which this proposal is submitted if at any 8 . Nothing contained in the foregoing shall be construed to require time the prospective lower tier participant learns that its certification establishment of a system of records in order to render in good faith the was erroneous when submitted or has become erroneous by reason of certification required by this clause. The knowledge and information changed circumstances . of a participant is not required to exceed that which is normally possessed by a prudent person in the ordinary course of business 4. The terms covered transaction, debarred, suspended, inellgible, dealings lower tier covered transaction, participant, person, primary cov- ered transaction, principal, proposal, and voluntarily excluded, as 9. Except for transactions authorized under paragraph (5) of these used in this clause, have the meanings set out in the Definitions and instructions, if a participant in a lower covered transaction knowingly Coverage sections of rules implementing Executive Order 12549 . You enters into a lower tier covered transaction with a person who is may contact the person to which this proposal is submitted for assis- suspended, debarred, ineligible, or voluntarily excluded from partici- tance in obtaining a copy of these regulations. pation in this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this trans- action originated may pursue available remedies including suspension and/or debarment. Applicant - Date INDIAN RIVER COUNTY BOARD OF COUNTY COMMISSIONERS July 13 , 2004 Signature of Authorized Certifying O cial Title Caroline D . Ginn 40F Page 2 of 2 form HUD-2992 (3/98) Applicant(Recipient U.S. Department of Housing OMB Approval No. 2510-0011 (exp. 12/31 /2006) e Disclosure/Update Report and Urban Development Instructions. (See Public Reporting Statement and Privacy Act Statement and detailed instructions on page 2 .) ApplicantlReciplent Information Indicate whether this is an Initial Report ❑ or an Update Report 1 . Applicant/Recipient Name, Address, and Phone (include area code): 2. Social Security Number or INDIAN RIVER COUNTY BOARD OF COUNTY COMMISSIONERS Employer ID Number. 1840 25 ' " STREET 59-6000-674 VERO BEACH , Ft_ 32960 (772-5674000 3. HUD Program Name 4. Amount of HUD Assistance SUPPORTIVE HOUSING PROGRAM Requested/Received 24 , 581 .00 5. State the name and location (street address, City and State) of the project or activity: INDIAN RIVER COUNTY Part I Threshold Determinations 1 . Are you applying for assistance for a specific project or activity? These 2. Have you received or do you expect to receive assistance within the terms do not include formula grants, such as public housing operating jurisdiction of the Department (HUD) , involving the project or activity in this subsidy or CDBG block grants. (For further information see 24 CFR Sec. application, in excess of $200,000 during this fiscal year (Oct. 1 - Sep. 30)? 4.3). For further information, see 24 CFR Sec. 4.9 ® Yes ❑ No ❑ Yes ® No If you answered "No" to either question 1 or 2 , Stopl You do not need to complete the remainder of this form . However, you must sign the certification at the end of the report . Part II Other Government Assistance Provided or Requested / Expected Sources and Use of Funds. Such assistance includes, but is not limited to , any grant, loan, subsidy, guarantee, insurance, payment, credit, or tax benefit. De rtment//State/Local Agency Name and Address Type of Assistance Amount R uested/Provided Expected Uses of the Funds (Note: Use Additional pages if necessary.) Part III Interested Parties. You must disclose: 1 . All developers, contractors, or consultants involved in the application for the assistance or in the planning , development, or implementation of the project or activity and 2. any other person who has a financial interest in the project or activity for which the assistance is sought that exceeds $50,000 or 10 percent of the assistance (whichever is lower). Alphabetical list of all persons with a reportable financial interest in Social Security No. Type of Participation in Financial Interest in the project or activity For individualsgive the last name first or Employee ID No. Project/ActivityProject/Activity( ($ and % (Note: Use Additional pages if necessary.) Certification Waming: If you knowingly make a false statement on this form, you may be subject to civil or criminal penalties under Section 1001 of Title 18 of the United States Code. in addition, any person who knowingly and materially violates any required disclosures of information, including intentional non-disclosure, is subject to civil money penalty not to exceed $10,000 for each violation. I certify that this information is true and complete. Signat��ur��e: pp ''I` II Date: (mm/d&ffM X G ��LGLE 400&4 July 13 , 2004 Caroline D . Ginn