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i A TRUE COPY ' 1 � � ► i3 ; 30 1 CERTIFICATION ON-. LAST PAGE . , 3J .H � a1 . . t J . R . SMITH , CLERK (1) No covered person, meaning a person who is an employee, agent, consultant, officer, or elected or appointed official of the recipient or its subrecipients and who . exercises or has exercised any 'functions or responsibilities with respect to activities assisted under this part, or who is in a position to participate in a decision-making process or gain inside information with regard to activities assisted funder this part, may obtain a financial interest or benefit from. an assisted activity, have a financial interest in any !contract,. subcontract, or agreement with respect to an assisted activity, or have a financial interest in the proceeds derived from an assisted° activity, either for him or herself or for those with whom he or she has immediate family or business ties, during his or her tenure or during the one-year period following his or her tenure. (2) Exceptions. Upon the written request of the recipient, HUD may grant an exception to the provisions of this section on a case-by-case basis, taking into account the Cumulative effects of the criteria in paragraph (0)(2)(ii) of this section, provided that, the recipient satisfactorilylmet the threshold requirements of paragraph (d)(2)(ii) of . this section. (i) Threshold requirements. HUD will consider an exception only after the recipient has provided the following documentation: P (A) Disclosure of the nature of the conflict, accompanied by a written assurance, if the recipient is a government, that there has been public disclos%ure of the conflict and , 'a description of how the public disclosure was made; and if the recipient is a private nonprofit organization, that the conflict has been disclosed in accordance with their written code of conduct or other conflict-of4nterest policy; and f (B) An opinion of the recipient's attorney that the interest for which the exception is sought would not violate State or local law, or if the subrempient is a private nonprofit organization; the exception would not violate the organization's internal policies. (ii) Factors to be considered for exceptions. In determining whether to grant a requested exception after the recipient has satisfactorily met the threshold requirements under paragraph (c)(3)(1) of this section, HUD must conclude that the exception will serve to further the purposes of the Continuum of Care program and the effective and efficient administration of the recipient's or subrecipient'sproject, taking into account the cumulative effect of the following factors , as applicable: (A) Whether the exception would provide a significant cost benefit or an essential degree of expertise to the program or project that would otherwise not be available; (B) Whether an opportunity was provided for open competitive bidding or negotiation; (C) Whether the affected person has withdrawn from his or her functions, responsibilities, or the decision-making process with respect to the specific activity in question;,1 (D) Whether the interest or benefit was present before the affected person was in the position described in paragraph (c)( 1 ) of this section; Whether undue hardship p will result to the recipient, the subrecipient, or the person affected, when weighed against the public interest served by avoiding the prohibited conflict; I (F) Whether the person affected is a member of a group or class of persons intended to be the beneficiaries of the assisted;activity, and the exception will permit such person to receive generally the same..}nterests or benefits as are being made. available or provided to the group or class; d (G) Any other relevant considerations. § 578.97 Program income. i