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Docusign Envelope ID: 921 F7A24-D5CE-4BCC-9F3C-5E7844661266 <br />4.4 Kentucky Insurance Commissioner Access. Administrator acknowledges that Kentucky <br />Revised Statutes § 304.9-373 provides that "[t]he commissioner shall have access to such books and records <br />for the purpose of examination, audit, and inspection. Any trade secrets contained therein, including but <br />not limited to the identity and addresses of Eligible Persons, shall be confidential except the commissioner <br />may use such information in any proceedings instituted against the Administrator. <br />5. Advertising. Administrator may use advertising relating to the business underwritten by Insurer <br />only to the extent that the advertising has been approved in writing by Insurer before the advertising is <br />used. Ky. Rev. Stat. § 304.9-374. <br />6. Notice to Eligible Persons. Administrator shall provide a written notice approved by Insurer to <br />Eligible Persons advising them of the identity of, and relationship among Administrator, Eligible Persons, <br />and Insurer. Where Administrator collects funds, it must identify and state separately in writing to the <br />person paying to Administrator any charge or premium for coverage the amount of any such charge or <br />premium specified by Insurer for such coverage. Ky. Rev. Stat. § 304.9-377. <br />7. Compensation. Administrator and Insurer agree that compensation to Administrator for any Plans <br />in which Administrator adjusts or settles Claims shall in no way be contingent on Claims experience. Ad- <br />ministrator and Insurer further agree that this provision does not prevent Administrator's compensation <br />from being based on premiums or charges collected or the number of Claims paid or processed. Ky. Rev. <br />Stat. § 304.9-376. <br />8. Fiduciary Accounts. The Parties agree that Administrator will not collect premiums or charges <br />for insurance coverage on behalf of or for Insurer. Other charges collected by Administrator, if any, and <br />return premiums or charges received from Insurer, if any, shall be held by Administrator in a fiduciary <br />capacity. Such funds shall be immediately remitted to the person or persons entitled thereto, or shall be <br />deposited promptly in a fiduciary bank account established and maintained by Administrator. If charges so <br />deposited have been collected on behalf of or for more than one (1) insurer, Administrator shall cause the <br />bank in which such fiduciary account is maintained to keep records clearly recording the deposits and with- <br />drawals from such account on behalf of or for each insurer. Administrator shall promptly obtain and keep <br />copies of all such records and, upon request of Insurer, shall furnish Insurer with copies of such records <br />pertaining to deposits and withdrawals on behalf of or for Insurer. Administrator shall not pay any Claim <br />by withdrawals from such fiduciary account. Withdrawals from such fiduciary account shall be made, as <br />provided in the Agreement between Administrator and Insurer, for: (1) Remittance to Insurer entitled <br />thereto; (2) Deposit in an account maintained in the name of Insurer; (3) Transfer to and deposit in a Claims <br />paying account with Claims to be paid as provided in KRS 304.9-376; (4) Payment to a group policyholder <br />for remittance to Insurer entitled thereto; (5) Payment to Administrator of its commission, fees, or charges; <br />or (6) Remittance of return premium or charges to any person entitled thereto. Kentucky Rev. Stat. § 304.9- <br />375. <br />120 <br />This document is CONFIDENTIAL AND PROPRIETARY to RIGHTWAY Healthcare, Inc. and may not be reproduced, <br />transmitted, published, or disclosed to others without the prior written authorization of RIGHTWAY Healthcare, Inc. <br />