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<br /> You have the right to exclude yourself from the Class.You can choose to-excludeY ourself from some but not all Settlements.`If
<br /> you ask to be excluded,however,you will not get any payment as a result of the Settlements from which you exclude yourself,
<br /> and you cannot object to those Settlements.You will not be bound by the Settlements from which you exclude yourself and
<br /> will have the right to sue or continue to sue the Defendants involved in the Settlements from which you exclude yourself.
<br /> To exclude yourself from the Class,you must send a written request by first-class mail,postmarked no later than May 17,2016,to:
<br /> Municipal Derivatives Settlement
<br /> c/o Rust Consulting,Inc.
<br /> P.O.Box 2500
<br /> Faribault,MN 55021-9500
<br /> If you wish to exclude yourself,you must exclude yourself in a separate writing for each Settlement from which you would
<br /> like to be excluded (i.e.,the Settlements with UBS AG,Societe Generale S.A.,Natixis Funding Corp.,Piper Jaffray&Co.,
<br /> National Westminster Bank Plc,and George K.Baum &Co.).Your exclusion request(s) must clearly state the following:
<br /> (a) Your name,address,and telephone number;
<br /> (b) All trade names or business names and addresses that you have used,as well as any subsidiaries,divisions,groups,affiliates,
<br /> or other entities that you used to enter transactions on your behalf, that have purchased by negotiation, competitive
<br /> bidding or auction municipal derivatives directly from an Alleged Provider Defendant or Alleged Co-Conspirator,or
<br /> through an Alleged Broker Defendant or Alleged Co-Conspirator,at any time from January 1, 1992, through August
<br /> 18, 2011, ini the United States and its territories or for delivery in the United States and its territories that are also
<br /> requesting exclusion;
<br /> (c) A descriptio n of the municipal derivative transactions you purchased that fall within the Class definition (including the
<br /> identity of the provider and broker, the date of the transaction, the type of transaction, any transaction identification
<br /> numbers and the notional amount of the transactions),to the extent such information is available;
<br /> (d) the name of the class action you wish to exclude yourself from:
<br /> a. In re Municipal Derivatives Antitrust Litigation—UBSAG Settlement,MDL No.1950,Master Docket No.08-02516
<br /> (S.D.N.Y.);or
<br /> b. In re Minicipal Derivatives Antitrust Litigation—Socidtd GM rale S.A.Settlement;or
<br /> C. In re Municipal Derivatives Antitrust Litigation—Nat:xis Funding Corp.Settlement,or
<br /> d. In re Mui nicipal Derivatives Antitrust Litigation—Piper jafray&Co. Settlement, or
<br /> e. In re Municipal Derivatives Antitrust Litigation—National Westminster Bank Plc Settlement,or
<br /> f. In re Municipal Derivatives Antitrust Litigation—George K. Baum &Co. Settlement,and
<br /> (e) A signed statement that you request to be excluded from the Class.
<br /> Please note that you may have previously received similar notices regarding settlements with other Defendants(i.e.,Morgan
<br /> Stanley,JP Morgan Chase&.Co.,J.P.Morgan Securities,Inc.,Wachovia Bank,N.A.(n/k/a Wells Fargo Bank,N.A.),Bank
<br /> of America, N.A:, GE Funding Capital Market Services,Inc.,Trinity Funding Co., LLC and Trinity Plus Funding Co.,
<br /> LLC)."These were separate settlements,and if you wish to exclude yourself from the UB S AG,Societe Generale S.A.,Natixis
<br /> Funding Corp.,Piper Jaffray&Co.,National Westminster Bank Plc,and/or George K.Baum &Co.settlements,you must
<br /> send a separate and speck notice containing the information noted above with regard to each of the Settling Defendant settlements.
<br /> Information about excluding yourself is also available on the Municipal Derivatives Settlement website at www.
<br /> MunicipalDeriva j ivesSettlement.com.
<br /> 17.If I don't exclude myselfrom the:Cass can h sue the Set_tl ' :efendants as"ter?
<br /> _irigD
<br /> No, not about the issues in this case. Unless you exclude yourself,you give up any right to sue UBS AG, Societe Generale
<br /> S.A., Natixis Funding Corp.,Piper Jaffray&Co.,National Westminster Bank Plc, and/or George K. Baum &Co.,for the
<br /> claims or issues resolved by these Settlements.If you have a pending lawsuit against UBS AG,Societe Generale S.A.,Natixis
<br /> Funding Corp.,Piper Jaffray&Co.,National Westminster Bank Plc,or George K.Baum&Co.,involving the claims or issues
<br /> in this class action,speak to your lawyer in that case immediately. (You must exclude yourself from the relevant Class in order
<br /> to continue participation in any other lawsuit against UBS AG,Societe Generale S.A.,Natixis Funding Corp.,Piper Jaffray&
<br /> Co.,National Westminster Bank Plc,and George K.Baum&Co.,involving the claims or issues in this class action.) 71
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